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KFS

KMS Financial Services Portfolio holdings

AUM $713M
1-Year Est. Return 14.21%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+14.21%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$592M
AUM Growth
+$182M
Cap. Flow
+$152M
Cap. Flow %
25.71%
Top 10 Hldgs %
23.18%
Holding
567
New
118
Increased
250
Reduced
127
Closed
40

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.56M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$5.33M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.04M
4
T icon
AT&T
T
+$4.89M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.76M

Top Sells

Rank Stock Value
1
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$2.79M
2
BND icon
Vanguard Total Bond Market
BND
+$1.89M
3
VTV icon
Vanguard Value ETF
VTV
+$1.6M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.32M
5
DSI icon
iShares MSCI KLD 400 Social ETF
DSI
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Staples 9.42%
2 Industrials 8.5%
3 Financials 7.22%
4 Technology 6.71%
5 Energy 6.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VALE icon
551
Vale
VALE
$62.9B
– –
-11,568
Closed -$181K
VCIT icon
552
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
– –
-2,881
Closed -$240K
XPH icon
553
State Street SPDR S&P Pharmaceuticals ETF
XPH
$469M
– –
-5,508
Closed -$212K
ROIC
554
DELISTED
Retail Opportunity Investments Corp.
ROIC
– –
-20,620
Closed -$285K
CLR
555
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-21,800
Closed -$1.17M
AEGN
556
DELISTED
Aegion Corp
AEGN
– –
-8,525
Closed -$202K
BWP
557
DELISTED
Boardwalk Pipeline Partners
BWP
– –
-9,667
Closed -$294K
NMA
558
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
– –
-12,100
Closed -$151K
AFFX
559
DELISTED
Affymetrix Inc
AFFX
– –
-11,093
Closed -$69K
NOR
560
DELISTED
NORANDA ALUM HLDG CORP COM NEW
NOR
– –
-5,071
Closed -$87K
AUQ
561
DELISTED
AURICO GOLD INC COM
AUQ
– –
-13,015
Closed -$50K
KOG
562
DELISTED
KODIAK OIL & GAS CORP
KOG
– –
-66,925
Closed -$807K
EQU
563
DELISTED
EQUAL ENERGY LTD COM
EQU
– –
-81,500
Closed -$384K
EAPS
564
DELISTED
PAX MSCI EAFE ESG INDEX ETF
EAPS
– –
-22,700
Closed -$640K
ARK
565
DELISTED
BLACKROCK SR HIGH INCM FD INC
ARK
– –
-26,533
Closed -$105K
FWDD
566
DELISTED
Madrona Domestic ETF
FWDD
– –
-6,357
Closed -$220K
19 20 21 22
23

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KMS Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, KMS Financial Services held 567 positions worth $592M, up 44% from $411M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

KMS Financial Services deployed $152M of net new capital in Q4 2013, opening 118 new positions and adding to 250 existing holdings. Its largest new stake was Reynolds American Inc: 146,916 shares worth $3.67M.

By sector, the portfolio is most concentrated in Consumer Staples at 9.4% of assets, up from 6.3% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Vanguard Total Bond Market, an estimated $1.89M trimmed.

  • KMS Financial Services's largest Q4 2013 buy was Reynolds American Inc: 146,916 shares worth $3.67M.
  • KMS Financial Services added most to Apple in Q4 2013, an estimated $8.56M increase.
  • KMS Financial Services's biggest Q4 2013 reduction was Vanguard Total Bond Market, cutting an estimated $1.89M.
  • KMS Financial Services fully exited Invesco Dorsey Wright Momentum ETF in Q4 2013, selling an estimated $2.79M.
  • KMS Financial Services's ten largest holdings make up 23% of its $592M portfolio in Q4 2013.
  • KMS Financial Services opened 118 new positions and closed 40 in Q4 2013.
  • KMS Financial Services's portfolio value rose 44% quarter-over-quarter to $592M.

Based on KMS Financial Services's 13F filing for Q4 2013, filed 10 Feb 2014.