HighTower Advisors Portfolio holdings

AUM $94.2B

1-Year Est. Return 21.37%

This Fund

S&P 500

This Quarter Est. Return

1 Year Est. Return

+21.37%

3 Year Est. Return

5 Year Est. Return

10 Year Est. Return

AUM

$91.4B

AUM Growth

+$3.38B (+3.8%)

Cap. Flow

Cap. Flow % of AUM

Top 10 Holdings % Top 10 Hldgs %

Holding

3,870

New

Increased

Reduced

Closed

Top Buys

1		+$396M
2		+$186M
3		+$149M
4	Vanguard Intermediate-Term Corporate Bond ETF VCIT	+$113M
5	VanEck High Yield Muni ETF HYD	+$111M

Top Sells

1		+$114M
2		+$104M
3		+$100M
4	Occidental Petroleum OXY	+$91.4M
5	State Street SPDR Portfolio S&P 400 Mid Cap ETF SPMD	+$75.6M

Sector Composition

1	Technology	13.28%
2	Financials	9.68%
3	Consumer Discretionary	5.7%
4	Healthcare	5.32%
5	Industrials	4.8%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal
3351	3351 Gossamer Bio GOSS $78.9M	$206K	﹤0.01%	66,494 +46,993
3352	3352 Cathay General Bancorp CATY $3.83B	$206K	﹤0.01%	+4,255
3353	PFN 3353 PIMCO Income Strategy Fund II PFN $697M	$206K	﹤0.01%	27,424 +775
3354	3354 Dr. Reddy's Laboratories RDY $11B	$205K	﹤0.01%	14,599 -2,011
3355	3355 U-Haul Holding Co Series N UHAL.B $8.94B	$205K	﹤0.01%	4,382 -468
3356	EMPB 3356 Efficient Market Portfolio Plus ETF EMPB $18.6M	$204K	﹤0.01%	+7,090
3357	DDTO 3357 Innovator Equity Dual Directional 10 Buffer ETF - October DDTO $30.9M	$204K	﹤0.01%	+9,440
3358	3358 Clough Select Equity ETF CBSE $49.3M	$204K	﹤0.01%	+5,180
3359	3359 AtlasClear ATCH $41.5M	$204K	﹤0.01%	813,900 +243,900
3360	MQT 3360 DELISTED BlackRock MuniYield Quality Fund II MQT	$204K	﹤0.01%	20,319 +2,538
3361	3361 CTS Corp CTS $1.66B	$204K	﹤0.01%	4,761 -2,492
3362	3362 Trinity Capital TRIN $1.51B	$204K	﹤0.01%	+13,924
3363	3363 Invesco Global Water ETF PIO $280M	$204K	﹤0.01%	4,619 -314
3364	3364 American Eagle Outfitters AEO $2.78B	$203K	﹤0.01%	+7,705
3365	3365 BlackRock Enhanced International Dividend Trust BGY $518M	$203K	﹤0.01%	34,469
3366	3366 The Mosaic Company MOS $7.39B	$202K	﹤0.01%	8,393 -1,645
3367	LAC 3367 Lithium Americas LAC $1.92B	$202K	﹤0.01%	46,291 +13,475
3368	PDT 3368 John Hancock Premium Dividend Fund PDT $648M	$202K	﹤0.01%	15,878 +32
3369	3369 Nuveen Real Asset Income & Growth Fund JRI $358M	$202K	﹤0.01%	14,806 +4,500
3370	CBOA 3370 Calamos Bitcoin Structured Alt Protection ETF - April CBOA $4.92M	$201K	﹤0.01%	+7,822
3371	3371 Innovator International Developed Power Buffer ETF March IMAR $84.4M	$201K	﹤0.01%	+6,740
3372	3372 Nuvation Bio NUVB $1.68B	$201K	﹤0.01%	22,457 +2,007
3373	3373 TripAdvisor TRIP $1.31B	$201K	﹤0.01%	13,817 -6,399
3374	DDTD 3374 Innovator Equity Dual Directional 10 Buffer ETF Dec DDTD $28.4M	$201K	﹤0.01%	+10,500
3375	3375 Simplify US Equity PLUS Downside Convexity ETF SPD $109M	$201K	﹤0.01%	5,119 -552