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Horizon Kinetics Portfolio holdings

AUM $3.06B
1-Year Est. Return 5.37%
This Fund
S&P 500
This Quarter Est. Return
+11.53%
1 Year Est. Return
+5.37%
3 Year Est. Return
+65.64%
5 Year Est. Return
+75.06%
10 Year Est. Return
–
AUM
$7.3B
AUM Growth
+$469M
Cap. Flow
-$327M
Cap. Flow %
-4.48%
Top 10 Hldgs %
48.05%
Holding
574
New
118
Increased
114
Reduced
223
Closed
34

Top Buys

Rank Stock Value
1
QVCGA
QVC Group Inc Series A
QVCGA
+$14.9M
2
SHLD
Sears Holding Corporation
SHLD
+$14M
3
OAK
OAKTREE CAPITAL GROUP, LLC
OAK
+$10.4M
4
VIAB
Viacom Inc. Class B
VIAB
+$9.77M
5
DSL
DoubleLine Income Solutions Fund
DSL
+$7.65M

Top Sells

Rank Stock Value
1
ELS icon
Equity Lifestyle Properties
ELS
+$87M
2
CBOE icon
Cboe Global Markets
CBOE
+$34.7M
3
JCP
J.C. Penney Company, Inc.
JCP
+$15.5M
4
HHH icon
Howard Hughes
HHH
+$14.9M
5
RSE
ROUSE PPTYS INC COM (DE)
RSE
+$14.8M

Sector Composition

Rank Sector Weight
1 Communication Services 28.73%
2 Consumer Discretionary 20.62%
3 Financials 13.99%
4 Real Estate 13.82%
5 Energy 8.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
URBN icon
426
Urban Outfitters
URBN
$6.5B
$326K ﹤0.01%
+8,875
New +$364K
FRX
427
DELISTED
FOREST LABORATORIES INC
FRX
$326K ﹤0.01%
+7,616
New +$331K
DHI icon
428
D.R. Horton
DHI
$39.2B
$325K ﹤0.01%
+16,736
New +$331K
RJF icon
429
Raymond James Financial
RJF
$32.5B
$324K ﹤0.01%
+11,669
New +$337K
BHL
430
DELISTED
Blackrock Defined Opp Crt Tr
BHL
$324K ﹤0.01%
23,191
+4,060
+21% +$55.9K
VMRK
431
Vivmark Residential
VMRK
$50.8B
$323K ﹤0.01%
+6,026
New +$332K
NAV
432
DELISTED
Navistar International
NAV
$323K ﹤0.01%
+8,865
New +$302K
BRCM
433
DELISTED
BROADCOM CORP CL-A
BRCM
$322K ﹤0.01%
+12,366
New +$349K
AEO icon
434
American Eagle Outfitters
AEO
$2.48B
$320K ﹤0.01%
+22,888
New +$384K
H icon
435
Hyatt Hotels
H
$15.1B
$319K ﹤0.01%
+7,416
New +$325K
CL icon
436
Colgate-Palmolive
CL
$69.4B
$318K ﹤0.01%
+5,364
New +$318K
LEO
437
BNY Mellon Strategic Municipals
LEO
$361M
$317K ﹤0.01%
39,518
+548
+1% +$4.3K
CVRR
438
DELISTED
CVR Refining, LP
CVRR
$317K ﹤0.01%
12,694
– –
MNST icon
439
Monster Beverage
MNST
$87.4B
$316K ﹤0.01%
+72,588
New +$358K
MRVL icon
440
Marvell Technology
MRVL
$199B
$312K ﹤0.01%
+27,138
New +$335K
CVI icon
441
CVR Energy
CVI
$5.24B
$308K ﹤0.01%
+7,999
New +$351K
FISV
442
Fiserv Inc
FISV
$26.6B
$303K ﹤0.01%
12,000
– –
BWXT icon
443
BWX Technologies
BWXT
$13.4B
$301K ﹤0.01%
12,459
+772
+7% +$17.5K
JMT
444
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$294K ﹤0.01%
12,236
-98
-0.8% -$2.35K
JTP
445
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$293K ﹤0.01%
38,818
-5,690
-13% -$44.2K
FTF
446
Franklin Limited Duration Income Trust
FTF
$228M
$292K ﹤0.01%
22,474
-304
-1% -$3.89K
SEA
447
DELISTED
Invesco Shipping ETF
SEA
$287K ﹤0.01%
14,544
-14,764
-50% -$276K
NXK
448
DELISTED
NUVEEN N.Y. DIV ADV MUNI FD
NXK
$286K ﹤0.01%
22,548
-5,008
-18% -$64.1K
PRIS
449
DELISTED
PROMOTORA DE INFORMACIONES SA ADR REPSTG 4 CL A SHS
PRIS
$283K ﹤0.01%
167,379
-191,170
-53% -$213K
BAX icon
450
Baxter International
BAX
$12.3B
$281K ﹤0.01%
7,865
– –
16 17
18
19 20

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AC
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TGA
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PWM
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Horizon Kinetics's Q3 2013 Portfolio in Review

As of Q3 2013, Horizon Kinetics held 574 positions worth $7.3B, up 6.9% from $6.83B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Horizon Kinetics withdrew a net $327M in Q3 2013, closing 34 positions and reducing 223 holdings. Its most notable exit was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $3.36M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 29% of assets, up from 27% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Horizon Kinetics opened a new position in HEICO Corp Class A worth $6.53M.

  • Horizon Kinetics's largest Q3 2013 buy was HEICO Corp Class A: 496,933 shares worth $6.53M.
  • Horizon Kinetics added most to QVC Group Inc Series A in Q3 2013, an estimated $14.9M increase.
  • Horizon Kinetics's biggest Q3 2013 reduction was Equity Lifestyle Properties, cutting an estimated $87M.
  • Horizon Kinetics fully exited State Street SPDR Bloomberg High Yield Bond ETF in Q3 2013, selling an estimated $3.36M.
  • Horizon Kinetics's ten largest holdings make up 48% of its $7.3B portfolio in Q3 2013.
  • Horizon Kinetics opened 118 new positions and closed 34 in Q3 2013.
  • Horizon Kinetics's portfolio value rose 6.9% quarter-over-quarter to $7.3B.

Based on Horizon Kinetics's 13F filing for Q3 2013, filed 14 Nov 2013.