KC

Kepos Capital Portfolio holdings

AUM $74.6M
This Quarter Return
+20.6%
1 Year Return
+14.31%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$771M
AUM Growth
+$771M
Cap. Flow
+$187M
Cap. Flow %
24.27%
Top 10 Hldgs %
21.1%
Holding
235
New
68
Increased
25
Reduced
40
Closed
43

Top Buys

1
HECCU
Hudson Executive Investment Corp. Units
HECCU
$16.1M
2
SOAC.U
Sustainable Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share and
SOAC.U
$15.1M
3
JWS.U
Jaws Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one red
JWS.U
$14.3M
4
WPF.U
Foley Trasimene Acquisition Corp.
WPF.U
$14M
5
GIK.U
GigCapital3, Inc. Units, each consisting of one share of Common Stock and three-fourths of one Redee
GIK.U
$12.9M

Top Sells

1
NKLA
Nikola Corporation Common Stock
NKLA
$54.1M
2
TTCF
Tattooed Chef, Inc Class A Common Stock
TTCF
$14.1M
3
FREE
Whole Earth Brands, Inc. Class A Common Stock
FREE
$12.1M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
$11.8M
5
ID
PARTS iD, Inc.
ID
$9.9M

Sector Composition

1 Consumer Discretionary 10.3%
2 Financials 9.79%
3 Technology 9.26%
4 Industrials 8.55%
5 Consumer Staples 4.81%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LPRO icon
201
Open Lending Corp
LPRO
$268M
– –
-820,000
Closed -$8.32M
MPC icon
202
Marathon Petroleum
MPC
$54.4B
– –
-5,000
Closed -$118K
OSW icon
203
OneSpaWorld
OSW
$2.3B
– –
-15,000
Closed -$61K
QGEN icon
204
Qiagen
QGEN
$10.1B
– –
-43,852
Closed -$1.93M
T icon
205
AT&T
T
$208B
– –
-66,200
Closed -$1.46M
VNQ icon
206
Vanguard Real Estate ETF
VNQ
$34.1B
– –
-50,400
Closed -$3.52M
VRT icon
207
Vertiv
VRT
$48B
– –
-370,000
Closed -$3.2M
XLF icon
208
Financial Select Sector SPDR Fund
XLF
$53.6B
– –
-385,736
Closed -$8.03M
GOEVW
209
DELISTED
Canoo Inc. Warrant
GOEVW
– –
-500,000
Closed -$175K
BFI
210
DELISTED
BurgerFi International, Inc. Common Stock
BFI
– –
-22,374
Closed -$236K
ID
211
DELISTED
PARTS iD, Inc.
ID
– –
-955,000
Closed -$9.9M
KLR
212
DELISTED
Kaleyra, Inc.
KLR
– –
-60,167
Closed -$1.54M
VLDR
213
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
– –
-30,000
Closed -$305K
RSX
214
DELISTED
VanEck Russia ETF
RSX
– –
-76,000
Closed -$1.27M
PAEWW
215
DELISTED
PAE Incorporated Warrants
PAEWW
– –
-375,000
Closed -$559K
PAE
216
DELISTED
PAE Incorporated Class A Common Stock
PAE
– –
-662,330
Closed -$4.3M
LACQ
217
DELISTED
Leisure Acquisition Corp.
LACQ
– –
-550,000
Closed -$6M
ALTG.WS
218
DELISTED
Alta Equipment Group Inc. Warrants, each whole warrant exercisable for one share of Common Stock, ea
ALTG.WS
– –
-78,125
Closed -$64K
VRT.WS
219
DELISTED
Vertiv Holdings Co Warrants, each whole warrant exercisable for one share of Class A Common Stock at
VRT.WS
– –
-470,000
Closed -$846K
FIT
220
DELISTED
Fitbit, Inc. Class A common stock
FIT
– –
-35,000
Closed -$233K
TIF
221
DELISTED
Tiffany & Co.
TIF
– –
-27,300
Closed -$3.54M
LOAK.WS
222
DELISTED
Live Oak Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Clas
LOAK.WS
$0 ﹤0.01%
+100
New –
ETFC
223
DELISTED
E*Trade Financial Corporation
ETFC
– –
-50,000
Closed -$1.72M
ACEL.WS
224
DELISTED
Accel Entertainment, Inc. Warrant, to purchase one Class A-1 Common Stock at an exercise price of $1
ACEL.WS
– –
-65,000
Closed -$98K
VTIQW
225
DELISTED
VectoIQ Acquisition Corp. Warrant
VTIQW
– –
-1,063,800
Closed -$2.07M
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