KC

Kepos Capital Portfolio holdings

AUM $74.6M
1-Year Return 14.31%
This Quarter Return
+20.6%
1 Year Return
+14.31%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$771M
AUM Growth
+$290M
Cap. Flow
+$187M
Cap. Flow %
24.27%
Top 10 Hldgs %
21.1%
Holding
235
New
68
Increased
25
Reduced
40
Closed
43

Top Buys

1
HECCU
Hudson Executive Investment Corp. Units
HECCU
$16.1M
2
SOAC.U
Sustainable Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share and
SOAC.U
$15.1M
3
JWS.U
Jaws Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one red
JWS.U
$14.3M
4
WPF.U
Foley Trasimene Acquisition Corp.
WPF.U
$14M
5
GIK.U
GigCapital3, Inc. Units, each consisting of one share of Common Stock and three-fourths of one Redee
GIK.U
$12.9M

Top Sells

1
NKLA
Nikola Corporation Common Stock
NKLA
$54.1M
2
TTCF
Tattooed Chef, Inc Class A Common Stock
TTCF
$14.1M
3
FREE
Whole Earth Brands, Inc. Class A Common Stock
FREE
$12.1M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
$11.8M
5
ID
PARTS iD, Inc.
ID
$9.9M

Sector Composition

1 Consumer Discretionary 10.3%
2 Financials 9.79%
3 Technology 9.26%
4 Industrials 8.55%
5 Consumer Staples 4.81%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JIH.WS
126
DELISTED
Juniper Industrial Holdings, Inc. Redeemable warrants included as part of the units
JIH.WS
$728K 0.09%
836,250
– –
SAQNW
127
DELISTED
Software Acquisition Group Inc. Warrant
SAQNW
$718K 0.09%
797,257
– –
GIX.RT
128
DELISTED
GigCapital2, Inc. Rights, each exchangeable into one-twentieth of a share of Common Stock
GIX.RT
$685K 0.09%
2,538,600
– –
PTACW
129
DELISTED
PropTech Acquisition Corporation Warrant
PTACW
$652K 0.08%
931,150
– –
CCH.WS
130
DELISTED
Collier Creek Holdings Warrants, each whole warrant exercisable for one Class A ordinary share at an
CCH.WS
$650K 0.08%
200,000
+38,400
+24% +$125K
WINT
131
DELISTED
Windtree Therapeutics
WINT
$630K 0.08%
+2
New +$630K
FCX icon
132
Freeport-McMoran
FCX
$66.4B
$579K 0.08%
+50,000
New +$579K
CELUW icon
133
Celularity Inc. Warrant
CELUW
$791K
$577K 0.07%
524,200
– –
IIPR icon
134
Innovative Industrial Properties
IIPR
$1.6B
$572K 0.07%
+6,500
New +$572K
FVAC.WS
135
DELISTED
Fortress Value Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A c
FVAC.WS
$562K 0.07%
+400,000
New +$562K
XELA
136
DELISTED
Exela Technologies, Inc. Common Stock
XELA
$554K 0.07%
83
-175
-68% -$1.17M
INSUW
137
DELISTED
Insurance Acquisition Corp. Warrant
INSUW
$546K 0.07%
150,000
– –
HCCOU
138
DELISTED
Healthcare Merger Corp. Units
HCCOU
$546K 0.07%
+50,000
New +$546K
GMHIW
139
DELISTED
Gores Metropoulos, Inc. Warrant
GMHIW
$538K 0.07%
273,165
– –
TRNE.WS
140
DELISTED
Trine Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A
TRNE.WS
$519K 0.07%
335,050
– –
MAPSW icon
141
WM Technology, Inc. Warrants
MAPSW
$4.01M
$516K 0.07%
1,031,957
– –
FREEW
142
DELISTED
Whole Earth Brands, Inc. Warrant
FREEW
$513K 0.07%
+450,000
New +$513K
SHPW
143
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
$508K 0.07%
6,403
– –
LFLY
144
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
$508K 0.07%
2,594
-49
-2% -$9.6K
IPV.U
145
DELISTED
InterPrivate Acquisition Corp. Units, each consisting of one share of common stock, $.0001 par value
IPV.U
$508K 0.07%
+50,000
New +$508K
PACB icon
146
Pacific Biosciences
PACB
$378M
$488K 0.06%
141,543
– –
GDYNW
147
DELISTED
Grid Dynamics Holdings, Inc. Warrant
GDYNW
$479K 0.06%
299,300
-700
-0.2% -$1.12K
KBLMR
148
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$475K 0.06%
1,901,002
-3,298
-0.2% -$824
LACQW
149
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
$465K 0.06%
500,000
-726,350
-59% -$676K
XPO icon
150
XPO
XPO
$15.4B
$463K 0.06%
17,331
– –
4 5
6
7 8