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Ken Griffin

Ken Griffin Citadel Advisors

AUM $618B
1-Year Est. Return 30.34%
 

Ken Griffin founded Citadel, one of the world’s largest and most successful hedge funds. Starting his trading career from his Harvard dorm room at a young age, Griffin quickly developed a keen sense for markets and built Citadel into a global powerhouse with billions in assets under management. Known for his quantitative and technology-driven strategies, Griffin has also made headlines for significant philanthropic contributions, supporting causes in education, the arts, and public institutions. Over the years, he has earned recognition as one of the preeminent figures in modern finance.

This Fund
S&P 500
This Quarter Est. Return
+8.17%
1 Year Est. Return
+30.34%
3 Year Est. Return
+94.87%
5 Year Est. Return
+105.94%
10 Year Est. Return
+434.06%
AUM
$353B
AUM Growth
+$72.1B
Cap. Flow
+$24.6B
Cap. Flow %
6.99%
Top 10 Hldgs %
35.85%
Holding
11,253
New
1,597
Increased
4,071
Reduced
4,134
Closed
1,264

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$869M
2
AAPL icon
Apple
AAPL
+$693M
3
PPLI
People Inc
PPLI
+$488M
4
EXPE icon
Expedia Group
EXPE
+$409M
5
CHTR icon
Charter Communications
CHTR
+$370M

Sector Composition

Rank Sector Weight
1 Technology 2.96%
2 Healthcare 2.64%
3 Financials 2.22%
4 Consumer Discretionary 2.1%
5 Industrials 1.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
BBQ
10851
DELISTED
BBQ Holdings, Inc. Common Stock
BBQ
-12,971
Closed -$42K
TYME
10852
CALL
DELISTED
Tyme Technologies, Inc. Common Stock
TYME
-16,000
Closed -$21K
TYME
10853
DELISTED
Tyme Technologies, Inc. Common Stock
TYME
-36,960
Closed -$49K
MANT
10854
CALL
DELISTED
Mantech International Corp
MANT
-3,600
Closed -$247K
MANT
10855
PUT
DELISTED
Mantech International Corp
MANT
-3,200
Closed -$219K
ALNA
10856
DELISTED
Allena Pharmaceuticals
ALNA
-16,268
Closed -$26K
AXU
10857
PUT
DELISTED
Alexco Resource Corp
AXU
-20,800
Closed -$47K
SHI
10858
DELISTED
Sinopec Shanghai Petrochemical Co., Ltd.
SHI
-9,119
Closed -$218K
ACH
10859
CALL
DELISTED
Alum Corp of China Ltd
ACH
-12,400
Closed -$58K
ACH
10860
DELISTED
Alum Corp of China Ltd
ACH
-11,400
Closed -$54K
TUFN
10861
PUT
DELISTED
Tufin Software Technologies Ltd.
TUFN
-11,500
Closed -$110K
EPZM
10862
CALL
DELISTED
Epizyme, Inc
EPZM
-14,400
Closed -$231K
NTUS
10863
CALL
DELISTED
Natus Medical Inc
NTUS
-17,900
Closed -$391K
WMC
10864
DELISTED
Western Asset Mortgage Capital Corporation
WMC
-6,375
Closed -$141K
TREC
10865
DELISTED
Trecora Resources
TREC
-12,760
Closed -$80K
ENIA
10866
CALL
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
-16,200
Closed -$122K
LUB
10867
DELISTED
Luby's Inc.
LUB
-24,697
Closed -$36K
LEJU
10868
DELISTED
Leju Holdings Limited American Depositary Shares, each representing ten (10) Ordinary Shares
LEJU
-3,165
Closed -$58K
PTE
10869
DELISTED
PolarityTE, Inc. Common Stock
PTE
-752
Closed -$24.8K
PTE
10870
PUT
DELISTED
PolarityTE, Inc. Common Stock
PTE
-740
Closed -$23K
XENT
10871
PUT
DELISTED
Intersect ENT, Inc
XENT
-10,600
Closed -$144K
FOE
10872
DELISTED
Ferro Corporation
FOE
-99,574
Closed -$1.19M
BPMP
10873
DELISTED
BP Midstream Partners LP Common Units representing Limited Partner Interests
BPMP
-11,215
Closed -$123K
FLOW
10874
CALL
DELISTED
SPX FLOW, Inc.
FLOW
-5,500
Closed -$206K
VNE
10875
PUT
DELISTED
Veoneer, Inc.
VNE
-10,700
Closed -$114K

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Ken Griffin's Q3 2020 Portfolio in Review

As of Q3 2020, Ken Griffin held 11,253 positions worth $353B, up 26% from $280B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Ken Griffin deployed $24.6B of net new capital in Q3 2020, opening 1,597 new positions and adding to 4,071 existing holdings. Its largest new stake was iShares MSCI EAFE ETF: 4,016,602 shares worth $256M.

By sector, the portfolio is most concentrated in Technology at 3% of assets, down from 3.3% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Amazon, an estimated $869M trimmed.

  • Ken Griffin's largest Q3 2020 buy was iShares MSCI EAFE ETF: 4,016,602 shares worth $256M.
  • Ken Griffin added most to State Street SPDR S&P 500 ETF Trust in Q3 2020, an estimated $1.04B increase.
  • Ken Griffin's biggest Q3 2020 reduction was Amazon, cutting an estimated $869M.
  • Ken Griffin fully exited Intel in Q3 2020, selling an estimated $249M.
  • Ken Griffin's ten largest holdings make up 36% of its $353B portfolio in Q3 2020.
  • Ken Griffin opened 1,597 new positions and closed 1,264 in Q3 2020.
  • Ken Griffin's portfolio value rose 26% quarter-over-quarter to $353B.

Based on Citadel Advisors's 13F filing for Q3 2020, filed 16 Nov 2020.