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KFS

KMS Financial Services Portfolio holdings

AUM $713M
1-Year Est. Return 14.21%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+14.21%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$592M
AUM Growth
+$182M
Cap. Flow
+$152M
Cap. Flow %
25.71%
Top 10 Hldgs %
23.18%
Holding
567
New
118
Increased
250
Reduced
127
Closed
40

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.56M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$5.33M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.04M
4
T icon
AT&T
T
+$4.89M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.76M

Top Sells

Rank Stock Value
1
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$2.79M
2
BND icon
Vanguard Total Bond Market
BND
+$1.89M
3
VTV icon
Vanguard Value ETF
VTV
+$1.6M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.32M
5
DSI icon
iShares MSCI KLD 400 Social ETF
DSI
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Staples 9.42%
2 Industrials 8.5%
3 Financials 7.22%
4 Technology 6.71%
5 Energy 6.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AT
501
DELISTED
Atlantic Power Corporation
AT
$120K 0.02%
34,434
-5,500
-14% -$22.1K
IGA
502
Voya Global Advantage and Premium Opportunity Fund
IGA
$154M
$119K 0.02%
10,100
– –
RCS
503
PIMCO Strategic Income Fund
RCS
$243M
$115K 0.02%
11,801
+35
+0.3% +$356
HNR
504
DELISTED
Harvest Natural Resources
HNR
$111K 0.02%
+6,150
New +$110K
RVSB icon
505
Riverview Bancorp
RVSB
$107M
$110K 0.02%
37,926
+5,000
+15% +$13.6K
SLTM
506
DELISTED
SOLTA MED INC (DE)
SLTM
$108K 0.02%
36,750
+1,250
+4% +$2.73K
AGD
507
abrdn Global Dynamic Dividend Fund
AGD
$315M
$107K 0.02%
10,475
-3,000
-22% -$29.6K
DNN icon
508
Denison Mines
DNN
$2.63B
$103K 0.02%
85,852
– –
MMT
509
Aberdeen Multi-Market Income Fund
MMT
$237M
$100K 0.02%
15,088
– –
MNKD icon
510
MannKind Corp
MNKD
$1.28B
$97K 0.02%
+3,726
New +$94.7K
TCRT icon
511
Alaunos Therapeutics
TCRT
$4.74M
$87K 0.01%
133
– –
CBK
512
DELISTED
Christopher & Banks Corporation
CBK
$87K 0.01%
+10,222
New +$68.8K
NOK icon
513
Nokia
NOK
$50.8B
$86K 0.01%
+10,555
New +$79.4K
MCN
514
Madison Covered Call & Equity Strategy Fund
MCN
$117M
$85K 0.01%
10,400
– –
VVR icon
515
Invesco Senior Income Trust
VVR
$456M
$64K 0.01%
12,679
– –
SIGA icon
516
SIGA Technologies
SIGA
$223M
$62K 0.01%
18,943
– –
HL icon
517
Hecla Mining
HL
$10.2B
$61K 0.01%
19,842
+2,099
+12% +$6.34K
PALI icon
518
Palisade Bio
PALI
$339M
– –
0
– –
MIN
519
Aberdeen Intermediate Income Fund
MIN
$273M
$56K 0.01%
10,853
– –
XCO
520
DELISTED
Exco Resources
XCO
$53K 0.01%
+667
New +$56.9K
VRNG
521
DELISTED
VRINGO, INC COM STK NEW (DE)
VRNG
$53K 0.01%
1,800
-700
-28% -$20.4K
CIM
522
Chimera Investment
CIM
$1.05B
$52K 0.01%
1,123
+193
+21% +$8.78K
EXK
523
Endeavour Silver
EXK
$2.32B
$40K 0.01%
11,000
– –
JRCC
524
DELISTED
JAMES RIVER COAL NEW
JRCC
$21K ﹤0.01%
+15,190
New +$25.3K
PAL
525
DELISTED
NORTH AMERICAN PALLADIUM LTD
PAL
$16K ﹤0.01%
25,000
+12,000
+92% +$8.44K
19 20
21
22 23

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WIC
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QLMGAA
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AAM
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KMS Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, KMS Financial Services held 567 positions worth $592M, up 44% from $411M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

KMS Financial Services deployed $152M of net new capital in Q4 2013, opening 118 new positions and adding to 250 existing holdings. Its largest new stake was Reynolds American Inc: 146,916 shares worth $3.67M.

By sector, the portfolio is most concentrated in Consumer Staples at 9.4% of assets, up from 6.3% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Vanguard Total Bond Market, an estimated $1.89M trimmed.

  • KMS Financial Services's largest Q4 2013 buy was Reynolds American Inc: 146,916 shares worth $3.67M.
  • KMS Financial Services added most to Apple in Q4 2013, an estimated $8.56M increase.
  • KMS Financial Services's biggest Q4 2013 reduction was Vanguard Total Bond Market, cutting an estimated $1.89M.
  • KMS Financial Services fully exited Invesco Dorsey Wright Momentum ETF in Q4 2013, selling an estimated $2.79M.
  • KMS Financial Services's ten largest holdings make up 23% of its $592M portfolio in Q4 2013.
  • KMS Financial Services opened 118 new positions and closed 40 in Q4 2013.
  • KMS Financial Services's portfolio value rose 44% quarter-over-quarter to $592M.

Based on KMS Financial Services's 13F filing for Q4 2013, filed 10 Feb 2014.