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Horizon Kinetics Portfolio holdings

AUM $3.06B
1-Year Est. Return 5.37%
This Fund
S&P 500
This Quarter Est. Return
+10.71%
1 Year Est. Return
+5.37%
3 Year Est. Return
+65.64%
5 Year Est. Return
+75.06%
10 Year Est. Return
–
AUM
$7.92B
AUM Growth
+$624M
Cap. Flow
-$1.66M
Cap. Flow %
-0.02%
Top 10 Hldgs %
47.13%
Holding
566
New
25
Increased
228
Reduced
180
Closed
29

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$228M
2
SHLD
Sears Holding Corporation
SHLD
+$32.4M
3
XXV
IPATH INVERSE S&P 500 VIX SHORT-TERM FUTURES ETN
XXV
+$13M
4
STRZA
Starz - Series A
STRZA
+$11.4M
5
TPL icon
Texas Pacific Land
TPL
+$10.3M

Top Sells

Rank Stock Value
1
FCE.A
Forest City Realty Trust, Inc.
FCE.A
+$25.6M
2
JEF icon
Jefferies Financial Group
JEF
+$24.2M
3
BN icon
Brookfield
BN
+$23.5M
4
AN icon
AutoNation
AN
+$23M
5
FWONA icon
Liberty Media Series A
FWONA
+$20.1M

Sector Composition

Rank Sector Weight
1 Communication Services 28.43%
2 Consumer Discretionary 20.01%
3 Financials 13.35%
4 Real Estate 12.65%
5 Energy 9.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSM
501
BNY Mellon Strategic Municipal Bond Fund
DSM
$270M
$142K ﹤0.01%
19,074
– –
JPS
502
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$142K ﹤0.01%
17,491
+999
+6% +$8.07K
MFM
503
Aberdeen Municipal Income Fund
MFM
$211M
$136K ﹤0.01%
21,811
– –
HHY
504
DELISTED
Brookfield High Income Fund Inc.
HHY
$125K ﹤0.01%
12,897
– –
AUQ
505
DELISTED
AURICO GOLD INC COM
AUQ
$115K ﹤0.01%
+31,500
New +$121K
JHP
506
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$114K ﹤0.01%
14,470
– –
PZC
507
DELISTED
PIMCO California Municipal Income Fund III
PZC
$110K ﹤0.01%
11,931
– –
MEN
508
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$106K ﹤0.01%
10,198
– –
DNDN
509
DELISTED
DENDREON CORPORATION
DNDN
$102K ﹤0.01%
34,000
– –
FRTX
510
DELISTED
Fresh Tracks Therapeutics, Inc. Common Stock
FRTX
$100K ﹤0.01%
27
– –
PCF
511
High Income Securities Fund
PCF
$100M
$93K ﹤0.01%
11,248
– –
PPT
512
Franklin Premier Income Trust
PPT
$316M
$93K ﹤0.01%
17,088
-850
-5% -$4.57K
STRP
513
DELISTED
Straight Path Communications Inc.
STRP
$83K ﹤0.01%
10,080
-359
-3% -$2.35K
PACB icon
514
Pacific Biosciences
PACB
$423M
$63K ﹤0.01%
12,000
– –
CASC
515
DELISTED
Cascadian Therapeutics, Inc.
CASC
$57K ﹤0.01%
5,389
– –
GCVRZ
516
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$5K ﹤0.01%
15,940
– –
AOD
517
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
– –
-17,030
Closed -$137K
AWP
518
abrdn Global Premier Properties Fund
AWP
$338M
– –
-6,137
Closed -$133K
FISV
519
Fiserv Inc
FISV
$27.1B
– –
-12,000
Closed -$303K
GLD icon
520
SPDR Gold Trust
GLD
$145B
– –
-1,722
Closed -$221K
JRS icon
521
Nuveen Real Estate Income Fund
JRS
$225M
– –
-16,582
Closed -$175K
KRO icon
522
KRONOS Worldwide
KRO
$955M
– –
-21,308
Closed -$330K
MYI icon
523
BlackRock MuniYield Quality Fund III
MYI
$671M
– –
-12,025
Closed -$157K
NIM icon
524
PUT
Nuveen Select Maturities Municipal Fund
NIM
$112M
– –
-21,500
Closed -$209K
OVV icon
525
Ovintiv
OVV
$18.6B
– –
-6,983
Closed -$605K
18 19 20
21
22

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Horizon Kinetics's Q4 2013 Portfolio in Review

As of Q4 2013, Horizon Kinetics held 566 positions worth $7.92B, up 8.6% from $7.3B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Horizon Kinetics's Q4 2013 filing shows 25 new, 228 increased, 180 reduced and 29 closed positions. Its largest new stake was IPATH INVERSE S&P 500 VIX SHORT-TERM FUTURES ETN: 337,400 shares worth $14.4M. The largest sale was Forest City Realty Trust, Inc., an estimated $25.6M.

By sector, the portfolio is most concentrated in Communication Services at 28% of assets, down from 29% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Horizon Kinetics's largest Q4 2013 buy was IPATH INVERSE S&P 500 VIX SHORT-TERM FUTURES ETN: 337,400 shares worth $14.4M.
  • Horizon Kinetics added most to Mastercard in Q4 2013, an estimated $228M increase.
  • Horizon Kinetics's biggest Q4 2013 reduction was Forest City Realty Trust, Inc., cutting an estimated $25.6M.
  • Horizon Kinetics fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $11.3M.
  • Horizon Kinetics's ten largest holdings make up 47% of its $7.92B portfolio in Q4 2013.
  • Horizon Kinetics opened 25 new positions and closed 29 in Q4 2013.
  • Horizon Kinetics's portfolio value rose 8.6% quarter-over-quarter to $7.92B.

Based on Horizon Kinetics's 13F filing for Q4 2013, filed 13 Feb 2014.