HIM

HGC Investment Management Portfolio holdings

AUM $360M
1-Year Return 15.94%
This Quarter Return
+0.94%
1 Year Return
+15.94%
3 Year Return
+35%
5 Year Return
+40.77%
10 Year Return
–
AUM
$413M
AUM Growth
+$43.1M
Cap. Flow
+$38.4M
Cap. Flow %
9.29%
Top 10 Hldgs %
41.18%
Holding
154
New
32
Increased
19
Reduced
27
Closed
25

Top Buys

1
CLVT icon
Clarivate
CLVT
$23.1M
2
CFFAU
CF Finance Acquisition Corp. Unit
CFFAU
$17.5M
3
ALAC
Alberton Acquisition Corporation Ordinary Shares
ALAC
$11.7M
4
FTACU
FinTech Acquisition Corp. III Unit
FTACU
$11.5M
5
FSR
Fisker Inc.
FSR
$10.9M

Top Sells

1
USWS
U.S. Well Services, Inc. Class A Common Stock
USWS
$17M
2
KNTK icon
Kinetik
KNTK
$17M
3
CCC.U
Churchill Capital Corp
CCC.U
$14.8M
4
SPAQ.U
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
$10.4M
5
BBCP icon
Concrete Pumping Holdings
BBCP
$8.86M

Sector Composition

1 Technology 17.25%
2 Financials 14.82%
3 Industrials 12.51%
4 Consumer Discretionary 9.35%
5 Real Estate 6.83%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LSEAW
126
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$0 ﹤0.01%
21,500
– –
ORGO icon
127
Organogenesis Holdings
ORGO
$638M
– –
-728
Closed -$8K
VRRM icon
128
Verra Mobility
VRRM
$3.99B
– –
-253,728
Closed -$2.7M
USWS
129
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
– –
-80,716
Closed -$17M
LOACU
130
DELISTED
Longevity Acquisition Corporation Units
LOACU
– –
-370,572
Closed -$3.8M
OPESU
131
DELISTED
Opes Acquisition Corp. Unit
OPESU
– –
-62,400
Closed -$634K
HCCHR
132
DELISTED
HL Acquisitions Corp. Right
HCCHR
– –
-25,000
Closed -$10K
SPAQ.U
133
DELISTED
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
– –
-1,025,600
Closed -$10.4M
LHC.WS
134
DELISTED
Leo Holdings Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exe
LHC.WS
$0 ﹤0.01%
1,183
– –
RBZ
135
DELISTED
Reebonz Holding Limited Ordinary Shares
RBZ
$0 ﹤0.01%
+8
New –
GRSHU
136
DELISTED
Gores Holdings III, Inc. Units
GRSHU
– –
-250,000
Closed -$2.55M
GSAH.WS
137
DELISTED
GS Acquisition Holdings Corp Warrants, each whole warrant exercisable for one share of Class A Commo
GSAH.WS
$0 ﹤0.01%
+3,233
New –
STNLU
138
DELISTED
Sentinel Energy Services Inc. Unit
STNLU
– –
-2
Closed -$1K
NRCG
139
DELISTED
NRC Group Holdings Corp.
NRCG
– –
-2,085
Closed -$22K
CIC.WS
140
DELISTED
Capitol Investment Corp. IV
CIC.WS
$0 ﹤0.01%
4,866
– –
EAGLU
141
DELISTED
Platinum Eagle Acquisition Corp. Unit
EAGLU
– –
-175,000
Closed -$1.79M
RBZAW
142
DELISTED
Reebonz Holding Limited warrant
RBZAW
$0 ﹤0.01%
+1,300
New –
GTYH
143
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
– –
-231,881
Closed -$2.35M
BBCPW
144
DELISTED
Concrete Pumping Holdings, Inc. Warrant
BBCPW
$0 ﹤0.01%
+233,900
New –
STLRW
145
DELISTED
Stellar Acquisition III Inc. Warrants
STLRW
– –
-51,600
Closed -$7K
DOTA
146
DELISTED
Draper Oakwood Technology Acquisition, Inc. Class A Common Stock
DOTA
– –
-378,509
Closed -$3.84M
DOTAW
147
DELISTED
Draper Oakwood Technology Acquisition, Inc. Warrant
DOTAW
– –
-1,300
Closed -$1K
DOTAR
148
DELISTED
Draper Oakwood Technology Acquisition, Inc. Rights
DOTAR
– –
-600
Closed -$1K
INDUW
149
DELISTED
Industrea Acquisition Corp. Warrant
INDUW
– –
-225,000
Closed -$225K
MPACW
150
DELISTED
Matlin & Partners Acquisition Corporation
MPACW
– –
-10,243
Closed -$8K
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6
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