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Horizon Kinetics Portfolio holdings

AUM $3.06B
1-Year Est. Return 5.37%
This Fund
S&P 500
This Quarter Est. Return
+11.35%
1 Year Est. Return
+5.37%
3 Year Est. Return
+65.64%
5 Year Est. Return
+75.06%
10 Year Est. Return
–
AUM
$3.4B
AUM Growth
+$349M
Cap. Flow
+$6.81M
Cap. Flow %
0.2%
Top 10 Hldgs %
56.24%
Holding
518
New
12
Increased
104
Reduced
296
Closed
26

Top Buys

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$185M
2
TPL icon
Texas Pacific Land
TPL
+$15.9M
3
CVEO icon
Civeo
CVEO
+$10.8M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$4.5M
5
KED
Kayne Anderson Energy
KED
+$2.2M

Top Sells

Rank Stock Value
1
NWL icon
Newell Brands
NWL
+$6.24M
2
WPM icon
Wheaton Precious Metals
WPM
+$6.23M
3
HHH icon
Howard Hughes
HHH
+$5.61M
4
IEP icon
Icahn Enterprises
IEP
+$5.13M
5
ENOV icon
Enovis
ENOV
+$4.2M

Sector Composition

Rank Sector Weight
1 Energy 27.51%
2 Communication Services 16.04%
3 Real Estate 9.62%
4 Financials 9.37%
5 Consumer Discretionary 7.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFT
476
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$149K ﹤0.01%
10,200
-6,000
-37% -$89.3K
PFO
477
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$119M
$149K ﹤0.01%
12,180
– –
PHD
478
DELISTED
Pioneer Floating Rate Fund
PHD
$141K ﹤0.01%
11,778
-14,260
-55% -$169K
WPX
479
DELISTED
WPX Energy, Inc.
WPX
$141K ﹤0.01%
12,263
-53,886
-81% -$551K
HIO
480
Western Asset High Income Opportunity Fund
HIO
$331M
$134K ﹤0.01%
26,057
-15,500
-37% -$79.1K
GCI
481
DELISTED
Gannett Co., Inc
GCI
$134K ﹤0.01%
14,931
+34
+0.2% +$292
CLDX icon
482
Celldex Therapeutics
CLDX
$2.94B
$75K ﹤0.01%
1,756
– –
MFIC icon
483
MidCap Financial Investment
MFIC
$801M
$73K ﹤0.01%
4,002
– –
PACB icon
484
Pacific Biosciences
PACB
$435M
$63K ﹤0.01%
12,000
– –
OBE
485
Obsidian Energy
OBE
$656M
$54K ﹤0.01%
7,335
-1,888
-20% -$14K
MUX icon
486
McEwen Inc
MUX
$1B
$51K ﹤0.01%
2,579
-28,795
-92% -$705K
TMQ
487
Trilogy Metals
TMQ
$504M
$24K ﹤0.01%
25,903
-2,635
-9% -$2.6K
GCVRZ
488
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$6K ﹤0.01%
15,940
– –
CNQ icon
489
Canadian Natural Resources
CNQ
$96.9B
– –
-29,372
Closed -$415K
CSGP icon
490
CoStar Group
CSGP
$12.2B
– –
-20,000
Closed -$527K
FOSL icon
491
Fossil Group
FOSL
$260M
– –
-42,950
Closed -$445K
GIS icon
492
General Mills
GIS
$20.2B
– –
-4,517
Closed -$250K
IWM icon
493
iShares Russell 2000 ETF
IWM
$79.1B
– –
-4,555
Closed -$642K
KEY icon
494
KeyCorp
KEY
$23.8B
– –
-13,005
Closed -$244K
LEG icon
495
Leggett & Platt
LEG
$1.4B
– –
-4,550
Closed -$239K
MDY icon
496
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
– –
-768
Closed -$244K
MHN
497
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
– –
-10,440
Closed -$145K
PMO
498
Franklin Municipal Opportunities Trust
PMO
$282M
– –
-13,997
Closed -$175K
SHV icon
499
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
– –
-6,780
Closed -$748K
TRTN
500
DELISTED
Triton International Limited
TRTN
– –
-6,133
Closed -$205K
17 18 19
20
21

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Horizon Kinetics's Q3 2017 Portfolio in Review

As of Q3 2017, Horizon Kinetics held 518 positions worth $3.4B, up 11% from $3.06B the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Horizon Kinetics's Q3 2017 filing shows 12 new, 104 increased, 296 reduced and 26 closed positions. Its largest new stake was Vanguard Short-Term Treasury ETF: 3,035,060 shares worth $184M. The largest sale was Newell Brands, an estimated $6.24M.

By sector, the portfolio is most concentrated in Energy at 28% of assets, up from 24% a quarter earlier, followed by Communication Services and Real Estate.

  • Horizon Kinetics's largest Q3 2017 buy was Vanguard Short-Term Treasury ETF: 3,035,060 shares worth $184M.
  • Horizon Kinetics added most to Texas Pacific Land in Q3 2017, an estimated $15.9M increase.
  • Horizon Kinetics's biggest Q3 2017 reduction was Newell Brands, cutting an estimated $6.24M.
  • Horizon Kinetics fully exited Albany Molecular Research Inc in Q3 2017, selling an estimated $1.22M.
  • Horizon Kinetics's ten largest holdings make up 56% of its $3.4B portfolio in Q3 2017.
  • Horizon Kinetics opened 12 new positions and closed 26 in Q3 2017.
  • Horizon Kinetics's portfolio value rose 11% quarter-over-quarter to $3.4B.

Based on Horizon Kinetics's 13F filing for Q3 2017, filed 14 Nov 2017.