We are live on ! Find out more
KWA

KCS Wealth Advisory Portfolio holdings

AUM $235M
1-Year Est. Return 24.13%
This Fund
S&P 500
This Quarter Est. Return
+8.42%
1 Year Est. Return
+24.13%
3 Year Est. Return
+45.28%
5 Year Est. Return
+70.61%
10 Year Est. Return
–
AUM
$134M
AUM Growth
-$11M
Cap. Flow
-$20.6M
Cap. Flow %
-15.4%
Top 10 Hldgs %
17.95%
Holding
457
New
3
Increased
80
Reduced
60
Closed
308

Top Buys

Rank Stock Value
1
LEMB icon
iShares JPMorgan EM Local Currency Bond ETF
LEMB
+$1.42M
2
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$915K
3
QLTA icon
iShares AAA-A Rated Corporate Bond ETF
QLTA
+$787K
4
BBHY icon
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF
BBHY
+$621K
5
FLBL icon
Franklin Senior Loan ETF
FLBL
+$565K

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$4.18M
2
SLQD icon
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
+$3.68M
3
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$1.09M
4
UBP.PRG.CL
Urstadt Biddle Properties Inc. 6.75% Series G Cumulative Redeemable Preferred Stock, liquidation pre
UBP.PRG.CL
+$970K
5
CELG
Celgene Corp
CELG
+$852K

Sector Composition

Rank Sector Weight
1 Financials 12.93%
2 Technology 10.29%
3 Communication Services 8.36%
4 Healthcare 7.67%
5 Consumer Discretionary 7.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWB icon
101
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.78B
$501K 0.38%
9,035
-8,644
-49% -$465K
GHYG icon
102
iShares US & Intl High Yield Corp Bond ETF
GHYG
$185M
$500K 0.37%
10,044
-3,267
-25% -$160K
RIO icon
103
Rio Tinto
RIO
$147B
$478K 0.36%
8,055
+660
+9% +$35.8K
BIDU icon
104
Baidu
BIDU
$36.5B
$475K 0.36%
3,754
-1,555
-29% -$177K
VGK icon
105
Vanguard FTSE Europe ETF
VGK
$30B
$475K 0.36%
8,098
+8
+0.1% +$447
PKG icon
106
Packaging Corp of America
PKG
$20.8B
$446K 0.33%
3,984
-92
-2% -$10.2K
EWJ icon
107
iShares MSCI Japan ETF
EWJ
$21.5B
$428K 0.32%
7,225
+85
+1% +$5.01K
BKLN icon
108
Invesco Senior Loan ETF
BKLN
$7.19B
$421K 0.32%
18,460
-12,376
-40% -$279K
CVS icon
109
CVS Health
CVS
$137B
$417K 0.31%
5,617
-569
-9% -$40K
IGEB icon
110
iShares Investment Grade Systematic Bond ETF
IGEB
$1.48B
$408K 0.31%
+7,884
New +$412K
TCOM icon
111
Trip.com Group
TCOM
$26.7B
$391K 0.29%
11,672
-2,860
-20% -$92.2K
SPY icon
112
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$365K 0.27%
1,133
-259
-19% -$79.8K
IXC icon
113
iShares Global Energy ETF
IXC
$2.25B
$356K 0.27%
11,535
+1,012
+10% +$31K
GOOGL icon
114
Alphabet (Google) Class A
GOOGL
$4.23T
$348K 0.26%
5,200
+80
+2% +$5.16K
ADBE icon
115
Adobe
ADBE
$94.3B
$345K 0.26%
1,046
– –
BRK.A icon
116
Berkshire Hathaway Class A
BRK.A
$1.06T
$340K 0.25%
+1
New +$326K
EPP icon
117
iShares MSCI Pacific ex Japan ETF
EPP
$2.16B
$339K 0.25%
7,324
+73
+1% +$3.34K
AMGN icon
118
Amgen
AMGN
$198B
$328K 0.25%
1,361
+22
+2% +$4.85K
SAP icon
119
SAP
SAP
$186B
$318K 0.24%
2,372
-11
-0.5% -$1.45K
HUM icon
120
Humana
HUM
$48B
$314K 0.24%
856
-16
-2% -$5.08K
ATNX
121
DELISTED
Athenex, Inc. Common Stock
ATNX
$314K 0.24%
1,029
– –
PFF icon
122
iShares Preferred and Income Securities ETF
PFF
$13.3B
$309K 0.23%
8,219
-6,892
-46% -$257K
MSFT icon
123
Microsoft
MSFT
$2.93T
$303K 0.23%
1,924
-71
-4% -$10.4K
IWF icon
124
iShares Russell 1000 Growth ETF
IWF
$123B
$298K 0.22%
6,784
-1,136
-14% -$47.4K
IWD icon
125
iShares Russell 1000 Value ETF
IWD
$81.9B
$294K 0.22%
2,157
– –
3 4
5
6 7

Similar funds

GGPE
Golden Gate Private Equity San Francisco, California $241M AUM 13.37% 1-Year Est. Return
TOGEPT
Trustees of General Electric Pension Trust Norwalk, Connecticut $245M AUM 128.88% 1-Year Est. Return
WA
Wealth Advisors Rancho Santa Fe, California $223M AUM 32.56% 1-Year Est. Return
ZR
Zeno Research New York $223M AUM 24.15% 1-Year Est. Return
W
WealthOne Albany, New York $248M AUM 17.79% 1-Year Est. Return
TA
Trellis Advisors Ellensburg, Washington $219M AUM 17.82% 1-Year Est. Return
CA
CHI Advisors New York $252M AUM 56.99% 1-Year Est. Return
SC
Samjo Capital New York $254M AUM 36.81% 1-Year Est. Return

KCS Wealth Advisory's Q4 2019 Portfolio in Review

As of Q4 2019, KCS Wealth Advisory held 457 positions worth $134M, down 7.6% from $145M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

KCS Wealth Advisory withdrew a net $20.6M in Q4 2019, closing 308 positions and reducing 60 holdings. Its most notable exit was iShares 0-1 Year Treasury Bond ETF, an estimated $4.18M position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 12% a quarter earlier, followed by Technology and Communication Services.

Against the trend, KCS Wealth Advisory opened a new position in Bristol-Myers Squibb worth $574K.

  • KCS Wealth Advisory's largest Q4 2019 buy was Bristol-Myers Squibb: 8,936 shares worth $574K.
  • KCS Wealth Advisory added most to iShares JPMorgan EM Local Currency Bond ETF in Q4 2019, an estimated $1.42M increase.
  • KCS Wealth Advisory's biggest Q4 2019 reduction was iShares 0-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $3.68M.
  • KCS Wealth Advisory fully exited iShares 0-1 Year Treasury Bond ETF in Q4 2019, selling an estimated $4.18M.
  • KCS Wealth Advisory's ten largest holdings make up 18% of its $134M portfolio in Q4 2019.
  • KCS Wealth Advisory opened 3 new positions and closed 308 in Q4 2019.
  • KCS Wealth Advisory's portfolio value fell 7.6% quarter-over-quarter to $134M.

Based on KCS Wealth Advisory's 13F filing for Q4 2019, filed 15 Jan 2020.