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Horizon Kinetics Portfolio holdings

AUM $3.06B
1-Year Est. Return 5.37%
This Fund
S&P 500
This Quarter Est. Return
+11.53%
1 Year Est. Return
+5.37%
3 Year Est. Return
+65.64%
5 Year Est. Return
+75.06%
10 Year Est. Return
–
AUM
$7.3B
AUM Growth
+$469M
Cap. Flow
-$327M
Cap. Flow %
-4.48%
Top 10 Hldgs %
48.05%
Holding
574
New
118
Increased
114
Reduced
223
Closed
34

Top Buys

Rank Stock Value
1
QVCGA
QVC Group Inc Series A
QVCGA
+$14.9M
2
SHLD
Sears Holding Corporation
SHLD
+$14M
3
OAK
OAKTREE CAPITAL GROUP, LLC
OAK
+$10.4M
4
VIAB
Viacom Inc. Class B
VIAB
+$9.77M
5
DSL
DoubleLine Income Solutions Fund
DSL
+$7.65M

Top Sells

Rank Stock Value
1
ELS icon
Equity Lifestyle Properties
ELS
+$87M
2
CBOE icon
Cboe Global Markets
CBOE
+$34.7M
3
JCP
J.C. Penney Company, Inc.
JCP
+$15.5M
4
HHH icon
Howard Hughes
HHH
+$14.9M
5
RSE
ROUSE PPTYS INC COM (DE)
RSE
+$14.8M

Sector Composition

Rank Sector Weight
1 Communication Services 28.73%
2 Consumer Discretionary 20.62%
3 Financials 13.99%
4 Real Estate 13.82%
5 Energy 8.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OVV icon
276
Ovintiv
OVV
$18.5B
$605K 0.01%
6,983
-24,296
-78% -$2.12M
SPY icon
277
State Street SPDR S&P 500 ETF Trust
SPY
$799B
$600K 0.01%
3,573
-4,023
-53% -$674K
VXF icon
278
Vanguard Extended Market ETF
VXF
$30.6B
$598K 0.01%
7,760
-5,738
-43% -$428K
RAI
279
DELISTED
Reynolds American Inc
RAI
$598K 0.01%
24,528
-400
-2% -$9.91K
IIJI
280
DELISTED
Internet Initiative Japan Inc
IIJI
$589K 0.01%
40,928
+10,525
+35% +$169K
TFX icon
281
Teleflex
TFX
$5.47B
$551K 0.01%
6,701
-500
-7% -$39.3K
MSFT icon
282
Microsoft
MSFT
$3.69T
$545K 0.01%
+16,388
New +$539K
CUB
283
DELISTED
Cubic Corporation
CUB
$541K 0.01%
10,069
– –
MHFI
284
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$524K 0.01%
7,996
-298
-4% -$18.1K
EPI icon
285
WisdomTree India Earnings Fund ETF
EPI
$1.95B
$522K 0.01%
34,100
– –
VZ icon
286
Verizon
VZ
$214B
$522K 0.01%
11,192
+1,552
+16% +$75.8K
BABS
287
DELISTED
SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF
BABS
$512K 0.01%
9,541
-1,473
-13% -$78.9K
VMO icon
288
Invesco Municipal Opportunity Trust
VMO
$622M
$511K 0.01%
43,343
+5,681
+15% +$66.3K
EVG
289
Eaton Vance Short Duration Diversified Income Fund
EVG
$138M
$500K 0.01%
32,298
-869
-3% -$13.4K
IQI icon
290
Invesco Quality Municipal Securities
IQI
$512M
$500K 0.01%
43,234
-22,723
-34% -$258K
VRSK icon
291
Verisk Analytics
VRSK
$23.4B
$500K 0.01%
7,700
-300
-4% -$18.9K
ADI icon
292
Analog Devices
ADI
$175B
$480K 0.01%
10,205
-100
-1% -$4.78K
EVY
293
DELISTED
Eaton Vance New York Municipal Income Trust
EVY
$479K 0.01%
38,450
-4,815
-11% -$59.2K
VMI icon
294
Valmont Industries
VMI
$9.14B
$476K 0.01%
3,429
+4
+0.1% +$572
FIS icon
295
Fidelity National Information Services
FIS
$19.3B
$475K 0.01%
10,230
-360
-3% -$16.3K
CXE
296
DELISTED
MFS High Income Municipal Trust
CXE
$474K 0.01%
102,175
-24,142
-19% -$110K
MINT icon
297
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.6B
$473K 0.01%
4,670
+2,175
+87% +$220K
NEU icon
298
NewMarket
NEU
$8.13B
$460K 0.01%
+1,596
New +$443K
DMF
299
DELISTED
BNY Mellon Municipal Income
DMF
$456K 0.01%
52,599
-1,497
-3% -$12.8K
SCR
300
DELISTED
SIMCERE PHARMACEUTICAL GROUP, ADS
SCR
$454K 0.01%
48,000
– –
10 11
12
13 14

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TGA
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PWM
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Horizon Kinetics's Q3 2013 Portfolio in Review

As of Q3 2013, Horizon Kinetics held 574 positions worth $7.3B, up 6.9% from $6.83B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Horizon Kinetics withdrew a net $327M in Q3 2013, closing 34 positions and reducing 223 holdings. Its most notable exit was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $3.36M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 29% of assets, up from 27% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Horizon Kinetics opened a new position in HEICO Corp Class A worth $6.53M.

  • Horizon Kinetics's largest Q3 2013 buy was HEICO Corp Class A: 496,933 shares worth $6.53M.
  • Horizon Kinetics added most to QVC Group Inc Series A in Q3 2013, an estimated $14.9M increase.
  • Horizon Kinetics's biggest Q3 2013 reduction was Equity Lifestyle Properties, cutting an estimated $87M.
  • Horizon Kinetics fully exited State Street SPDR Bloomberg High Yield Bond ETF in Q3 2013, selling an estimated $3.36M.
  • Horizon Kinetics's ten largest holdings make up 48% of its $7.3B portfolio in Q3 2013.
  • Horizon Kinetics opened 118 new positions and closed 34 in Q3 2013.
  • Horizon Kinetics's portfolio value rose 6.9% quarter-over-quarter to $7.3B.

Based on Horizon Kinetics's 13F filing for Q3 2013, filed 14 Nov 2013.