HK

Horizon Kinetics Portfolio holdings

AUM $2.96B
1-Year Est. Return 5.37%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+5.37%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$4.06B
AUM Growth
+$252M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
527
New
Increased
Reduced
Closed

Top Buys

1
+$18.8M
2
+$18.3M
3
+$11M
4
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$6.44M
5
CBOE icon
Cboe Global Markets
CBOE
+$2.82M

Top Sells

1
+$17.4M
2
+$9.6M
3
+$8.97M
4
IEP icon
Icahn Enterprises
IEP
+$8.35M
5
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$7.61M

Sector Composition

1 Energy 44.57%
2 Financials 9.24%
3 Communication Services 8.77%
4 Consumer Discretionary 7.29%
5 Real Estate 6.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TFCFA
501
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-9,202
CVRR
502
DELISTED
CVR Refining, LP
CVRR
– –
-24,521
PRSS
503
DELISTED
CafePress Inc.
PRSS
– –
-14,740
KED
504
DELISTED
Kayne Anderson Energy
KED
– –
-365,455
DMLP icon
505
Dorchester Minerals
DMLP
$1.3B
– –
-44,600
EGY icon
506
Vaalco Energy
EGY
$562M
– –
-43,141
NGD
507
New Gold Inc
NGD
$7.9B
– –
0
OBE
508
Obsidian Energy
OBE
$573M
– –
-7,261
PCN
509
PIMCO Corporate & Income Strategy Fund
PCN
$849M
– –
-10,241
PG icon
510
Procter & Gamble
PG
$350B
– –
-3,273
SBUX icon
511
Starbucks
SBUX
$113B
– –
-7,973
SEB icon
512
Seaboard Corp
SEB
$4.81B
– –
-150
SLV icon
513
iShares Silver Trust
SLV
$41.1B
– –
0
VOD icon
514
Vodafone
VOD
$33.3B
– –
-10,636
NTG.RT
515
DELISTED
Tortoise MLP Fund, Inc.
NTG.RT
– –
-108,391
BWP
516
DELISTED
Boardwalk Pipeline Partners
BWP
– –
-14,373
GGP
517
DELISTED
GGP Inc.
GGP
– –
-28,286
MZF
518
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
– –
-12,779
VXX
519
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
0
HRG
520
DELISTED
HRG Group, Inc.
HRG
– –
-32,022
PZZA icon
521
Papa John's
PZZA
$1.21B
– –
-7,880
VTA
522
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
– –
-10,380
WT icon
523
WisdomTree
WT
$2.16B
– –
-53,478
PTR
524
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
– –
-3,600
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