KC

Kepos Capital Portfolio holdings

AUM $74.6M
This Quarter Return
+20.6%
1 Year Return
+14.31%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$771M
AUM Growth
+$771M
Cap. Flow
+$188M
Cap. Flow %
24.43%
Top 10 Hldgs %
21.1%
Holding
235
New
68
Increased
25
Reduced
39
Closed
43

Top Buys

1
HECCU
Hudson Executive Investment Corp. Units
HECCU
$16.1M
2
SOAC.U
Sustainable Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share and
SOAC.U
$15.1M
3
JWS.U
Jaws Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one red
JWS.U
$14.3M
4
WPF.U
Foley Trasimene Acquisition Corp.
WPF.U
$14M
5
GIK.U
GigCapital3, Inc. Units, each consisting of one share of Common Stock and three-fourths of one Redee
GIK.U
$12.9M

Top Sells

1
NKLA
Nikola Corporation Common Stock
NKLA
$54.1M
2
TTCF
Tattooed Chef, Inc Class A Common Stock
TTCF
$14.1M
3
FREE
Whole Earth Brands, Inc. Class A Common Stock
FREE
$12.1M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
$11.8M
5
ID
PARTS iD, Inc.
ID
$9.9M

Sector Composition

1 Consumer Discretionary 10.3%
2 Financials 9.79%
3 Technology 9.26%
4 Industrials 8.55%
5 Consumer Staples 4.81%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OAC.WS
176
DELISTED
Oaktree Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at
OAC.WS
$170K 0.02%
128,555
– –
FTACW
177
DELISTED
FinTech Acquisition Corp. III Warrant
FTACW
$161K 0.02%
70,000
– –
LOTZW
178
DELISTED
CarLotz, Inc. Warrant
LOTZW
$145K 0.02%
111,111
– –
FPAC.WS
179
DELISTED
Far Point Acquisition Corporation Warrants, exercisable for one share of Class A Common Stock for $1
FPAC.WS
$145K 0.02%
289,176
-243,600
-46% -$122K
GIX.U
180
DELISTED
GigCapital2, Inc.
GIX.U
$133K 0.02%
12,400
– –
GRAF.WS
181
DELISTED
Graf Industrial Corp. Warrants (each exercisable for three-quarters of one share of common stock, ea
GRAF.WS
$130K 0.02%
56,922
-229,078
-80% -$523K
KLR.WS
182
DELISTED
Kaleyra, Inc. Warrants, each whole Warrant exercisable for one share of Common Stock at an exercise price of $40.25 per share
KLR.WS
$127K 0.02%
195,100
-104,600
-35% -$68.1K
BIOX.WS
183
DELISTED
Bioceres Crop Solutions Corp Warrants, exercisable for ordinary shares
BIOX.WS
$123K 0.02%
583,678
– –
RMG.WS
184
DELISTED
RMG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stoc
RMG.WS
$98K 0.01%
100,000
– –
BTRSW
185
DELISTED
BTRS Holdings Inc. Warrants
BTRSW
$76K 0.01%
67,500
– –
AVCTW
186
DELISTED
American Virtual Cloud Technologies, Inc. Warrant expiring 4/7/2025
AVCTW
$71K 0.01%
+295,200
New +$71K
NSCO.WS
187
DELISTED
Nesco Holdings, Inc. Warrants, exerciseable for Common Stock
NSCO.WS
$36K ﹤0.01%
200,000
– –
PIC.WS
188
DELISTED
Pivotal Investment Corporation II Redeemable Warrants, each whole warrant exercisable for shares of
PIC.WS
$34K ﹤0.01%
43,333
-173,333
-80% -$136K
KBLMW
189
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
$31K ﹤0.01%
99,255
-96,725
-49% -$30.2K
LCAHW
190
DELISTED
Landcadia Holdings II, Inc. Warrant
LCAHW
$11K ﹤0.01%
2,000
-7,500
-79% -$41.3K
TMUSR
191
DELISTED
T-Mobile US, Inc. Subscription Rights Expiring 7/27/2020
TMUSR
$11K ﹤0.01%
+65,000
New +$11K
AAPL icon
192
Apple
AAPL
$3.54T
– –
-17,000
Closed -$1.08M
ACEL icon
193
Accel Entertainment
ACEL
$938M
– –
-1,516
Closed -$11K
AGAE icon
194
Allied Gaming & Entertainment
AGAE
$41.8M
– –
-279,243
Closed -$438K
ALTG icon
195
Alta Equipment Group
ALTG
$264M
– –
-268,500
Closed -$1.15M
BROG
196
DELISTED
Brooge Energy
BROG
– –
-370,006
Closed -$4.53M
DKNG icon
197
DraftKings
DKNG
$23.7B
– –
-310,267
Closed -$3.83M
GDYN icon
198
Grid Dynamics Holdings
GDYN
$695M
– –
-375,300
Closed -$3M
HPQ icon
199
HP
HPQ
$26.8B
– –
-128,000
Closed -$2.22M
KR icon
200
Kroger
KR
$45.1B
– –
-50,000
Closed -$1.51M
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