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Horizon Kinetics Asset Management Portfolio holdings

AUM $9.23B
1-Year Est. Return 27.52%
This Fund
S&P 500
This Quarter Est. Return
+18.34%
1 Year Est. Return
+27.52%
3 Year Est. Return
+184.83%
5 Year Est. Return
+256.84%
10 Year Est. Return
–
AUM
$5.05B
AUM Growth
+$406M
Cap. Flow
-$225M
Cap. Flow %
-4.46%
Top 10 Hldgs %
72.02%
Holding
345
New
11
Increased
64
Reduced
153
Closed
14

Top Buys

Rank Stock Value
1
BUR icon
Burford Capital
BUR
+$5.12M
2
LLYVK icon
Liberty Live Group Series C
LLYVK
+$3.25M
3
SPAQ icon
Horizon Kinetics SPAC Active ETF
SPAQ
+$1.93M
4
MSB
Mesabi Trust
MSB
+$1.78M
5
LLYVA icon
Liberty Live Group Series A
LLYVA
+$1.38M

Top Sells

Rank Stock Value
1
SVXY icon
ProShares Short VIX Short-Term Futures ETF
SVXY
+$60.1M
2
TPL icon
Texas Pacific Land
TPL
+$39.7M
3
STR
Sitio Royalties
STR
+$12.7M
4
WPM icon
Wheaton Precious Metals
WPM
+$7.44M
5
ADM icon
Archer Daniels Midland
ADM
+$7.18M

Sector Composition

Rank Sector Weight
1 Energy 56.85%
2 Materials 8.62%
3 Financials 8.12%
4 Consumer Discretionary 4.41%
5 Technology 3.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PML
301
PIMCO Municipal Income Fund II
PML
$493M
$116K ﹤0.01%
15,050
– –
BLUE
302
DELISTED
bluebird bio
BLUE
$116K ﹤0.01%
1,900
– –
EVV
303
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$113K ﹤0.01%
12,456
– –
SSP icon
304
E.W. Scripps
SSP
$304M
$110K ﹤0.01%
20,000
– –
GALT icon
305
Galectin Therapeutics
GALT
$348M
$108K ﹤0.01%
56,000
– –
KYN icon
306
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$106K ﹤0.01%
12,564
+7
+0.1% +$60
JPS
307
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$102K ﹤0.01%
16,601
– –
LTRN icon
308
Lantern Pharma
LTRN
$36.5M
$102K ﹤0.01%
30,000
– –
PACB icon
309
Pacific Biosciences
PACB
$370M
$100K ﹤0.01%
12,000
– –
NMZ icon
310
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.22B
$96.2K ﹤0.01%
10,369
– –
NUV icon
311
Nuveen Municipal Value Fund
NUV
$1.91B
$95.4K ﹤0.01%
11,550
– –
VTN icon
312
Invesco Trust for Investment Grade New York Municipals
VTN
$168M
$94.9K ﹤0.01%
10,414
– –
TSVT
313
DELISTED
2seventy bio
TSVT
$70.6K ﹤0.01%
18,000
– –
EFXT
314
Enerflex
EFXT
$2.44B
$66.8K ﹤0.01%
+11,655
New +$78.3K
ALLO icon
315
Allogene Therapeutics
ALLO
$694M
$63.4K ﹤0.01%
20,000
– –
VVR icon
316
Invesco Senior Income Trust
VVR
$454M
$39.2K ﹤0.01%
10,000
– –
RAIN
317
DELISTED
Rain Oncology Inc. Common Stock
RAIN
$21.5K ﹤0.01%
25,000
– –
DCOY
318
Decoy Therapeutics
DCOY
$2.09M
$21.3K ﹤0.01%
23
– –
KEEL
319
Keel Infrastructure Corp
KEEL
$2.34B
$19.6K ﹤0.01%
18,300
– –
NCNA
320
NuCana
NCNA
$6.12M
$11.9K ﹤0.01%
4
– –
GBX icon
321
The Greenbrier Companies
GBX
$1.46B
$10K ﹤0.01%
10,000
+500
+5% +$21.5K
TCRT icon
322
Alaunos Therapeutics
TCRT
$4.86M
$4.48K ﹤0.01%
227
– –
MANA
323
DELISTED
MANATRON INC
MANA
$3.44K ﹤0.01%
691
– –
POL.WS
324
DELISTED
Polished.com Inc. Warrants to Purchase Common Stock
POL.WS
$113 ﹤0.01%
37,752
– –
ALCO icon
325
Alico
ALCO
$283M
– –
-7,900
Closed -$201K
10 11 12
13
14

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Horizon Kinetics Asset Management's Q3 2023 Portfolio in Review

As of Q3 2023, Horizon Kinetics Asset Management held 345 positions worth $5.05B, up 8.7% from $4.64B the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Horizon Kinetics Asset Management withdrew a net $225M in Q3 2023, closing 14 positions and reducing 153 holdings. Its most notable exit was ABB Ltd, an estimated $1.17M position sold in full.

By sector, the portfolio is most concentrated in Energy at 57% of assets, up from 48% a quarter earlier, followed by Materials and Financials.

Against the trend, Horizon Kinetics Asset Management opened a new position in Burford Capital worth $5.27M.

  • Horizon Kinetics Asset Management's largest Q3 2023 buy was Burford Capital: 376,073 shares worth $5.27M.
  • Horizon Kinetics Asset Management added most to Horizon Kinetics SPAC Active ETF in Q3 2023, an estimated $1.93M increase.
  • Horizon Kinetics Asset Management's biggest Q3 2023 reduction was ProShares Short VIX Short-Term Futures ETF, cutting an estimated $60.1M.
  • Horizon Kinetics Asset Management fully exited ABB Ltd in Q3 2023, selling an estimated $1.17M.
  • Horizon Kinetics Asset Management's ten largest holdings make up 72% of its $5.05B portfolio in Q3 2023.
  • Horizon Kinetics Asset Management opened 11 new positions and closed 14 in Q3 2023.
  • Horizon Kinetics Asset Management's portfolio value rose 8.7% quarter-over-quarter to $5.05B.

Based on Horizon Kinetics Asset Management's 13F filing for Q3 2023, filed 14 Nov 2023.