KC

Kepos Capital Portfolio holdings

AUM $74.6M
1-Year Return 14.31%
This Quarter Return
+4.46%
1 Year Return
+14.31%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$941M
AUM Growth
+$169M
Cap. Flow
+$154M
Cap. Flow %
16.34%
Top 10 Hldgs %
19.39%
Holding
349
New
156
Increased
27
Reduced
66
Closed
77

Top Buys

1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$24.6M
2
CFIIU
CF Finance Acquisition Corp. II Unit
CFIIU
$22.3M
3
FTOCU
FTAC Olympus Acquisition Corp. Unit
FTOCU
$19.4M
4
ENPC.U
Executive Network Partnering Corporation CAPS, each consisting of one share of Class A common stock, and one-quarter of one redeemable warrant
ENPC.U
$15.2M
5
HZAC.U
Horizon Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third o
HZAC.U
$15.1M

Top Sells

1
GB
Global Blue Group Holding
GB
$16.6M
2
HECCU
Hudson Executive Investment Corp. Units
HECCU
$16.1M
3
SOAC.U
Sustainable Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share and
SOAC.U
$15.1M
4
JWS.U
Jaws Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one red
JWS.U
$14.3M
5
WPF.U
Foley Trasimene Acquisition Corp.
WPF.U
$14M

Sector Composition

1 Financials 12.46%
2 Healthcare 7.51%
3 Industrials 6.49%
4 Consumer Discretionary 5.88%
5 Technology 5.65%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TONX
201
TON Strategy Company Common Stock
TONX
$660M
$324K 0.03%
+38
New +$324K
KBLMR
202
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$299K 0.03%
1,492,659
-408,343
-21% -$81.8K
APPHW
203
DELISTED
AppHarvest, Inc. Warrants
APPHW
$279K 0.03%
+100,000
New +$279K
AWK icon
204
American Water Works
AWK
$28B
$273K 0.03%
+1,886
New +$273K
SHPW
205
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
$250K 0.03%
3,153
-3,250
-51% -$258K
RPLA.WS
206
DELISTED
Replay Acquisition Corp. Warrants
RPLA.WS
$238K 0.03%
250,000
– –
CPAAW
207
DELISTED
Conyers Park II Acquisition Corp. Warrant
CPAAW
$238K 0.03%
140,000
– –
LACQW
208
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
$235K 0.03%
500,000
– –
VMC icon
209
Vulcan Materials
VMC
$38.7B
$218K 0.02%
+1,607
New +$218K
OXY icon
210
Occidental Petroleum
OXY
$44.9B
$208K 0.02%
+20,827
New +$208K
ASLEW
211
DELISTED
AerSale Corporation Warrants
ASLEW
$200K 0.02%
400,000
-799,800
-67% -$400K
XELA
212
DELISTED
Exela Technologies, Inc. Common Stock
XELA
$192K 0.02%
42
-41
-49% -$187K
ETR icon
213
Entergy
ETR
$39.1B
$186K 0.02%
+3,782
New +$186K
RMG.WS
214
DELISTED
RMG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stoc
RMG.WS
$180K 0.02%
83,928
-16,072
-16% -$34.5K
HPKEW
215
DELISTED
HighPeak Energy, Inc. Warrant
HPKEW
$170K 0.02%
+200,000
New +$170K
A icon
216
Agilent Technologies
A
$36.5B
$163K 0.02%
+1,610
New +$163K
DFNS.WS
217
DELISTED
LGL Systems Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for shares of Clas
DFNS.WS
$163K 0.02%
+150,000
New +$163K
TOIIW
218
The Oncology Institute, Inc. Warrant
TOIIW
$9.91M
$161K 0.02%
+95,000
New +$161K
XYL icon
219
Xylem
XYL
$34.1B
$161K 0.02%
+1,915
New +$161K
ROP icon
220
Roper Technologies
ROP
$55.7B
$158K 0.02%
+400
New +$158K
ECL icon
221
Ecolab
ECL
$77.6B
$156K 0.02%
+782
New +$156K
THCAW
222
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
$153K 0.02%
339,669
– –
CRTDW
223
DELISTED
Creatd Inc. Warrant
CRTDW
$150K 0.02%
+200,000
New +$150K
PIC.WS
224
DELISTED
Pivotal Investment Corporation II Redeemable Warrants, each whole warrant exercisable for shares of
PIC.WS
$148K 0.02%
40,000
-3,333
-8% -$12.3K
CVA
225
DELISTED
Covanta Holding Corporation
CVA
$145K 0.02%
+18,706
New +$145K
7 8
9
10 11