KC

Kepos Capital Portfolio holdings

AUM $74.6M
This Quarter Return
+20.6%
1 Year Return
+14.31%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$771M
AUM Growth
+$771M
Cap. Flow
+$188M
Cap. Flow %
24.43%
Top 10 Hldgs %
21.1%
Holding
235
New
68
Increased
25
Reduced
39
Closed
43

Top Buys

1
HECCU
Hudson Executive Investment Corp. Units
HECCU
$16.1M
2
SOAC.U
Sustainable Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share and
SOAC.U
$15.1M
3
JWS.U
Jaws Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one red
JWS.U
$14.3M
4
WPF.U
Foley Trasimene Acquisition Corp.
WPF.U
$14M
5
GIK.U
GigCapital3, Inc. Units, each consisting of one share of Common Stock and three-fourths of one Redee
GIK.U
$12.9M

Top Sells

1
NKLA
Nikola Corporation Common Stock
NKLA
$54.1M
2
TTCF
Tattooed Chef, Inc Class A Common Stock
TTCF
$14.1M
3
FREE
Whole Earth Brands, Inc. Class A Common Stock
FREE
$12.1M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
$11.8M
5
ID
PARTS iD, Inc.
ID
$9.9M

Sector Composition

1 Consumer Discretionary 10.3%
2 Financials 9.79%
3 Technology 9.26%
4 Industrials 8.55%
5 Consumer Staples 4.81%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FREE
76
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
$3.23M 0.42%
400,000
-1,504,144
-79% -$12.1M
JIH
77
DELISTED
Juniper Industrial Holdings, Inc.
JIH
$3.15M 0.41%
315,600
+265,400
+529% +$2.65M
DFNS.U
78
DELISTED
LGL Systems Acquisition Corp. Units
DFNS.U
$3.08M 0.4%
+300,000
New +$3.08M
TRIT
79
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
$2.98M 0.39%
277,100
– –
MSGS icon
80
Madison Square Garden
MSGS
$4.71B
$2.94M 0.38%
20,000
-8,040
-29% -$1.18M
XLU icon
81
Utilities Select Sector SPDR Fund
XLU
$20.8B
$2.88M 0.37%
51,100
-37,300
-42% -$2.11M
CTAS icon
82
Cintas
CTAS
$82.9B
$2.66M 0.35%
+40,000
New +$2.66M
WFC icon
83
Wells Fargo
WFC
$258B
$2.56M 0.33%
+100,000
New +$2.56M
DELL icon
84
Dell
DELL
$83.9B
$2.47M 0.32%
+88,785
New +$2.47M
FIS icon
85
Fidelity National Information Services
FIS
$35.6B
$2.46M 0.32%
+18,360
New +$2.46M
HON icon
86
Honeywell
HON
$136B
$2.44M 0.32%
+16,850
New +$2.44M
CE icon
87
Celanese
CE
$4.89B
$2.29M 0.3%
+26,500
New +$2.29M
KSU
88
DELISTED
Kansas City Southern
KSU
$2.24M 0.29%
+15,000
New +$2.24M
CFFAW
89
DELISTED
CF Finance Acquisition Corp. Warrant
CFFAW
$2.2M 0.29%
1,632,765
+378,297
+30% +$511K
DMYT.U
90
DELISTED
dMY Technology Group, Inc. Units, each consisting of one share of Class A Common Stock and one-half
DMYT.U
$2.12M 0.27%
200,000
– –
ASTSW
91
DELISTED
AST SpaceMobile, Inc. Warrant
ASTSW
$1.74M 0.23%
1,743,500
– –
BRMK
92
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$1.63M 0.21%
172,000
-177,600
-51% -$1.68M
XLV icon
93
Health Care Select Sector SPDR Fund
XLV
$33.8B
$1.61M 0.21%
16,129
+5,234
+48% +$524K
SPHR icon
94
Sphere Entertainment
SPHR
$1.74B
$1.5M 0.19%
+20,000
New +$1.5M
LGC.WS
95
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$1.48M 0.19%
3,009,713
– –
CHX
96
DELISTED
ChampionX
CHX
$1.46M 0.19%
+150,000
New +$1.46M
GNOG
97
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
$1.45M 0.19%
+88,521
New +$1.45M
PCPL.WS
98
DELISTED
CC Neuberger Principal Holdings I Warrants, each whole warrant exercisable for one Class A ordinary
PCPL.WS
$1.38M 0.18%
+950,000
New +$1.38M
AVPTW
99
DELISTED
AvePoint Inc Warrant
AVPTW
$1.38M 0.18%
808,895
– –
BRMK.WS
100
DELISTED
Broadmark Realty Capital Inc. Warrants, each exercisable for one fourth (1/4th) share of Common Stock at an exercise price of $2.875 per quarter share
BRMK.WS
$1.32M 0.17%
4,141,412
– –
2 3
4
5 6