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Horizon Kinetics Portfolio holdings

AUM $3.06B
1-Year Est. Return 5.37%
This Fund
S&P 500
This Quarter Est. Return
+11.35%
1 Year Est. Return
+5.37%
3 Year Est. Return
+65.64%
5 Year Est. Return
+75.06%
10 Year Est. Return
–
AUM
$3.4B
AUM Growth
+$349M
Cap. Flow
+$6.81M
Cap. Flow %
0.2%
Top 10 Hldgs %
56.24%
Holding
518
New
12
Increased
104
Reduced
296
Closed
26

Top Buys

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$185M
2
TPL icon
Texas Pacific Land
TPL
+$15.9M
3
CVEO icon
Civeo
CVEO
+$10.8M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$4.5M
5
KED
Kayne Anderson Energy
KED
+$2.2M

Top Sells

Rank Stock Value
1
NWL icon
Newell Brands
NWL
+$6.24M
2
WPM icon
Wheaton Precious Metals
WPM
+$6.23M
3
HHH icon
Howard Hughes
HHH
+$5.61M
4
IEP icon
Icahn Enterprises
IEP
+$5.13M
5
ENOV icon
Enovis
ENOV
+$4.2M

Sector Composition

Rank Sector Weight
1 Energy 27.51%
2 Communication Services 16.04%
3 Real Estate 9.62%
4 Financials 9.37%
5 Consumer Discretionary 7.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LLL
451
DELISTED
L3 Technologies, Inc.
LLL
$231K 0.01%
1,226
– –
DUK icon
452
Duke Energy
DUK
$101B
$227K 0.01%
+2,708
New +$232K
BSE
453
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$227K 0.01%
16,967
-11,890
-41% -$161K
QCOM icon
454
Qualcomm
QCOM
$164B
$223K 0.01%
4,301
-999
-19% -$52.8K
NIM icon
455
Nuveen Select Maturities Municipal Fund
NIM
$115M
$222K 0.01%
21,500
– –
VTR icon
456
Ventas
VTR
$47.5B
$222K 0.01%
3,415
– –
IQI icon
457
Invesco Quality Municipal Securities
IQI
$526M
$217K 0.01%
16,970
– –
BGT icon
458
BlackRock Floating Rate Income Trust
BGT
$321M
$215K 0.01%
15,216
-5,212
-26% -$72K
PX
459
DELISTED
Praxair Inc
PX
$208K 0.01%
+1,485
New +$198K
MYN icon
460
BlackRock MuniYield New York Quality Fund
MYN
$376M
$207K 0.01%
15,706
-5,600
-26% -$74.1K
SCHV
461
Schwab US Large-Cap Value ETF
SCHV
$15.6B
$206K 0.01%
+11,922
New +$202K
PML
462
PIMCO Municipal Income Fund II
PML
$487M
$203K 0.01%
15,400
-800
-5% -$10.6K
BXMT icon
463
Blackstone Mortgage Trust
BXMT
$2.77B
$202K 0.01%
6,500
– –
HPS
464
John Hancock Preferred Income Fund III
HPS
$454M
$191K 0.01%
+10,149
New +$192K
DUC
465
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$190K 0.01%
20,525
– –
PCN
466
PIMCO Corporate & Income Strategy Fund
PCN
$864M
$179K 0.01%
10,241
-2,906
-22% -$49.9K
MZF
467
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$176K 0.01%
12,779
-4,900
-28% -$68K
VTN icon
468
Invesco Trust for Investment Grade New York Municipals
VTN
$161M
$174K 0.01%
12,714
-25,600
-67% -$353K
VTA
469
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$174K 0.01%
14,638
-17,768
-55% -$211K
EVF
470
Eaton Vance Senior Income Trust
EVF
$89.9M
$172K 0.01%
26,019
-5,147
-17% -$34.1K
VVR icon
471
Invesco Senior Income Trust
VVR
$456M
$168K ﹤0.01%
37,475
-49,402
-57% -$221K
NBO
472
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$167K ﹤0.01%
13,177
– –
FRO icon
473
Frontline
FRO
$8.71B
$162K ﹤0.01%
26,800
+6,000
+29% +$33.8K
BBF
474
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$161K ﹤0.01%
11,019
-6,400
-37% -$96.3K
EIM
475
Eaton Vance Municipal Bond Fund
EIM
$494M
$155K ﹤0.01%
12,263
– –
17 18
19
20 21

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Horizon Kinetics's Q3 2017 Portfolio in Review

As of Q3 2017, Horizon Kinetics held 518 positions worth $3.4B, up 11% from $3.06B the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Horizon Kinetics's Q3 2017 filing shows 12 new, 104 increased, 296 reduced and 26 closed positions. Its largest new stake was Vanguard Short-Term Treasury ETF: 3,035,060 shares worth $184M. The largest sale was Newell Brands, an estimated $6.24M.

By sector, the portfolio is most concentrated in Energy at 28% of assets, up from 24% a quarter earlier, followed by Communication Services and Real Estate.

  • Horizon Kinetics's largest Q3 2017 buy was Vanguard Short-Term Treasury ETF: 3,035,060 shares worth $184M.
  • Horizon Kinetics added most to Texas Pacific Land in Q3 2017, an estimated $15.9M increase.
  • Horizon Kinetics's biggest Q3 2017 reduction was Newell Brands, cutting an estimated $6.24M.
  • Horizon Kinetics fully exited Albany Molecular Research Inc in Q3 2017, selling an estimated $1.22M.
  • Horizon Kinetics's ten largest holdings make up 56% of its $3.4B portfolio in Q3 2017.
  • Horizon Kinetics opened 12 new positions and closed 26 in Q3 2017.
  • Horizon Kinetics's portfolio value rose 11% quarter-over-quarter to $3.4B.

Based on Horizon Kinetics's 13F filing for Q3 2017, filed 14 Nov 2017.