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IFG

Independent Financial Group Portfolio holdings

AUM $5.35B
1-Year Est. Return 43.78%
This Fund
S&P 500
This Quarter Est. Return
+12.55%
1 Year Est. Return
+43.78%
3 Year Est. Return
+138.11%
5 Year Est. Return
+168.49%
10 Year Est. Return
–
AUM
$532M
AUM Growth
+$77.3M
Cap. Flow
+$32.8M
Cap. Flow %
6.16%
Top 10 Hldgs %
25.91%
Holding
551
New
75
Increased
227
Reduced
180
Closed
43

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.22M
2
NVDA icon
NVIDIA
NVDA
+$1.6M
3
TSM icon
TSMC
TSM
+$1.32M
4
GLD icon
SPDR Gold Trust
GLD
+$1.13M
5
INTC icon
Intel
INTC
+$1.12M

Top Sells

Rank Stock Value
1
OTRK
Ontrak
OTRK
+$2.23M
2
AUPH icon
Aurinia Pharmaceuticals
AUPH
+$1.84M
3
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$1.16M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$952K
5
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$943K

Sector Composition

Rank Sector Weight
1 Technology 20.5%
2 Consumer Discretionary 10.54%
3 Financials 5.39%
4 Communication Services 5.06%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CGBD icon
476
Carlyle Secured Lending
CGBD
$766M
$155K 0.03%
17,439
+2,710
+18% +$23.8K
OLN icon
477
Olin
OLN
$2.12B
$150K 0.03%
12,141
+1,041
+9% +$12K
NZF icon
478
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$148K 0.03%
10,059
– –
PMM
479
Franklin Managed Municipal Income Trust
PMM
$273M
$138K 0.03%
+18,022
New +$140K
MRCC
480
DELISTED
Monroe Capital Corp
MRCC
$136K 0.03%
19,824
– –
ARI
481
Apollo Commercial Real Estate
ARI
$885M
$133K 0.03%
14,746
-740
-5% -$6.81K
PGZ
482
Principal Real Estate Income Fund
PGZ
$68.7M
$129K 0.02%
12,000
-6,060
-34% -$70.6K
M icon
483
Macy's
M
$6.68B
$127K 0.02%
22,300
-4,850
-18% -$32.3K
HRZN icon
484
Horizon Technology Finance
HRZN
$311M
$126K 0.02%
10,250
– –
PSEC icon
485
Prospect Capital
PSEC
$1.17B
$119K 0.02%
23,735
– –
TEVA icon
486
Teva Pharmaceuticals
TEVA
$41.2B
$118K 0.02%
+13,122
New +$139K
FTF
487
Franklin Limited Duration Income Trust
FTF
$233M
$115K 0.02%
13,490
-747
-5% -$6.52K
FAM
488
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$104K 0.02%
10,829
+63
+0.6% +$635
BB icon
489
BlackBerry
BB
$5.26B
$103K 0.02%
22,415
-2,000
-8% -$9.68K
SOLY
490
DELISTED
Soliton, Inc.
SOLY
$93.6K 0.02%
12,250
-1,700
-12% -$12.2K
INFN
491
DELISTED
Infinera Corporation Common Stock
INFN
$92.9K 0.02%
+15,087
New +$106K
JTA
492
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$84.3K 0.02%
10,526
– –
AM icon
493
Antero Midstream
AM
$10.1B
$83.8K 0.02%
15,600
-2,400
-13% -$14.6K
EOD
494
Allspring Global Dividend Opportunity Fund
EOD
$286M
$78.4K 0.01%
18,523
-3,827
-17% -$16.9K
ATAXZ
495
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$77K 0.01%
19,000
-2,500
-12% -$10.1K
PERI icon
496
Perion Network
PERI
$386M
$69.8K 0.01%
+10,000
New +$59.7K
SABR icon
497
Sabre
SABR
$818M
$69.7K 0.01%
+10,700
New +$79.3K
PAA icon
498
Plains All American Pipeline
PAA
$16.1B
$69.6K 0.01%
11,635
+535
+5% +$3.99K
DNOW icon
499
DNOW Inc
DNOW
$3.02B
$64.3K 0.01%
+14,156
New +$107K
VET icon
500
Vermilion Energy
VET
$1.66B
$61.7K 0.01%
26,500
-65,850
-71% -$259K
18 19
20
21 22

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Independent Financial Group's Q3 2020 Portfolio in Review

As of Q3 2020, Independent Financial Group held 551 positions worth $532M, up 17% from $455M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Independent Financial Group deployed $32.8M of net new capital in Q3 2020, opening 75 new positions and adding to 227 existing holdings. Its largest new stake was Invesco Dorsey Wright SmallCap Momentum ETF: 17,508 shares worth $1.04M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Ontrak, an estimated $2.23M trimmed.

  • Independent Financial Group's largest Q3 2020 buy was Invesco Dorsey Wright SmallCap Momentum ETF: 17,508 shares worth $1.04M.
  • Independent Financial Group added most to Apple in Q3 2020, an estimated $2.22M increase.
  • Independent Financial Group's biggest Q3 2020 reduction was Ontrak, cutting an estimated $2.23M.
  • Independent Financial Group fully exited Aurinia Pharmaceuticals in Q3 2020, selling an estimated $1.84M.
  • Independent Financial Group's ten largest holdings make up 26% of its $532M portfolio in Q3 2020.
  • Independent Financial Group opened 75 new positions and closed 43 in Q3 2020.
  • Independent Financial Group's portfolio value rose 17% quarter-over-quarter to $532M.

Based on Independent Financial Group's 13F filing for Q3 2020, filed 15 Jun 2026.