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Horizon Kinetics Portfolio holdings

AUM $3.06B
1-Year Est. Return 5.37%
This Fund
S&P 500
This Quarter Est. Return
+2.05%
1 Year Est. Return
+5.37%
3 Year Est. Return
+65.64%
5 Year Est. Return
+75.06%
10 Year Est. Return
–
AUM
$7.99B
AUM Growth
+$70.2M
Cap. Flow
-$216M
Cap. Flow %
-2.7%
Top 10 Hldgs %
46.14%
Holding
560
New
27
Increased
223
Reduced
183
Closed
26

Top Buys

Rank Stock Value
1
LVNTA
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
+$123M
2
ESI icon
Element Solutions
ESI
+$64.4M
3
WEN icon
Wendy's
WEN
+$43.8M
4
SHLD
Sears Holding Corporation
SHLD
+$43.3M
5
OAK
OAKTREE CAPITAL GROUP, LLC
OAK
+$17.4M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$242M
2
JEF icon
Jefferies Financial Group
JEF
+$45.7M
3
AN icon
AutoNation
AN
+$32.5M
4
FDO
FAMILY DOLLAR STORES
FDO
+$24.4M
5
FCE.A
Forest City Realty Trust, Inc.
FCE.A
+$24.4M

Sector Composition

Rank Sector Weight
1 Communication Services 25.96%
2 Consumer Discretionary 19.99%
3 Real Estate 13.26%
4 Financials 10.66%
5 Energy 8.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PZC
501
DELISTED
PIMCO California Municipal Income Fund III
PZC
$119K ﹤0.01%
11,931
– –
TRAW icon
502
Traws Pharma
TRAW
$7.34M
– –
0
– –
MEN
503
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$111K ﹤0.01%
10,198
– –
FRTX
504
DELISTED
Fresh Tracks Therapeutics, Inc. Common Stock
FRTX
$109K ﹤0.01%
27
– –
IDT icon
505
IDT Corp
IDT
$1.67B
$108K ﹤0.01%
9,221
-19,134
-67% -$233K
JHP
506
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$108K ﹤0.01%
12,920
-1,550
-11% -$12.6K
DNDN
507
DELISTED
DENDREON CORPORATION
DNDN
$102K ﹤0.01%
34,000
– –
CASC
508
DELISTED
Cascadian Therapeutics, Inc.
CASC
$97K ﹤0.01%
5,389
– –
PPT
509
Franklin Premier Income Trust
PPT
$323M
$94K ﹤0.01%
17,088
– –
PCF
510
High Income Securities Fund
PCF
$98.8M
$92K ﹤0.01%
11,013
-235
-2% -$1.96K
JCP
511
DELISTED
J.C. Penney Company, Inc.
JCP
$92K ﹤0.01%
10,724
-148,074
-93% -$1.07M
STRP
512
DELISTED
Straight Path Communications Inc.
STRP
$74K ﹤0.01%
10,016
-64
-0.6% -$513
PACB icon
513
Pacific Biosciences
PACB
$435M
$64K ﹤0.01%
12,000
– –
MACK
514
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$60K ﹤0.01%
+1,525
New +$65.3K
MDGL icon
515
Madrigal Pharmaceuticals
MDGL
$12.6B
$47K ﹤0.01%
+314
New +$61.8K
NVC
516
DELISTED
NUVEEN CALIF SELECT QUAL MUNI
NVC
$17K ﹤0.01%
251,719
+234,299
+1,345% +$3.39M
GCVRZ
517
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$5K ﹤0.01%
15,940
– –
IBKR icon
518
Interactive Brokers
IBKR
$38.4B
$2K ﹤0.01%
+400
New +$2.21K
AFB
519
AllianceBernstein National Municipal Income Fund
AFB
$315M
– –
-11,689
Closed -$146K
AIA icon
520
iShares Asia 50 ETF
AIA
$4.3B
– –
-7,408
Closed -$355K
ALX
521
Alexander's
ALX
$1.36B
– –
-2,308
Closed -$762K
BNY
522
Bank of New York Mellon
BNY
$103B
– –
-37,917
Closed -$1.25M
EPI icon
523
WisdomTree India Earnings Fund ETF
EPI
$2.04B
– –
-34,100
Closed -$595K
EQNR icon
524
Equinor
EQNR
$97.3B
– –
-8,800
Closed -$212K
FAST icon
525
Fastenal
FAST
$54.8B
– –
-50,224
Closed -$597K
18 19 20
21
22

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Horizon Kinetics's Q1 2014 Portfolio in Review

As of Q1 2014, Horizon Kinetics held 560 positions worth $7.99B, up 0.89% from $7.92B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Horizon Kinetics's Q1 2014 filing shows 27 new, 223 increased, 183 reduced and 26 closed positions. Its largest new stake was Element Solutions: 3,553,037 shares worth $67.7M. The largest sale was Mastercard, an estimated $242M.

By sector, the portfolio is most concentrated in Communication Services at 26% of assets, down from 28% a quarter earlier, followed by Consumer Discretionary and Real Estate.

  • Horizon Kinetics's largest Q1 2014 buy was Element Solutions: 3,553,037 shares worth $67.7M.
  • Horizon Kinetics added most to Liberty Interactive Corporation Series A Liberty Ventures in Q1 2014, an estimated $123M increase.
  • Horizon Kinetics's biggest Q1 2014 reduction was Mastercard, cutting an estimated $242M.
  • Horizon Kinetics fully exited IPATH INVERSE S&P 500 VIX SHORT-TERM FUTURES ETN in Q1 2014, selling an estimated $14.4M.
  • Horizon Kinetics's ten largest holdings make up 46% of its $7.99B portfolio in Q1 2014.
  • Horizon Kinetics opened 27 new positions and closed 26 in Q1 2014.
  • Horizon Kinetics's portfolio value rose 0.89% quarter-over-quarter to $7.99B.

Based on Horizon Kinetics's 13F filing for Q1 2014, filed 14 May 2014.