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HF

HRT Financial Portfolio holdings

AUM $40.1B
1-Year Est. Return 58.22%
This Fund
S&P 500
This Quarter Est. Return
-9.54%
1 Year Est. Return
+58.22%
3 Year Est. Return
+133.11%
5 Year Est. Return
+158.39%
10 Year Est. Return
+582.8%
AUM
$117M
AUM Growth
-$95.3M
Cap. Flow
-$85.3M
Cap. Flow %
-72.85%
Top 10 Hldgs %
64.5%
Holding
222
New
66
Increased
11
Reduced
8
Closed
136

Top Buys

Rank Stock Value
1
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$7.51M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$6.99M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$6.35M
4
RSX
VanEck Russia ETF
RSX
+$5.21M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$5.02M

Top Sells

Rank Stock Value
1
SMH icon
VanEck Semiconductor ETF
SMH
+$64M
2
IBB icon
iShares Biotechnology ETF
IBB
+$7.23M
3
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$3.76M
4
IYT icon
iShares US Transportation ETF
IYT
+$3.41M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.15M

Sector Composition

Rank Sector Weight
1 Healthcare 3.91%
2 Utilities 0.95%
3 Technology 0.78%
4 Real Estate 0.73%
5 Financials 0.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDYV icon
151
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.79B
– –
-73,084
Closed -$3.14M
MNKD icon
152
MannKind Corp
MNKD
$1.21B
– –
-4,878
Closed -$138K
MOAT icon
153
VanEck Morningstar Wide Moat ETF
MOAT
$11.9B
– –
-8,776
Closed -$269K
NLY icon
154
Annaly Capital Management
NLY
$17.4B
– –
-2,550
Closed -$93K
NVAX icon
155
Novavax
NVAX
$1.21B
– –
-506
Closed -$112K
OEF icon
156
iShares S&P 100 ETF
OEF
$19.8B
– –
-19,491
Closed -$1.77M
PEJ icon
157
Invesco Leisure and Entertainment ETF
PEJ
$263M
– –
-10,266
Closed -$376K
PFI icon
158
Invesco Dorsey Wright Financial Momentum ETF
PFI
$59.7M
– –
-11,207
Closed -$341K
PLD icon
159
Prologis
PLD
$137B
– –
-13,374
Closed -$496K
PTH icon
160
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$220M
– –
-116,685
Closed -$2.47M
QCLN icon
161
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$589M
– –
-29,233
Closed -$538K
QQEW icon
162
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.72B
– –
-14,225
Closed -$621K
REM icon
163
iShares Mortgage Real Estate ETF
REM
$553M
– –
-8,083
Closed -$342K
RGLS
164
DELISTED
Regulus Therapeutics
RGLS
– –
-106
Closed -$139K
RSPG icon
165
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$543M
– –
-6,332
Closed -$407K
RSPF icon
166
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$311M
– –
-43,150
Closed -$1.32M
RSPU icon
167
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$549M
– –
-15,310
Closed -$530K
SDY icon
168
State Street SPDR S&P Dividend ETF
SDY
$22.3B
– –
-39,183
Closed -$2.99M
SGDM icon
169
Sprott Gold Miners ETF
SGDM
$543M
– –
-10,163
Closed -$161K
SGMO
170
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
– –
-11,400
Closed -$126K
SIRI icon
171
SiriusXM
SIRI
$10.7B
– –
-1,087
Closed -$40K
SLG icon
172
SL Green Realty
SLG
$3.77B
– –
-3,417
Closed -$363K
SMH icon
173
VanEck Semiconductor ETF
SMH
$63.8B
– –
-2,346,096
Closed -$64M
SPHB icon
174
Invesco S&P 500 High Beta ETF
SPHB
$965M
– –
-10,338
Closed -$346K
SPHD icon
175
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.42B
– –
-6,785
Closed -$214K
5 6
7
8 9

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HRT Financial's Q3 2015 Portfolio in Review

As of Q3 2015, HRT Financial held 222 positions worth $117M, down 45% from $212M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

HRT Financial withdrew a net $85.3M in Q3 2015, closing 136 positions and reducing 8 holdings. Its most notable exit was VanEck Semiconductor ETF, an estimated $64M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 3.9% of assets, up from 2.6% a quarter earlier, followed by Utilities and Technology.

Against the trend, HRT Financial opened a new position in State Street Materials Select Sector SPDR ETF worth $6.73M.

  • HRT Financial's largest Q3 2015 buy was State Street Materials Select Sector SPDR ETF: 337,412 shares worth $6.73M.
  • HRT Financial added most to State Street Energy Select Sector SPDR ETF in Q3 2015, an estimated $6.99M increase.
  • HRT Financial's biggest Q3 2015 reduction was Simon Property Group, cutting an estimated $927K.
  • HRT Financial fully exited VanEck Semiconductor ETF in Q3 2015, selling an estimated $64M.
  • HRT Financial's ten largest holdings make up 64% of its $117M portfolio in Q3 2015.
  • HRT Financial opened 66 new positions and closed 136 in Q3 2015.
  • HRT Financial's portfolio value fell 45% quarter-over-quarter to $117M.

Based on HRT Financial's 13F filing for Q3 2015, filed 12 Nov 2015.