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Horizon Kinetics Portfolio holdings
AUM
$3.06B
Turnover
11.22%
1-Year Est. Return
5.37%
This Fund
S&P 500
This Quarter
Est. Return
+4.89%
1 Year Est. Return
+5.37%
3 Year Est. Return
+65.64%
5 Year Est. Return
+75.06%
10 Year Est. Return
–
AUM
$4.64B
AUM Growth
-$872M
(-16%)
Cap. Flow
-$516M
Cap. Flow
% of AUM
-11.12%
Top 10 Holdings %
Top 10 Hldgs %
47.49%
Holding
528
New
25
Increased
72
Reduced
320
Closed
20
Avg Time Held Equity + Options
2
years
Top 10 Avg Time Held Equity + Options
1.7
years
Top 20 Avg Time Held Equity + Options
1.8
years
Avg Time Held Equity only
2
years
Top 10 Avg Time Held Equity only
2
years
Top 20 Avg Time Held Equity only
1.9
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class A
GOOGL
|
+$22.8M |
| 2 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$15.9M |
| 3 |
Vanguard S&P 500 ETF
VOO
|
+$14.5M |
| 4 |
Vanguard Extended Market ETF
VXF
|
+$8.96M |
| 5 |
Federated Hermes
FHI
|
+$7.12M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
JAH
JARDEN CORPORATION
JAH
|
+$44.2M |
| 2 |
Madison Square Garden
MSGS
|
+$37.1M |
| 3 |
Cboe Global Markets
CBOE
|
+$31.2M |
| 4 |
Tri Pointe Homes
TPH
|
+$29.5M |
| 5 |
Sears Holding Corporation
SHLD
|
+$29.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Communication Services | 28.96% |
| 2 | Consumer Discretionary | 20.09% |
| 3 | Real Estate | 11.93% |
| 4 | Energy | 10.58% |
| 5 | Financials | 8.96% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
476
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
| $169K | ﹤0.01% |
11,590
-3,000
| -21% | -$42.3K |
2015 Q2
2 quarters
|
|
477
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.05B
| $166K | ﹤0.01% |
11,954
-1,000
| -8% | -$13.3K |
2013 Q2
10 quarters
|
|
478
Eaton Vance Municipal Bond Fund
EIM
$455M
| $161K | ﹤0.01% |
12,408
-432
| -3% | -$5.5K |
2013 Q2
10 quarters
|
|
479
Pacific Biosciences
PACB
$538M
| $158K | ﹤0.01% |
12,000
| – | – |
2013 Q2
10 quarters
|
|
|
LTS
480
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
| $151K | ﹤0.01% |
54,700
| – | – |
2014 Q3
5 quarters
|
|
481
Nuveen Municipal High Income Opportunity Fund
NMZ
$1.97B
| $150K | ﹤0.01% |
10,858
-5,811
| -35% | -$79.1K |
2013 Q2
10 quarters
|
|
|
FAM
482
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
| $148K | ﹤0.01% |
14,584
| – | – |
2013 Q2
10 quarters
|
|
|
CCA
483
DELISTED
MFS California Municipal Fund
CCA
| $145K | ﹤0.01% |
12,215
| – | – |
2013 Q2
10 quarters
|
|
|
FHY
484
DELISTED
First Trust Strategic High
FHY
| $143K | ﹤0.01% |
12,872
-75
| -0.6% | -$868 |
2013 Q2
10 quarters
|
|
|
NPF
485
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
| $141K | ﹤0.01% |
10,343
-2,300
| -18% | -$30.4K |
2013 Q2
10 quarters
|
|
486
DELISTED
BlackRock MuniYield Quality Fund II
MQT
| $140K | ﹤0.01% |
10,561
| – | – |
2013 Q2
10 quarters
|
|
|
ROX
487
DELISTED
Castle Brands, Inc.
ROX
| $130K | ﹤0.01% |
106,000
-9,000
| -8% | -$11.8K |
2014 Q1
7 quarters
|
|
488
Nuveen Credit Strategies Income Fund
JQC
$662M
| $127K | ﹤0.01% |
16,211
| – | – |
2013 Q2
10 quarters
|
|
489
MidCap Financial Investment
MFIC
$687M
| $127K | ﹤0.01% |
8,089
+446
| +6% | +$7.63K |
2013 Q2
10 quarters
|
|
|
PGLC
490
DELISTED
Pershing Gold Corporation. Common Stock
PGLC
| $101K | ﹤0.01% |
28,810
| – | – |
2015 Q3
1 quarter
|
|
|
JTP
491
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
| $99K | ﹤0.01% |
11,921
| – | – |
2013 Q2
10 quarters
|
|
|
ARNA
492
DELISTED
Arena Pharmaceuticals Inc
ARNA
| $86K | ﹤0.01% |
4,500
| – | – |
2013 Q2
10 quarters
|
|
|
CXE
493
DELISTED
MFS High Income Municipal Trust
CXE
| $78K | ﹤0.01% |
15,962
| – | – |
2013 Q2
10 quarters
|
|
494
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
| $64K | ﹤0.01% |
14,200
-8,000
| -36% | -$36.4K |
2013 Q2
10 quarters
|
|
495
BlackRock Debt Strategies Fund
DSU
$560M
| $61K | ﹤0.01% |
5,987
| – | – |
2013 Q2
10 quarters
|
|
|
PWE
496
DELISTED
Penn West Energy Petroleum Ltd
PWE
| $52K | ﹤0.01% |
62,462
| – | – |
2013 Q2
10 quarters
|
|
497
PUT
Icahn Enterprises
IEP
$4.73B
| $46K | ﹤0.01% |
+700
| New | +$50.7K |
2015 Q4
0 quarters
|
|
|
MDR
498
DELISTED
McDermott International
MDR
| $37K | ﹤0.01% |
3,661
-711
| -16% | -$9.75K |
2013 Q2
10 quarters
|
|
499
Traws Pharma
TRAW
$5.68M
| – | – |
0
| – | – |
2014 Q1
7 quarters
|
|
|
ATNY
500
DELISTED
API TECHNOLOGIES CORP. COMMON STOCK
ATNY
| $15K | ﹤0.01% |
10,700
| – | – |
2013 Q2
10 quarters
|
|
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Horizon Kinetics's Q4 2015 Portfolio in Review
As of Q4 2015, Horizon Kinetics held 528 positions worth $4.64B, down 16% from $5.51B the previous quarter. Its ten largest holdings account for 47% of the portfolio.
Horizon Kinetics withdrew a net $516M in Q4 2015, closing 20 positions and reducing 320 holdings. Its most notable exit was SIGMA - ALDRICH CORP, an estimated $2.94M position sold in full.
By sector, the portfolio is most concentrated in Communication Services at 29% of assets, up from 25% a quarter earlier, followed by Consumer Discretionary and Real Estate.
Against the trend, Horizon Kinetics opened a new position in Alphabet (Google) Class A worth $23.9M.
- Horizon Kinetics's largest Q4 2015 buy was Alphabet (Google) Class A: 615,580 shares worth $23.9M.
- Horizon Kinetics added most to Vanguard Morningstar Total Stock Market ETF in Q4 2015, an estimated $15.9M increase.
- Horizon Kinetics's biggest Q4 2015 reduction was JARDEN CORPORATION, cutting an estimated $44.2M.
- Horizon Kinetics fully exited SIGMA - ALDRICH CORP in Q4 2015, selling an estimated $2.94M.
- Horizon Kinetics's ten largest holdings make up 47% of its $4.64B portfolio in Q4 2015.
- Horizon Kinetics opened 25 new positions and closed 20 in Q4 2015.
- Horizon Kinetics's portfolio value fell 16% quarter-over-quarter to $4.64B.
Based on Horizon Kinetics's 13F filing for Q4 2015, filed 12 Feb 2016.