Horizon Kinetics’s Metallus MTUS Stock Holding History

Horizon Kinetics’s Portfolio MTUS Stock Details MTUS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	$310K	Buy	35,442 +6,949	+24%	+$79.8K	0.01%	365
2018 Q3	$423K	Buy	28,493 +5,923	+26%	+$88.9K	0.01%	309
2018 Q2	$369K	Sell	22,570 -2,462	-10%	-$42.1K	0.01%	393
2018 Q1	$380K	Sell	25,032 -4,583	-15%	-$76.9K	0.01%	396
2017 Q4	$450K	Buy	29,615 +4,969	+20%	+$75.5K	0.01%	292
2017 Q3	$407K	Sell	24,646 -5,365	-18%	-$82.2K	0.01%	338
2017 Q2	$461K	Buy	30,011 +7,476	+33%	+$111K	0.02%	296
2017 Q1	$426K	Sell	22,535 -3,399	-13%	-$60.4K	0.01%	337
2016 Q4	$401K	Sell	25,934 -19,093	-42%	-$256K	0.01%	411
2016 Q3	$471K	Buy	45,027 +3,830	+9%	+$38K	0.01%	295
2016 Q2	$396K	Sell	41,197 -13,952	-25%	-$145K	0.01%	435
2016 Q1	$502K	Sell	55,149 -24,390	-31%	-$178K	0.01%	387
2015 Q4	$667K	Buy	79,539 +18,080	+29%	+$194K	0.01%	248
2015 Q3	$622K	Buy	61,459 +29,438	+92%	+$532K	0.01%	359
2015 Q2	$864K	Buy	32,021 +507	+2%	+$15K	0.01%	347
2015 Q1	$834K	Buy	31,514 +6,477	+26%	+$190K	0.01%	341
2014 Q4	$927K	Buy	25,037 +7,819	+45%	+$289K	0.01%	251
2014 Q3	$800K	Buy	+17,218	New	+$795K	0.01%	352

Other funds holding MTUS

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Luminus Management Houston, Texas $166M AUM 75.95% 1-Year Est. Return

Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.2B AUM 23.27% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Bank of New York Mellon

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return