KCM
ARAV

Kingdon Capital Management’s Aravive, Inc. Common Stock ARAV Stock Holding History

Kingdon Capital Management’s Portfolio ARAV Stock Details ARAV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q3 		– Sell
-19,507
Closed -$2.04M – 154
2017
Q2 		$2.04M Sell
19,507
-42,505
-69% -$4.57M 0.18% 86
2017
Q1 		$7.94M Sell
62,012
-23,256
-27% -$2.45M 0.6% 59
2016
Q4 		$7.62M Buy
85,268
+5,092
+6% +$386K 0.53% 72
2016
Q3 		$5.89M Buy
80,176
+27,469
+52% +$1.98M 0.39% 80
2016
Q2 		$3.5M Buy
52,707
+15,833
+43% +$900K 0.28% 84
2016
Q1 		$1.77M Sell
36,874
-50,000
-58% -$2.65M 0.14% 94
2015
Q4 		$6.46M Sell
86,874
-27,707
-24% -$1.86M 0.49% 75
2015
Q3 		$7.93M Sell
114,581
-34,674
-23% -$3.25M 0.65% 65
2015
Q2 		$13.6M Buy
149,255
+30,348
+26% +$3.07M 0.79% 62
2015
Q1 		$13.1M Buy
118,907
+11,549
+11% +$1.36M 0.79% 54
2014
Q4 		$14.5M Buy
107,358
+15,063
+16% +$1.76M 0.77% 47
2014
Q3 		$10.5M Buy
92,295
+29,095
+46% +$3.86M 0.68% 59
2014
Q2 		$10.6M Buy
+63,200
New +$10.9M 0.56% 74

Other funds holding ARAV

BlackRock
BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return
PA
Perceptive Advisors New York $5.06B AUM 314.02% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.47T AUM 27.86% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Millennium Management
Millennium Management New York $134B AUM 35.51% 1-Year Est. Return
SM
Sabby Management Miami Beach, Florida $5.71M AUM 74.25% 1-Year Est. Return
AC
Ascend Capital Orinda, California $1.99B AUM 10.36% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return