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ICAS

Investors Capital Advisory Services Portfolio holdings

AUM $521M
1-Year Est. Return 1.51%
This Fund
S&P 500
This Quarter Est. Return
+4.09%
1 Year Est. Return
+1.51%
3 Year Est. Return
+24.86%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$387M
AUM Growth
+$58.9M
Cap. Flow
+$47.7M
Cap. Flow %
12.32%
Top 10 Hldgs %
11.65%
Holding
631
New
69
Increased
293
Reduced
168
Closed
26

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$4.9M
2
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$2.55M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
+$1.43M
4
NOC icon
Northrop Grumman
NOC
+$1.25M
5
NCZ
Virtus Convertible & Income Fund II
NCZ
+$1.13M

Top Sells

Rank Stock Value
1
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$871K
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$821K
3
ROST icon
Ross Stores
ROST
+$551K
4
PII icon
Polaris
PII
+$531K
5
AYR
Aircastle Ltd
AYR
+$497K

Sector Composition

Rank Sector Weight
1 Energy 10.75%
2 Financials 8.73%
3 Industrials 7.37%
4 Healthcare 6.08%
5 Consumer Staples 5.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DS
476
DELISTED
Drive Shack Inc.
DS
$119K 0.03%
23,552
-12,273
-34% -$62.1K
ANH
477
DELISTED
Anworth Mortgage Asset Corporation
ANH
$119K 0.03%
24,843
-4,804
-16% -$23K
WAVX
478
DELISTED
WAVE SYS CORP CL A NEW COM STK (DE)
WAVX
$118K 0.03%
9,077
+5,794
+176% +$78.9K
GEG icon
479
Great Elm Group
GEG
$69M
$117K 0.03%
5,650
+717
+15% +$16K
EOD
480
Allspring Global Dividend Opportunity Fund
EOD
$288M
$111K 0.03%
15,400
+2,000
+15% +$14.9K
IGR
481
CBRE Global Real Estate Income Fund
IGR
$709M
$109K 0.03%
+13,512
New +$113K
SD
482
DELISTED
SANDRIDGE ENERGY, INC.
SD
$109K 0.03%
18,605
+2,810
+18% +$15.1K
OPK icon
483
Opko Health
OPK
$1.04B
$106K 0.03%
+12,040
New +$96.6K
RAD
484
DELISTED
Rite Aid Corporation
RAD
$106K 0.03%
+1,115
New +$76.1K
SVM
485
Silvercorp Metals
SVM
$2.68B
$101K 0.03%
30,912
+4,609
+18% +$15K
VVR icon
486
Invesco Senior Income Trust
VVR
$457M
$98K 0.03%
18,729
-1,910
-9% -$10K
RITM icon
487
Rithm Capital
RITM
$5.71B
$94K 0.02%
7,150
-5,550
-44% -$72.7K
PDLI
488
DELISTED
PDL BioPharma, Inc.
PDLI
$89K 0.02%
11,181
– –
BDJ icon
489
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.75B
$87K 0.02%
11,664
-1,099
-9% -$8.43K
CHW
490
Calamos Global Dynamic Income Fund
CHW
$553M
$86K 0.02%
10,126
– –
HL icon
491
Hecla Mining
HL
$12.2B
$84K 0.02%
26,823
-600
-2% -$1.96K
CFP
492
DELISTED
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$81K 0.02%
+3,970
New +$83.6K
CXE
493
DELISTED
MFS High Income Municipal Trust
CXE
$80K 0.02%
+17,300
New +$78.8K
MSPD
494
DELISTED
MINDSPEED TECHNOLOGIES INC COM STK
MSPD
$79K 0.02%
26,060
+2,250
+9% +$7.02K
AT
495
DELISTED
Atlantic Power Corporation
AT
$78K 0.02%
18,300
– –
MCP
496
DELISTED
MOLYCORP INC COM STK
MCP
$75K 0.02%
11,470
-30
-0.3% -$202
PGH
497
DELISTED
Pengrowth Energy Corporation
PGH
$73K 0.02%
12,365
-912
-7% -$5.12K
QTWW
498
DELISTED
QUANTUM FUEL SYS TECHNOLOGIES WORLDWIDE INC COM STK (DE)
QTWW
$71K 0.02%
22,380
+15,925
+247% +$36.4K
DHF
499
BNY Mellon High Yield Strategies Fund
DHF
$175M
$69K 0.02%
+17,400
New +$70.3K
DNDN
500
DELISTED
DENDREON CORPORATION
DNDN
$67K 0.02%
23,000
+7,700
+50% +$28.5K
18 19
20
21 22

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WA
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THSP
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FVFIGP
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ZA
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JWCA
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ACM
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VFS
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Investors Capital Advisory Services's Q3 2013 Portfolio in Review

As of Q3 2013, Investors Capital Advisory Services held 631 positions worth $387M, up 18% from $328M the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Investors Capital Advisory Services deployed $47.7M of net new capital in Q3 2013, opening 69 new positions and adding to 293 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 224,532 shares worth $2.75M.

By sector, the portfolio is most concentrated in Energy at 11% of assets, down from 12% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was PIMCO Active Bond Exchange-Traded Fund, an estimated $871K trimmed.

  • Investors Capital Advisory Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 224,532 shares worth $2.75M.
  • Investors Capital Advisory Services added most to Mastercard in Q3 2013, an estimated $4.9M increase.
  • Investors Capital Advisory Services's biggest Q3 2013 reduction was PIMCO Active Bond Exchange-Traded Fund, cutting an estimated $871K.
  • Investors Capital Advisory Services fully exited Ross Stores in Q3 2013, selling an estimated $551K.
  • Investors Capital Advisory Services's ten largest holdings make up 12% of its $387M portfolio in Q3 2013.
  • Investors Capital Advisory Services opened 69 new positions and closed 26 in Q3 2013.
  • Investors Capital Advisory Services's portfolio value rose 18% quarter-over-quarter to $387M.

Based on Investors Capital Advisory Services's 13F filing for Q3 2013, filed 6 Nov 2013.