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Horizon Kinetics Portfolio holdings

AUM $3.06B
1-Year Est. Return 5.37%
This Fund
S&P 500
This Quarter Est. Return
+9.31%
1 Year Est. Return
+5.37%
3 Year Est. Return
+65.64%
5 Year Est. Return
+75.06%
10 Year Est. Return
–
AUM
$3.57B
AUM Growth
-$403M
Cap. Flow
-$442M
Cap. Flow %
-12.37%
Top 10 Hldgs %
51.47%
Holding
532
New
11
Increased
75
Reduced
332
Closed
23

Top Buys

Rank Stock Value
1
AMCX icon
AMC Global Media
AMCX
+$11.6M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$7.8M
3
TPL icon
Texas Pacific Land
TPL
+$5.18M
4
FHI icon
Federated Hermes
FHI
+$4.69M
5
NVGS icon
Navigator Holdings
NVGS
+$3.49M

Top Sells

Rank Stock Value
1
DWA
DREAMWORKS ANIMATION SKG INC CL-A
DWA
+$198M
2
NWL icon
Newell Brands
NWL
+$34.2M
3
RSE
ROUSE PPTYS INC COM (DE)
RSE
+$24.7M
4
HHH icon
Howard Hughes
HHH
+$17.3M
5
BBWI icon
Bath & Body Works
BBWI
+$9.58M

Sector Composition

Rank Sector Weight
1 Communication Services 24.5%
2 Energy 18.11%
3 Consumer Discretionary 14.23%
4 Real Estate 12.24%
5 Financials 10.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTA
226
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$802K 0.02%
68,166
-29,849
-30% -$342K
HTZ
227
DELISTED
Hertz Global Holdings, Inc.
HTZ
$802K 0.02%
+22,999
New +$963K
TREE icon
228
LendingTree
TREE
$376M
$798K 0.02%
8,233
– –
FLO icon
229
Flowers Foods
FLO
$1.3B
$796K 0.02%
52,626
+3,050
+6% +$50.6K
NDAQ icon
230
Nasdaq
NDAQ
$49.9B
$795K 0.02%
35,313
– –
GM icon
231
General Motors
GM
$74.9B
$789K 0.02%
24,825
+650
+3% +$20.3K
HPF
232
John Hancock Preferred Income Fund II
HPF
$310M
$767K 0.02%
34,041
-3,335
-9% -$75.8K
JRO
233
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$764K 0.02%
69,076
-500
-0.7% -$5.35K
PNF
234
DELISTED
PIMCO New York Municipal Income Fund
PNF
$756K 0.02%
56,919
-500
-0.9% -$6.83K
GDL
235
GDL Fund
GDL
$90.3M
$752K 0.02%
75,610
-29,201
-28% -$291K
SAN icon
236
Banco Santander
SAN
$213B
$752K 0.02%
177,971
-609
-0.3% -$2.49K
RAI
237
DELISTED
Reynolds American Inc
RAI
$740K 0.02%
15,700
– –
SPSB icon
238
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$11.3B
$738K 0.02%
24,000
– –
TFX icon
239
Teleflex
TFX
$5.47B
$737K 0.02%
4,385
-307
-7% -$55K
SUN icon
240
Sunoco
SUN
$15.1B
$736K 0.02%
25,375
-328
-1% -$9.86K
PBH icon
241
Prestige Consumer Healthcare
PBH
$2.21B
$731K 0.02%
15,150
-5,115
-25% -$259K
NUV icon
242
Nuveen Municipal Value Fund
NUV
$1.79B
$729K 0.02%
68,802
– –
CUB
243
DELISTED
Cubic Corporation
CUB
$722K 0.02%
15,419
– –
NBH
244
Neuberger Municipal Fund Inc
NBH
$283M
$707K 0.02%
42,565
– –
BGT icon
245
BlackRock Floating Rate Income Trust
BGT
$320M
$702K 0.02%
51,891
-32,700
-39% -$432K
SPGI icon
246
S&P Global
SPGI
$122B
$691K 0.02%
5,461
-197
-3% -$23.7K
AAPL icon
247
Apple
AAPL
$4.84T
$688K 0.02%
24,328
-1,736
-7% -$45.9K
AVNS
248
DELISTED
Avanos Medical
AVNS
$683K 0.02%
19,693
+2
+0% +$70
WPC icon
249
W.P. Carey
WPC
$15.6B
$677K 0.02%
10,712
-374
-3% -$25K
BAX icon
250
Baxter International
BAX
$12.3B
$672K 0.02%
14,122
– –
8 9
10
11 12

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Horizon Kinetics's Q3 2016 Portfolio in Review

As of Q3 2016, Horizon Kinetics held 532 positions worth $3.57B, down 10% from $3.98B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Horizon Kinetics withdrew a net $442M in Q3 2016, closing 23 positions and reducing 332 holdings. Its most notable exit was DREAMWORKS ANIMATION SKG INC CL-A, an estimated $198M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 24% of assets, down from 26% a quarter earlier, followed by Energy and Consumer Discretionary.

Against the trend, Horizon Kinetics opened a new position in CommerceHub, Inc. Series C Common Stock worth $1.72M.

  • Horizon Kinetics's largest Q3 2016 buy was CommerceHub, Inc. Series C Common Stock: 108,091 shares worth $1.72M.
  • Horizon Kinetics added most to AMC Global Media in Q3 2016, an estimated $11.6M increase.
  • Horizon Kinetics's biggest Q3 2016 reduction was Newell Brands, cutting an estimated $34.2M.
  • Horizon Kinetics fully exited DREAMWORKS ANIMATION SKG INC CL-A in Q3 2016, selling an estimated $198M.
  • Horizon Kinetics's ten largest holdings make up 51% of its $3.57B portfolio in Q3 2016.
  • Horizon Kinetics opened 11 new positions and closed 23 in Q3 2016.
  • Horizon Kinetics's portfolio value fell 10% quarter-over-quarter to $3.57B.

Based on Horizon Kinetics's 13F filing for Q3 2016, filed 14 Nov 2016.