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Horizon Kinetics Portfolio holdings

AUM $3.06B
1-Year Est. Return 5.37%
This Fund
S&P 500
This Quarter Est. Return
+10.71%
1 Year Est. Return
+5.37%
3 Year Est. Return
+65.64%
5 Year Est. Return
+75.06%
10 Year Est. Return
–
AUM
$7.92B
AUM Growth
+$624M
Cap. Flow
-$1.66M
Cap. Flow %
-0.02%
Top 10 Hldgs %
47.13%
Holding
566
New
25
Increased
228
Reduced
180
Closed
29

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$228M
2
SHLD
Sears Holding Corporation
SHLD
+$32.4M
3
XXV
IPATH INVERSE S&P 500 VIX SHORT-TERM FUTURES ETN
XXV
+$13M
4
STRZA
Starz - Series A
STRZA
+$11.4M
5
TPL icon
Texas Pacific Land
TPL
+$10.3M

Top Sells

Rank Stock Value
1
FCE.A
Forest City Realty Trust, Inc.
FCE.A
+$25.6M
2
JEF icon
Jefferies Financial Group
JEF
+$24.2M
3
BN icon
Brookfield
BN
+$23.5M
4
AN icon
AutoNation
AN
+$23M
5
FWONA icon
Liberty Media Series A
FWONA
+$20.1M

Sector Composition

Rank Sector Weight
1 Communication Services 28.43%
2 Consumer Discretionary 20.01%
3 Financials 13.35%
4 Real Estate 12.65%
5 Energy 9.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OPK icon
251
Opko Health
OPK
$1.17B
$825K 0.01%
97,806
+18,501
+23% +$187K
DSU icon
252
BlackRock Debt Strategies Fund
DSU
$589M
$823K 0.01%
68,748
+56,313
+453% +$678K
SLB icon
253
SLB Ltd
SLB
$80.4B
$816K 0.01%
9,057
-325
-3% -$29.3K
CEO
254
DELISTED
CNOOC Limited
CEO
$804K 0.01%
4,283
+554
+15% +$110K
RTN
255
DELISTED
Raytheon Company
RTN
$803K 0.01%
8,850
– –
NEA icon
256
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.18B
$778K 0.01%
64,626
-5,809
-8% -$70.5K
PMO
257
Franklin Municipal Opportunities Trust
PMO
$264M
$778K 0.01%
72,486
-6,158
-8% -$66.5K
NRK icon
258
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$846M
$776K 0.01%
63,229
-32,643
-34% -$393K
CSCO icon
259
Cisco
CSCO
$434B
$775K 0.01%
34,550
-7,700
-18% -$170K
MCD icon
260
McDonald's
MCD
$179B
$772K 0.01%
7,954
-2,000
-20% -$192K
FXI icon
261
iShares China Large-Cap ETF
FXI
$4.1B
$768K 0.01%
20,014
– –
FCT
262
DELISTED
First Trust Senior Floating Rate Income Fund II
FCT
$766K 0.01%
52,800
– –
ALX
263
Alexander's
ALX
$1.25B
$762K 0.01%
2,308
-5,832
-72% -$1.83M
FHY
264
DELISTED
First Trust Strategic High
FHY
$741K 0.01%
46,158
-454
-1% -$7.13K
SPSB icon
265
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$11.3B
$737K 0.01%
24,000
– –
MQT
266
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$736K 0.01%
63,021
-16,244
-20% -$191K
NQU
267
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$721K 0.01%
58,881
-4,520
-7% -$55.5K
VZ icon
268
Verizon
VZ
$214B
$716K 0.01%
14,567
+3,375
+30% +$166K
AZN icon
269
AstraZeneca
AZN
$251B
$714K 0.01%
12,020
– –
MSFT icon
270
Microsoft
MSFT
$3.69T
$692K 0.01%
18,488
+2,100
+13% +$76.3K
NBH
271
Neuberger Municipal Fund Inc
NBH
$283M
$689K 0.01%
49,054
-44,256
-47% -$621K
MHFI
272
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$682K 0.01%
8,721
+725
+9% +$52K
IONS icon
273
Ionis Pharmaceuticals
IONS
$7.85B
$677K 0.01%
17,000
– –
PTY icon
274
PIMCO Corporate & Income Opportunity Fund
PTY
$2.45B
$674K 0.01%
39,023
-692
-2% -$12.4K
NEU icon
275
NewMarket
NEU
$8.13B
$671K 0.01%
2,007
+411
+26% +$129K
9 10
11
12 13

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Horizon Kinetics's Q4 2013 Portfolio in Review

As of Q4 2013, Horizon Kinetics held 566 positions worth $7.92B, up 8.6% from $7.3B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Horizon Kinetics's Q4 2013 filing shows 25 new, 228 increased, 180 reduced and 29 closed positions. Its largest new stake was IPATH INVERSE S&P 500 VIX SHORT-TERM FUTURES ETN: 337,400 shares worth $14.4M. The largest sale was Forest City Realty Trust, Inc., an estimated $25.6M.

By sector, the portfolio is most concentrated in Communication Services at 28% of assets, down from 29% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Horizon Kinetics's largest Q4 2013 buy was IPATH INVERSE S&P 500 VIX SHORT-TERM FUTURES ETN: 337,400 shares worth $14.4M.
  • Horizon Kinetics added most to Mastercard in Q4 2013, an estimated $228M increase.
  • Horizon Kinetics's biggest Q4 2013 reduction was Forest City Realty Trust, Inc., cutting an estimated $25.6M.
  • Horizon Kinetics fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $11.3M.
  • Horizon Kinetics's ten largest holdings make up 47% of its $7.92B portfolio in Q4 2013.
  • Horizon Kinetics opened 25 new positions and closed 29 in Q4 2013.
  • Horizon Kinetics's portfolio value rose 8.6% quarter-over-quarter to $7.92B.

Based on Horizon Kinetics's 13F filing for Q4 2013, filed 13 Feb 2014.