HIM

HGC Investment Management Portfolio holdings

AUM $360M
1-Year Return 15.94%
This Quarter Return
+1.83%
1 Year Return
+15.94%
3 Year Return
+35%
5 Year Return
+40.77%
10 Year Return
–
AUM
$430M
AUM Growth
+$16.9M
Cap. Flow
+$1.51M
Cap. Flow %
0.35%
Top 10 Hldgs %
38.34%
Holding
163
New
34
Increased
17
Reduced
28
Closed
27

Top Buys

1
HCACU
Hennessy Capital Acquisition Corp. IV Unit
HCACU
$22.4M
2
MVST icon
Microvast
MVST
$16.7M
3
GCMG icon
GCM Grosvenor
GCMG
$16M
4
PVT
Pivotal Acquisition Corp.
PVT
$14.7M
5
INSUU
Insurance Acquisition Corp. Unit
INSUU
$12.1M

Top Sells

1
CLVT icon
Clarivate
CLVT
$32.2M
2
AVCT
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
$19.4M
3
VEAC
Vantage Energy Acquisition Corp. Class A
VEAC
$15M
4
BRMK
Broadmark Realty Capital Inc. Common Stock
BRMK
$13.3M
5
CFFAU
CF Finance Acquisition Corp. Unit
CFFAU
$11.7M

Sector Composition

1 Financials 14.83%
2 Industrials 14.78%
3 Consumer Discretionary 13.57%
4 Technology 6.86%
5 Healthcare 5.79%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GRSHW
126
DELISTED
Gores Holdings III, Inc. Warrants
GRSHW
$1K ﹤0.01%
499
-6,867
-93% -$13.8K
BROGR
127
DELISTED
Twelve Seas Investment Company Rights
BROGR
$1K ﹤0.01%
400
– –
RWGE.U
128
DELISTED
Regalwood Global Energy Ltd. Units, each consisting of one Class A ordinary share and one-third of o
RWGE.U
$1K ﹤0.01%
1
– –
BRACW
129
DELISTED
Black Ridge Acquisition Corp. Warrant
BRACW
$1K ﹤0.01%
621
– –
CIC.U
130
DELISTED
Capitol Investment Corp. IV
CIC.U
$1K ﹤0.01%
2
– –
BCACW
131
DELISTED
Bison Capital Acquistion Corp Warrant
BCACW
$1K ﹤0.01%
3,645
– –
CMSSW
132
DELISTED
CM Seven Star Acquisition Corporation Warrant
CMSSW
$1K ﹤0.01%
675
– –
CMSSR
133
DELISTED
CM Seven Star Acquisition Corporation Right
CMSSR
$1K ﹤0.01%
2,754
– –
VEACW
134
DELISTED
Vantage Energy Acquisition Corp.
VEACW
$1K ﹤0.01%
700
+500
+250% +$714
STNLW
135
DELISTED
Sentinel Energy Services Inc. Warrant
STNLW
$1K ﹤0.01%
900
– –
MOSC.U
136
DELISTED
Mosaic Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third o
MOSC.U
$1K ﹤0.01%
2
– –
ETHZ
137
ETHZilla Corporation Common Stock
ETHZ
$401M
– –
-1,643
Closed -$6.37M
LSEAW
138
DELISTED
Landsea Homes Corporation Warrant
LSEAW
– –
-21,500
Closed –
TH icon
139
Target Hospitality
TH
$867M
– –
-746,303
Closed -$7.52M
PHUNW
140
DELISTED
Phunware, Inc. Warrants
PHUNW
– –
-51,500
Closed -$14K
AVCT
141
DELISTED
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
– –
-127,681
Closed -$19.4M
LHC.WS
142
DELISTED
Leo Holdings Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exe
LHC.WS
– –
-1,183
Closed –
RBZ
143
DELISTED
Reebonz Holding Limited Ordinary Shares
RBZ
– –
-8
Closed –
BWMCU
144
DELISTED
Boxwood Merger Corp. Unit
BWMCU
– –
-100,000
Closed -$993K
GSAH.WS
145
DELISTED
GS Acquisition Holdings Corp Warrants, each whole warrant exercisable for one share of Class A Commo
GSAH.WS
– –
-3,233
Closed –
MMDM
146
DELISTED
Modern Media Acquisition Corp. Common Stock
MMDM
– –
-477,953
Closed -$4.88M
CIC.WS
147
DELISTED
Capitol Investment Corp. IV
CIC.WS
– –
-4,866
Closed –
TBRGU
148
DELISTED
Thunder Bridge Acquisition, Ltd. Unit
TBRGU
– –
-249,134
Closed -$2.53M
MTEC
149
DELISTED
MTech Acquisition Corp. Class A Common Stock
MTEC
– –
-85,948
Closed -$866K
BCAC
150
DELISTED
Bison Capital Acquistion Corp Ordinary Shares
BCAC
– –
-265,545
Closed -$2.76M
3 4 5
6
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