K2 Principal Fund’s Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 2X ETF DRIP Stock Holding History

K2 Principal Fund’s Portfolio DRIP Stock Details DRIP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-117	Closed	-$3.07M	–	261
2016 Q1	$3.07M	Sell	117 -357	-75%	-$17.6M	0.42%	57
2015 Q4	$20.6M	Buy	+474	New	+$15.8M	2.81%	5

Other funds holding DRIP

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

SG Americas Securities

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

Societe Generale $14.1B AUM

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

Wolverine Trading

Wolverine Trading Chicago, Illinois $139B AUM 31.83% 1-Year Est. Return

Citadel Advisors

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Simplex Trading

Simplex Trading Chicago, Illinois $149B AUM 62.07% 1-Year Est. Return

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

Cutler Group San Francisco, California $307M AUM 45.11% 1-Year Est. Return

Crosspoint Capital Strategies Orinda, California $50.4M AUM 15.37% 1-Year Est. Return