HighTower Advisors Portfolio holdings

AUM $94.2B

1-Year Est. Return 21.37%

This Fund

S&P 500

This Quarter Est. Return

1 Year Est. Return

+21.37%

3 Year Est. Return

5 Year Est. Return

10 Year Est. Return

AUM

$91.4B

AUM Growth

+$3.38B (+3.8%)

Cap. Flow

Cap. Flow % of AUM

Top 10 Holdings % Top 10 Hldgs %

Holding

3,870

New

Increased

Reduced

Closed

Top Buys

1		+$396M
2		+$186M
3		+$149M
4	Vanguard Intermediate-Term Corporate Bond ETF VCIT	+$113M
5	VanEck High Yield Muni ETF HYD	+$111M

Top Sells

1		+$114M
2		+$104M
3		+$100M
4	Occidental Petroleum OXY	+$91.4M
5	State Street SPDR Portfolio S&P 400 Mid Cap ETF SPMD	+$75.6M

Sector Composition

1	Technology	13.28%
2	Financials	9.68%
3	Consumer Discretionary	5.7%
4	Healthcare	5.32%
5	Industrials	4.8%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal
3251	KNOV 3251 Innovator U.S. Small Cap Power Buffer ETF - November KNOV $105M	$230K	﹤0.01%	8,092 +535
3252	DIAX 3252 DELISTED Nuveen Dow 30SM Dynamic Overwrite Fund DIAX	$230K	﹤0.01%	15,053 -836
3253	3253 Fidelity Investment Grade Securitized ETF FSEC $4.43B	$230K	﹤0.01%	+5,203
3254	3254 United States Oil Fund USO $1.91B	$229K	﹤0.01%	3,312 -147
3255	3255 Invesco PHLX Semiconductor ETF SOXQ $1.74B	$229K	﹤0.01%	+4,101
3256	3256 Power Integrations POWI $4.29B	$228K	﹤0.01%	+6,409
3257	3257 Harbor Ares Systematic High Yield ETF SIHY $143M	$228K	﹤0.01%	+4,986
3258	NHS 3258 Neuberger High Yield Strategies Fund Inc NHS $205M	$228K	﹤0.01%	30,600 +574
3259	3259 iShares Core Conservative Allocation ETF AOK $756M	$227K	﹤0.01%	5,661 -146
3260	3260 Tema Durable Quality ETF TOLL $49.4M	$227K	﹤0.01%	+6,445
3261	3261 Trex TREX $3.91B	$227K	﹤0.01%	6,461 -5,172
3262	3262 Myers Industries MYE $760M	$227K	﹤0.01%	12,101 +8
3263	3263 Powell Industries POWL $10.7B	$226K	﹤0.01%	2,130 -198
3264	RIV 3264 RiverNorth Opportunities Fund RIV $322M	$226K	﹤0.01%	19,280
3265	3265 Vanguard California Tax-Exempt Bond ETF VTEC $2.27B	$226K	﹤0.01%	+2,252
3266	BYM 3266 DELISTED BlackRock Municipal Income Quality Trust BYM	$226K	﹤0.01%	20,633 +3,013
3267	3267 Invesco DB Oil Fund DBO $442M	$225K	﹤0.01%	18,469 +81
3268	ALMU 3268 Aeluma Inc ALMU $494M	$225K	﹤0.01%	13,100 -200
3269	3269 Albany International AIN $1.66B	$225K	﹤0.01%	4,436 -3,009
3270	KSPY 3270 KraneShares Hedgeye Hedged Equity Index ETF KSPY $94.1M	$225K	﹤0.01%	+8,190
3271	3271 Invesco Dow Jones Industrial Average Dividend ETF DJD $449M	$225K	﹤0.01%	3,934 +91
3272	XFLT 3272 XAI Octagon Floating Rate and Alternative Income Trust XFLT $284M	$225K	﹤0.01%	+9,359
3273	3273 Eagle Bancorp EGBN $799M	$224K	﹤0.01%	10,480 -18
3274	3274 Sibanye-Stillwater SBSW $8.29B	$224K	﹤0.01%	15,749 +2,390
3275	3275 Hawkins HWKN $3.49B	$224K	﹤0.01%	1,579 -9