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Horizon Kinetics Portfolio holdings

AUM $3.06B
1-Year Est. Return 5.37%
This Fund
S&P 500
This Quarter Est. Return
+10.71%
1 Year Est. Return
+5.37%
3 Year Est. Return
+65.64%
5 Year Est. Return
+75.06%
10 Year Est. Return
–
AUM
$7.92B
AUM Growth
+$624M
Cap. Flow
+$73.9M
Cap. Flow %
0.93%
Top 10 Hldgs %
47.13%
Holding
566
New
25
Increased
228
Reduced
180
Closed
29

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$228M
2
SHLD
Sears Holding Corporation
SHLD
+$32.4M
3
XXV
IPATH INVERSE S&P 500 VIX SHORT-TERM FUTURES ETN
XXV
+$13M
4
STRZA
Starz - Series A
STRZA
+$11.4M
5
TPL icon
Texas Pacific Land
TPL
+$10.3M

Top Sells

Rank Stock Value
1
FCE.A
Forest City Realty Trust, Inc.
FCE.A
+$25.6M
2
JEF icon
Jefferies Financial Group
JEF
+$24.2M
3
BN icon
Brookfield
BN
+$23.5M
4
AN icon
AutoNation
AN
+$23M
5
FWONA icon
Liberty Media Series A
FWONA
+$20.1M

Sector Composition

Rank Sector Weight
1 Communication Services 28.42%
2 Consumer Discretionary 18.82%
3 Real Estate 12.64%
4 Financials 11.91%
5 Energy 8.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOND icon
151
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
$2.01M 0.03%
19,215
-365
-2% -$38.7K
PEP icon
152
PepsiCo
PEP
$196B
$1.98M 0.03%
23,836
+350
+1% +$29.1K
EVF
153
Eaton Vance Senior Income Trust
EVF
$89.9M
$1.98M 0.02%
285,752
-1,450
-0.5% -$10.1K
MUX icon
154
McEwen Inc
MUX
$1B
$1.94M 0.02%
99,004
-66,863
-40% -$1.37M
JRO
155
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$1.93M 0.02%
158,776
+7,616
+5% +$91.7K
MDLZ icon
156
Mondelez International
MDLZ
$82.9B
$1.92M 0.02%
54,342
+9,469
+21% +$315K
SUN icon
157
Sunoco
SUN
$14.4B
$1.92M 0.02%
57,926
+5,342
+10% +$172K
PFE icon
158
Pfizer
PFE
$143B
$1.89M 0.02%
64,932
+3,099
+5% +$90.2K
FBIN icon
159
Fortune Brands Innovations
FBIN
$5.86B
$1.88M 0.02%
48,192
+10,171
+27% +$367K
NPT
160
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$1.88M 0.02%
154,690
-10,833
-7% -$127K
GE icon
161
GE Aerospace
GE
$364B
$1.87M 0.02%
13,914
+350
+3% +$44.1K
ABBV icon
162
AbbVie
ABBV
$465B
$1.86M 0.02%
35,285
+1,445
+4% +$71K
BRW
163
Saba Capital Income & Opportunities Fund
BRW
$336M
$1.85M 0.02%
158,730
+1,022
+0.6% +$12.2K
WFC.PRL icon
164
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.68B
$1.8M 0.02%
1,620
-13
-0.8% -$14.7K
CCL icon
165
Carnival Corporation Ltd
CCL
$38.1B
$1.73M 0.02%
43,176
+9,850
+30% +$348K
JFR icon
166
Nuveen Floating Rate Income Fund
JFR
$1.23B
$1.73M 0.02%
145,143
+8,986
+7% +$107K
NPM
167
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$1.73M 0.02%
137,497
-4,215
-3% -$53K
BP icon
168
BP
BP
$112B
$1.72M 0.02%
43,251
+1,620
+4% +$60.3K
CBST
169
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
$1.65M 0.02%
24,000
– –
MZF
170
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$1.65M 0.02%
133,088
-8,121
-6% -$101K
PHD
171
DELISTED
Pioneer Floating Rate Fund
PHD
$1.62M 0.02%
127,191
+1,157
+0.9% +$14.4K
CVX icon
172
Chevron
CVX
$382B
$1.62M 0.02%
12,939
+1,300
+11% +$157K
NNP
173
DELISTED
NUVEEN NY PERF PLUS MUNI FD
NNP
$1.61M 0.02%
121,079
-8,910
-7% -$119K
GXC icon
174
State Street SPDR S&P China ETF
GXC
$456M
$1.6M 0.02%
20,575
– –
FNF icon
175
Fidelity National Financial
FNF
$14.4B
$1.58M 0.02%
85,429
+4,204
+5% +$68K
5 6
7
8 9

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Horizon Kinetics's Q4 2013 Portfolio in Review

As of Q4 2013, Horizon Kinetics held 566 positions worth $7.92B, up 8.6% from $7.3B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Horizon Kinetics's Q4 2013 filing shows 25 new, 228 increased, 180 reduced and 29 closed positions. Its largest new stake was IPATH INVERSE S&P 500 VIX SHORT-TERM FUTURES ETN: 337,400 shares worth $14.4M. The largest sale was Forest City Realty Trust, Inc., an estimated $25.6M.

By sector, the portfolio is most concentrated in Communication Services at 28% of assets, down from 29% a quarter earlier, followed by Consumer Discretionary and Real Estate.

  • Horizon Kinetics's largest Q4 2013 buy was IPATH INVERSE S&P 500 VIX SHORT-TERM FUTURES ETN: 337,400 shares worth $14.4M.
  • Horizon Kinetics added most to Mastercard in Q4 2013, an estimated $228M increase.
  • Horizon Kinetics's biggest Q4 2013 reduction was Forest City Realty Trust, Inc., cutting an estimated $25.6M.
  • Horizon Kinetics fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $11.3M.
  • Horizon Kinetics's ten largest holdings make up 47% of its $7.92B portfolio in Q4 2013.
  • Horizon Kinetics opened 25 new positions and closed 29 in Q4 2013.
  • Horizon Kinetics's portfolio value rose 8.6% quarter-over-quarter to $7.92B.

Based on Horizon Kinetics's 13F filing for Q4 2013, filed 13 Feb 2014.