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Horizon Kinetics Portfolio holdings
AUM
$3.06B
1-Year Est. Return
5.37%
This Fund
S&P 500
This Quarter
Est. Return
+11.53%
1 Year Est. Return
+5.37%
3 Year Est. Return
+65.64%
5 Year Est. Return
+75.06%
10 Year Est. Return
–
AUM
$7.3B
AUM Growth
+$469M
(+6.9%)
Cap. Flow
-$327M
Cap. Flow
% of AUM
-4.48%
Top 10 Holdings %
Top 10 Hldgs %
48.05%
Holding
574
New
118
Increased
114
Reduced
223
Closed
34
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
QVCGA
QVC Group Inc Series A
QVCGA
|
+$14.9M |
| 2 |
SHLD
Sears Holding Corporation
SHLD
|
+$14M |
| 3 |
OAK
OAKTREE CAPITAL GROUP, LLC
OAK
|
+$10.4M |
| 4 |
VIAB
Viacom Inc. Class B
VIAB
|
+$9.77M |
| 5 |
DSL
DoubleLine Income Solutions Fund
DSL
|
+$7.65M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Equity Lifestyle Properties
ELS
|
+$87M |
| 2 |
Cboe Global Markets
CBOE
|
+$34.7M |
| 3 |
JCP
J.C. Penney Company, Inc.
JCP
|
+$15.5M |
| 4 |
Howard Hughes
HHH
|
+$14.9M |
| 5 |
RSE
ROUSE PPTYS INC COM (DE)
RSE
|
+$14.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Communication Services | 28.73% |
| 2 | Consumer Discretionary | 20.62% |
| 3 | Financials | 13.99% |
| 4 | Real Estate | 13.82% |
| 5 | Energy | 8.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
PepsiCo
PEP
$185B
| $1.87M | 0.03% |
23,486
+200
| +0.9% | +$16.4K |
|
152
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.4B
| $1.86M | 0.03% |
1,633
-1,376
| -46% | -$1.58M |
|
|
NPM
153
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
| $1.85M | 0.03% |
141,712
-270
| -0.2% | -$3.42K |
|
154
AMC Global Media
AMCX
$501M
| $1.84M | 0.03% |
26,921
+5,377
| +25% | +$356K |
|
155
Eli Lilly
LLY
$1.01T
| $1.81M | 0.02% |
35,960
| – | – |
|
|
MZF
156
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
| $1.8M | 0.02% |
141,209
-8,090
| -5% | -$101K |
|
|
NNP
157
DELISTED
NUVEEN NY PERF PLUS MUNI FD
NNP
| $1.78M | 0.02% |
129,989
-4,613
| -3% | -$62.7K |
|
|
HSNI
158
DELISTED
HSN, Inc.
HSNI
| $1.76M | 0.02% |
32,918
-22,112
| -40% | -$1.27M |
|
159
NovaGold Resources
NG
$3.19B
| $1.72M | 0.02% |
739,777
+124,574
| +20% | +$325K |
|
160
Imperial Oil
IMO
$65.3B
| $1.7M | 0.02% |
38,590
-1,822
| -5% | -$76.4K |
|
161
Pfizer
PFE
$157B
| $1.69M | 0.02% |
61,833
-227
| -0.4% | -$6.18K |
|
162
Nuveen Floating Rate Income Fund
JFR
$1.2B
| $1.63M | 0.02% |
136,157
-2,046
| -1% | -$25.1K |
|
|
ARII
163
DELISTED
American Railcar Industries, Inc.
ARII
| $1.61M | 0.02% |
41,020
+9,317
| +29% | +$332K |
|
|
CVC
164
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
| $1.6M | 0.02% |
95,194
+13,493
| +17% | +$247K |
|
165
Invesco Municipal Income Opportunities Trust
OIA
$274M
| $1.6M | 0.02% |
253,037
-38,787
| -13% | -$242K |
|
166
Sunoco
SUN
$15B
| $1.58M | 0.02% |
52,584
+1,719
| +3% | +$51.5K |
|
|
PHD
167
DELISTED
Pioneer Floating Rate Fund
PHD
| $1.58M | 0.02% |
126,034
+6,486
| +5% | +$83.5K |
|
168
GE Aerospace
GE
$320B
| $1.55M | 0.02% |
13,564
+151
| +1% | +$17.3K |
|
|
HAV
169
DELISTED
HELIOS ADVANTAGE INCOME FD, INC
HAV
| $1.55M | 0.02% |
181,838
-2,026
| -1% | -$16.6K |
|
|
CBST
170
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
| $1.52M | 0.02% |
24,000
| – | – |
|
|
EFT
171
Eaton Vance Floating-Rate Income Trust
EFT
$278M
| $1.52M | 0.02% |
97,827
+3,000
| +3% | +$48.9K |
|
172
State Street SPDR S&P China ETF
GXC
$463M
| $1.52M | 0.02% |
20,575
| – | – |
|
173
AbbVie
ABBV
$463B
| $1.51M | 0.02% |
33,840
+153
| +0.5% | +$6.78K |
|
174
Medallion Financial
MFIN
$275M
| $1.48M | 0.02% |
99,628
-3,300
| -3% | -$48.3K |
|
175
Nuveen New York Quality Municipal Income Fund
NAN
$339M
| $1.48M | 0.02% |
114,357
-3,252
| -3% | -$42K |
|
Similar funds
SA
AC
OA
TGA
PWM
APFBOT
RCM
CFIC
Horizon Kinetics's Q3 2013 Portfolio in Review
As of Q3 2013, Horizon Kinetics held 574 positions worth $7.3B, up 6.9% from $6.83B the previous quarter. Its ten largest holdings account for 48% of the portfolio.
Horizon Kinetics withdrew a net $327M in Q3 2013, closing 34 positions and reducing 223 holdings. Its most notable exit was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $3.36M position sold in full.
By sector, the portfolio is most concentrated in Communication Services at 29% of assets, up from 27% a quarter earlier, followed by Consumer Discretionary and Financials.
Against the trend, Horizon Kinetics opened a new position in HEICO Corp Class A worth $6.53M.
- Horizon Kinetics's largest Q3 2013 buy was HEICO Corp Class A: 496,933 shares worth $6.53M.
- Horizon Kinetics added most to QVC Group Inc Series A in Q3 2013, an estimated $14.9M increase.
- Horizon Kinetics's biggest Q3 2013 reduction was Equity Lifestyle Properties, cutting an estimated $87M.
- Horizon Kinetics fully exited State Street SPDR Bloomberg High Yield Bond ETF in Q3 2013, selling an estimated $3.36M.
- Horizon Kinetics's ten largest holdings make up 48% of its $7.3B portfolio in Q3 2013.
- Horizon Kinetics opened 118 new positions and closed 34 in Q3 2013.
- Horizon Kinetics's portfolio value rose 6.9% quarter-over-quarter to $7.3B.
Based on Horizon Kinetics's 13F filing for Q3 2013, filed 14 Nov 2013.