Highbridge Capital Management’s Intercontinental Exchange ICE Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-4,000	Closed	-$343K	–	114
2019 Q2	$343K	Buy	4,000 +600	+18%	+$49K	0.04%	143
2019 Q1	$259K	Buy	+3,400	New	+$255K	0.01%	337
2018 Q4	–	Sell	-36,556	Closed	-$2.74M	–	436
2018 Q3	$2.74M	Buy	+36,556	New	+$2.75M	0.09%	293
2018 Q1	–	Sell	-68,153	Closed	-$4.81M	–	1515
2017 Q4	$4.81M	Buy	+68,153	New	+$4.68M	0.13%	272
2017 Q1	–	Sell	-29,613	Closed	-$1.67M	–	1572
2016 Q4	$1.67M	Sell	29,613 -36,587	-55%	-$2.03M	0.04%	421
2016 Q3	$3.57M	Sell	66,200 -22,015	-25%	-$1.2M	0.07%	332
2016 Q2	$4.52M	Sell	88,215 -15,860	-15%	-$800K	0.09%	278
2016 Q1	$4.89M	Buy	+104,075	New	+$5.06M	0.11%	280
2015 Q4	–	Sell	-43,085	Closed	-$2.02M	–	1665
2015 Q3	$2.02M	Buy	+43,085	New	+$1.99M	0.04%	545
2015 Q1	–	Sell	-24,205	Closed	-$1.06M	–	1526
2014 Q4	$1.06M	Buy	+24,205	New	+$1.04M	0.02%	633
2014 Q3	–	Sell	-300,795	Closed	-$11.4M	–	1288
2014 Q2	$11.4M	Buy	300,795 +2,625	+0.9%	+$102K	0.18%	174
2014 Q1	$11.8M	Sell	298,170 -687,740	-70%	-$29M	0.18%	167
2013 Q4	$44.4M	Sell	985,910 -864,510	-47%	-$35.6M	0.58%	59
2013 Q3	$67.1M	Buy	1,850,420 +101,420	+6%	+$3.67M	0.82%	12
2013 Q2	$62.2M	Buy	+1,749,000	New	+$58.6M	0.74%	20