HK

Horizon Kinetics Portfolio holdings

AUM $2.96B
1-Year Return 5.85%
This Quarter Return
+4.27%
1 Year Return
+5.85%
3 Year Return
+65.96%
5 Year Return
+77.97%
10 Year Return
–
AUM
$7.82B
AUM Growth
+$39.6M
Cap. Flow
-$441M
Cap. Flow %
-5.63%
Top 10 Hldgs %
47.77%
Holding
550
New
17
Increased
146
Reduced
265
Closed
22

Top Buys

1
ESI icon
Element Solutions
ESI
$55.6M
2
LE icon
Lands' End
LE
$45.9M
3
TPH icon
Tri Pointe Homes
TPH
$32.4M
4
IEP icon
Icahn Enterprises
IEP
$10.1M
5
BRP
BROOKFIELD RESIDENTIAL PROPERTIES INC
BRP
$5.92M

Top Sells

1
LVNTA
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$148M
2
JEF icon
Jefferies Financial Group
JEF
$42.7M
3
RSE
ROUSE PPTYS INC COM (DE)
RSE
$21.7M
4
SHLD
Sears Holding Corporation
SHLD
$21.4M
5
ASCMA
Ascent Capital Group, Inc. Series A
ASCMA
$20.6M

Sector Composition

1 Communication Services 25.23%
2 Consumer Discretionary 20.92%
3 Real Estate 14.04%
4 Financials 9.49%
5 Energy 9.37%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SMMU icon
476
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$948M
$202K ﹤0.01%
4,000
– –
MDR
477
DELISTED
McDermott International
MDR
$197K ﹤0.01%
8,107
-229
-3% -$5.57K
NZH
478
DELISTED
Nuveen Calif Div
NZH
$193K ﹤0.01%
15,119
– –
EVM
479
Eaton Vance California Municipal Bond Fund
EVM
$222M
$188K ﹤0.01%
16,215
-18,953
-54% -$220K
RFI
480
Cohen & Steers Total Return Realty Fund
RFI
$320M
$188K ﹤0.01%
+15,145
New +$188K
CCA
481
DELISTED
MFS California Municipal Fund
CCA
$180K ﹤0.01%
16,248
-874
-5% -$9.68K
MHY
482
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$162K ﹤0.01%
28,000
-1,400
-5% -$8.1K
EIM
483
Eaton Vance Municipal Bond Fund
EIM
$530M
$160K ﹤0.01%
12,840
– –
DSM
484
BNY Mellon Strategic Municipal Bond Fund
DSM
$280M
$158K ﹤0.01%
19,074
– –
SCU
485
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$155K ﹤0.01%
1,120
– –
LEO
486
BNY Mellon Strategic Municipals
LEO
$370M
$154K ﹤0.01%
18,220
-4,350
-19% -$36.8K
MUI
487
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$150K ﹤0.01%
10,308
– –
MUS
488
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$150K ﹤0.01%
11,366
+309
+3% +$4.08K
PYN
489
DELISTED
PIMCO New York Municipal Income Fund III
PYN
$143K ﹤0.01%
14,800
– –
MFM
490
MFS Municipal Income Trust
MFM
$212M
$130K ﹤0.01%
19,711
-2,100
-10% -$13.9K
PZC
491
DELISTED
PIMCO California Municipal Income Fund III
PZC
$126K ﹤0.01%
11,931
– –
JPS
492
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$126K ﹤0.01%
13,933
-2,400
-15% -$21.7K
HHY
493
DELISTED
Brookfield High Income Fund Inc.
HHY
$124K ﹤0.01%
11,743
-1,154
-9% -$12.2K
PMM
494
Putnam Managed Municipal Income
PMM
$252M
$123K ﹤0.01%
17,110
-17,070
-50% -$123K
SEA
495
DELISTED
Invesco Shipping ETF
SEA
$123K ﹤0.01%
+5,353
New +$123K
MEN
496
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$114K ﹤0.01%
10,198
– –
CASC
497
DELISTED
Cascadian Therapeutics, Inc.
CASC
$105K ﹤0.01%
5,389
– –
FRTX
498
DELISTED
Fresh Tracks Therapeutics, Inc. Common Stock
FRTX
$103K ﹤0.01%
27
– –
TRAW icon
499
Traws Pharma
TRAW
$11.8M
– –
0
– -$114K
TMQ
500
Trilogy Metals
TMQ
$289M
$97K ﹤0.01%
89,011
-6,236
-7% -$6.8K
18 19
20
21 22