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Horizon Kinetics Portfolio holdings
AUM
$3.06B
1-Year Est. Return
5.37%
This Fund
S&P 500
This Quarter
Est. Return
+11.53%
1 Year Est. Return
+5.37%
3 Year Est. Return
+65.64%
5 Year Est. Return
+75.06%
10 Year Est. Return
–
AUM
$7.3B
AUM Growth
+$469M
(+6.9%)
Cap. Flow
-$327M
Cap. Flow
% of AUM
-4.48%
Top 10 Holdings %
Top 10 Hldgs %
48.05%
Holding
574
New
118
Increased
114
Reduced
223
Closed
34
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
QVCGA
QVC Group Inc Series A
QVCGA
|
+$14.9M |
| 2 |
SHLD
Sears Holding Corporation
SHLD
|
+$14M |
| 3 |
OAK
OAKTREE CAPITAL GROUP, LLC
OAK
|
+$10.4M |
| 4 |
VIAB
Viacom Inc. Class B
VIAB
|
+$9.77M |
| 5 |
DSL
DoubleLine Income Solutions Fund
DSL
|
+$7.65M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Equity Lifestyle Properties
ELS
|
+$87M |
| 2 |
Cboe Global Markets
CBOE
|
+$34.7M |
| 3 |
JCP
J.C. Penney Company, Inc.
JCP
|
+$15.5M |
| 4 |
Howard Hughes
HHH
|
+$14.9M |
| 5 |
RSE
ROUSE PPTYS INC COM (DE)
RSE
|
+$14.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Communication Services | 28.73% |
| 2 | Consumer Discretionary | 20.62% |
| 3 | Financials | 13.99% |
| 4 | Real Estate | 13.82% |
| 5 | Energy | 8.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
Abbott
ABT
$177B
| $1.22M | 0.02% |
36,738
+735
| +2% | +$25.8K |
|
|
NPI
202
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
| $1.22M | 0.02% |
95,335
-269
| -0.3% | -$3.35K |
|
203
Flowers Foods
FLO
$1.3B
| $1.21M | 0.02% |
56,601
-2,400
| -4% | -$53.7K |
|
204
GSK
GSK
$100B
| $1.19M | 0.02% |
18,978
+840
| +5% | +$54.1K |
|
|
AWF
205
AllianceBernstein Global High Income Fund
AWF
$856M
| $1.18M | 0.02% |
78,550
-480
| -0.6% | -$6.92K |
|
206
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$846M
| $1.17M | 0.02% |
95,872
+626
| +0.7% | +$7.71K |
|
207
Altria Group
MO
$117B
| $1.16M | 0.02% |
33,647
+5,871
| +21% | +$207K |
|
208
Nasdaq
NDAQ
$49.9B
| $1.14M | 0.02% |
106,266
-16,704
| -14% | -$179K |
|
|
BNY
209
Bank of New York Mellon
BNY
$105B
| $1.13M | 0.02% |
37,517
+1,580
| +4% | +$48.5K |
|
210
Carnival Corporation Ltd
CCL
$30.3B
| $1.09M | 0.01% |
33,326
+7,127
| +27% | +$259K |
|
211
Sonoco
SON
$4.77B
| $1.07M | 0.01% |
27,600
-1,100
| -4% | -$41.8K |
|
|
NPF
212
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
| $1.06M | 0.01% |
82,042
+458
| +0.6% | +$5.75K |
|
213
Royal Caribbean
RCL
$66.7B
| $1.05M | 0.01% |
27,365
+200
| +0.7% | +$7.5K |
|
|
HIH
214
DELISTED
HELIOS HIGH INCOME FD, INC
HIH
| $1.04M | 0.01% |
125,157
-2,536
| -2% | -$20.3K |
|
|
KRFT
215
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
| $1.03M | 0.01% |
19,586
+2,198
| +13% | +$120K |
|
|
LEG
216
DELISTED
Leggett & Platt
LEG
| $1.02M | 0.01% |
34,000
-4,000
| -11% | -$123K |
|
217
Nuveen Municipal Credit Income Fund
NZF
$2.22B
| $1.02M | 0.01% |
80,287
+52
| +0.1% | +$646 |
|
|
PTR
218
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
| $1.02M | 0.01% |
9,250
-50
| -0.5% | -$5.73K |
|
|
CLGX
219
DELISTED
Corelogic, Inc.
CLGX
| $1.01M | 0.01% |
37,307
-265
| -0.7% | -$7.12K |
|
220
Honeywell
HON
$64.5B
| $1M | 0.01% |
13,399
-530
| -4% | -$39.3K |
|
221
Cisco
CSCO
$434B
| $990K | 0.01% |
42,250
+6,950
| +20% | +$173K |
|
|
ESGR
222
DELISTED
Enstar Group
ESGR
| $990K | 0.01% |
7,249
| – | – |
|
|
TEI
223
Templeton Emerging Markets Income Fund
TEI
$305M
| $986K | 0.01% |
69,078
-897
| -1% | -$12.7K |
|
224
Boeing
BA
$166B
| $982K | 0.01% |
8,355
-25
| -0.3% | -$2.69K |
|
|
MQT
225
DELISTED
BlackRock MuniYield Quality Fund II
MQT
| $981K | 0.01% |
79,265
-9,838
| -11% | -$117K |
|
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CFIC
Horizon Kinetics's Q3 2013 Portfolio in Review
As of Q3 2013, Horizon Kinetics held 574 positions worth $7.3B, up 6.9% from $6.83B the previous quarter. Its ten largest holdings account for 48% of the portfolio.
Horizon Kinetics withdrew a net $327M in Q3 2013, closing 34 positions and reducing 223 holdings. Its most notable exit was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $3.36M position sold in full.
By sector, the portfolio is most concentrated in Communication Services at 29% of assets, up from 27% a quarter earlier, followed by Consumer Discretionary and Financials.
Against the trend, Horizon Kinetics opened a new position in HEICO Corp Class A worth $6.53M.
- Horizon Kinetics's largest Q3 2013 buy was HEICO Corp Class A: 496,933 shares worth $6.53M.
- Horizon Kinetics added most to QVC Group Inc Series A in Q3 2013, an estimated $14.9M increase.
- Horizon Kinetics's biggest Q3 2013 reduction was Equity Lifestyle Properties, cutting an estimated $87M.
- Horizon Kinetics fully exited State Street SPDR Bloomberg High Yield Bond ETF in Q3 2013, selling an estimated $3.36M.
- Horizon Kinetics's ten largest holdings make up 48% of its $7.3B portfolio in Q3 2013.
- Horizon Kinetics opened 118 new positions and closed 34 in Q3 2013.
- Horizon Kinetics's portfolio value rose 6.9% quarter-over-quarter to $7.3B.
Based on Horizon Kinetics's 13F filing for Q3 2013, filed 14 Nov 2013.