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HPCM

High Pointe Capital Management Portfolio holdings

AUM $139M
1-Year Est. Return 24.99%
This Fund
S&P 500
This Quarter Est. Return
+9.96%
1 Year Est. Return
+24.99%
3 Year Est. Return
+92.38%
5 Year Est. Return
+133.03%
10 Year Est. Return
–
AUM
$249M
AUM Growth
+$20.9M
Cap. Flow
+$2.62M
Cap. Flow %
1.05%
Top 10 Hldgs %
17.04%
Holding
162
New
21
Increased
21
Reduced
14
Closed
14

Top Buys

Rank Stock Value
1
UNP icon
Union Pacific
UNP
+$3.1M
2
CRL icon
Charles River Laboratories
CRL
+$2.52M
3
PRGO icon
Perrigo
PRGO
+$2.51M
4
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$2.44M
5
SIRO
SIRONA DENTAL SYSTEMS INC COM STK
SIRO
+$2.38M

Top Sells

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$2.71M
2
TIF
Tiffany & Co.
TIF
+$2.71M
3
NWSA icon
News Corp Class A
NWSA
+$2.53M
4
ACTV
Active Network Inc
ACTV
+$2.08M
5
SNY icon
Sanofi
SNY
+$2.04M

Sector Composition

Rank Sector Weight
1 Technology 21.22%
2 Industrials 15.9%
3 Healthcare 14.94%
4 Financials 8.96%
5 Consumer Staples 6.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ELLI
101
DELISTED
Ellie Mae Inc
ELLI
$794K 0.32%
+24,800
New +$691K
AIG icon
102
American International
AIG
$42.7B
$770K 0.31%
15,830
– –
JPM icon
103
JPMorgan Chase
JPM
$924B
$736K 0.3%
14,240
+100
+0.7% +$5.36K
TRW
104
DELISTED
TRW AUTOMOTIVE HOLDINGS CORP
TRW
$732K 0.29%
10,270
+100
+1% +$7.03K
CDE icon
105
Coeur Mining
CDE
$15.2B
$700K 0.28%
58,100
– –
TTE icon
106
TotalEnergies
TTE
$193B
$692K 0.28%
11,950
– –
BNY
107
Bank of New York Mellon
BNY
$104B
$652K 0.26%
21,590
+150
+0.7% +$4.6K
MRK icon
108
Merck
MRK
$324B
$636K 0.26%
13,991
+105
+0.8% +$4.79K
JNJ icon
109
Johnson & Johnson
JNJ
$642B
$609K 0.24%
7,020
-30,200
-81% -$2.71M
CE icon
110
Celanese
CE
$4.76B
$494K 0.2%
9,350
+100
+1% +$4.9K
CMCSK
111
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$486K 0.2%
11,200
-3,800
-25% -$165K
BEN icon
112
Franklin Resources
BEN
$16.8B
$485K 0.19%
9,600
– –
LVLT
113
DELISTED
Level 3 Communications Inc
LVLT
$469K 0.19%
17,560
+250
+1% +$5.77K
GS icon
114
Goldman Sachs
GS
$292B
$456K 0.18%
2,880
– –
LRCX icon
115
Lam Research
LRCX
$326B
$422K 0.17%
82,500
– –
NVS icon
116
Novartis
NVS
$302B
$414K 0.17%
6,026
+111
+2% +$7.34K
WFC icon
117
Wells Fargo
WFC
$256B
$400K 0.16%
9,690
– –
SNY icon
118
Sanofi
SNY
$109B
$398K 0.16%
7,860
-40,020
-84% -$2.04M
SNI
119
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$383K 0.15%
4,900
– –
CVS icon
120
CVS Health
CVS
$136B
$358K 0.14%
6,300
– –
CSCO icon
121
Cisco
CSCO
$451B
$352K 0.14%
15,010
– –
BHI
122
DELISTED
Baker Hughes
BHI
$347K 0.14%
7,070
– –
BAC icon
123
Bank of America
BAC
$433B
$345K 0.14%
25,000
– –
MRO
124
DELISTED
Marathon Oil Corporation
MRO
$340K 0.14%
9,750
-5,520
-36% -$196K
SLB icon
125
SLB Ltd
SLB
$73.3B
$333K 0.13%
3,770
– –
3 4
5
6 7

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High Pointe Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, High Pointe Capital Management held 162 positions worth $249M, up 9.2% from $228M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

High Pointe Capital Management's Q3 2013 filing shows 21 new, 21 increased, 14 reduced and 14 closed positions. Its largest new stake was Union Pacific: 39,200 shares worth $3.04M. The largest sale was Johnson & Johnson, an estimated $2.71M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 21% a quarter earlier, followed by Industrials and Healthcare.

  • High Pointe Capital Management's largest Q3 2013 buy was Union Pacific: 39,200 shares worth $3.04M.
  • High Pointe Capital Management added most to UnitedHealth in Q3 2013, an estimated $2.29M increase.
  • High Pointe Capital Management's biggest Q3 2013 reduction was Johnson & Johnson, cutting an estimated $2.71M.
  • High Pointe Capital Management fully exited Tiffany & Co. in Q3 2013, selling an estimated $2.71M.
  • High Pointe Capital Management's ten largest holdings make up 17% of its $249M portfolio in Q3 2013.
  • High Pointe Capital Management opened 21 new positions and closed 14 in Q3 2013.
  • High Pointe Capital Management's portfolio value rose 9.2% quarter-over-quarter to $249M.

Based on High Pointe Capital Management's 13F filing for Q3 2013, filed 28 Oct 2013.