HK

Horizon Kinetics Portfolio holdings

AUM $2.96B
1-Year Return 5.85%
This Quarter Return
+4.27%
1 Year Return
+5.85%
3 Year Return
+65.96%
5 Year Return
+77.97%
10 Year Return
–
AUM
$7.82B
AUM Growth
+$39.6M
Cap. Flow
-$441M
Cap. Flow %
-5.63%
Top 10 Hldgs %
47.77%
Holding
550
New
17
Increased
146
Reduced
265
Closed
22

Top Buys

1
ESI icon
Element Solutions
ESI
$55.6M
2
LE icon
Lands' End
LE
$45.9M
3
TPH icon
Tri Pointe Homes
TPH
$32.4M
4
IEP icon
Icahn Enterprises
IEP
$10.1M
5
BRP
BROOKFIELD RESIDENTIAL PROPERTIES INC
BRP
$5.92M

Top Sells

1
LVNTA
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$148M
2
JEF icon
Jefferies Financial Group
JEF
$42.7M
3
RSE
ROUSE PPTYS INC COM (DE)
RSE
$21.7M
4
SHLD
Sears Holding Corporation
SHLD
$21.4M
5
ASCMA
Ascent Capital Group, Inc. Series A
ASCMA
$20.6M

Sector Composition

1 Communication Services 25.23%
2 Consumer Discretionary 20.92%
3 Real Estate 14.04%
4 Financials 9.49%
5 Energy 9.37%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JMT
451
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$272K ﹤0.01%
11,445
-1,000
-8% -$23.8K
SHY icon
452
iShares 1-3 Year Treasury Bond ETF
SHY
$24.5B
$268K ﹤0.01%
3,167
– –
NXK
453
DELISTED
NUVEEN N.Y. DIV ADV MUNI FD
NXK
$267K ﹤0.01%
19,841
-707
-3% -$9.51K
NQI
454
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$266K ﹤0.01%
20,325
-10,430
-34% -$137K
ARNA
455
DELISTED
Arena Pharmaceuticals Inc
ARNA
$264K ﹤0.01%
4,500
– –
CXE
456
MFS High Income Municipal Trust
CXE
$111M
$259K ﹤0.01%
54,174
-47,101
-47% -$225K
NBO
457
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$256K ﹤0.01%
18,577
– –
FTF
458
Franklin Limited Duration Income Trust
FTF
$259M
$253K ﹤0.01%
19,361
-2,062
-10% -$26.9K
BCF
459
DELISTED
BLACKROCK REAL ASSET EQUITY TRUST
BCF
$252K ﹤0.01%
26,804
– –
HYT icon
460
BlackRock Corporate High Yield Fund
HYT
$1.47B
$245K ﹤0.01%
19,965
-256
-1% -$3.14K
HYD icon
461
VanEck High Yield Muni ETF
HYD
$3.3B
$244K ﹤0.01%
4,047
– –
GRBK icon
462
Green Brick Partners
GRBK
$3.14B
$242K ﹤0.01%
+53,926
New +$242K
ZIV
463
DELISTED
VelocityShares Daily Inverse VIX Medium Term ETN
ZIV
$240K ﹤0.01%
+5,160
New +$240K
T icon
464
AT&T
T
$212B
$235K ﹤0.01%
8,809
+61
+0.7% +$1.63K
MFIC icon
465
MidCap Financial Investment
MFIC
$1.22B
$230K ﹤0.01%
8,900
– –
AYN
466
DELISTED
ALLIANCE NEW YORK INCOME FD
AYN
$229K ﹤0.01%
17,956
-5,720
-24% -$72.9K
CL icon
467
Colgate-Palmolive
CL
$67.6B
$228K ﹤0.01%
3,344
– –
NIM icon
468
Nuveen Select Maturities Municipal Fund
NIM
$114M
$221K ﹤0.01%
21,500
– –
POST icon
469
Post Holdings
POST
$5.86B
$221K ﹤0.01%
6,627
-70
-1% -$2.33K
APC
470
DELISTED
Anadarko Petroleum
APC
$219K ﹤0.01%
+2,000
New +$219K
KMT icon
471
Kennametal
KMT
$1.66B
$214K ﹤0.01%
+4,633
New +$214K
CEO
472
DELISTED
CNOOC Limited
CEO
$211K ﹤0.01%
1,179
-623
-35% -$111K
MYF
473
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
$204K ﹤0.01%
13,900
– –
ROX
474
DELISTED
Castle Brands, Inc.
ROX
$203K ﹤0.01%
229,000
– –
MHI
475
DELISTED
Pioneer Municipal High Income Fund
MHI
$202K ﹤0.01%
13,000
– –
17 18
19
20 21