HIM

HGC Investment Management Portfolio holdings

AUM $472M
1-Year Est. Return 12.1%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+12.1%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$413M
AUM Growth
+$43.1M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
154
New
Increased
Reduced
Closed

Top Buys

1
+$23.1M
2
+$17.6M
3
+$11.7M
4
FTACU
FinTech Acquisition Corp. III Unit
FTACU
+$11.5M
5
FSR
Fisker Inc.
FSR
+$10.9M

Top Sells

1
+$17M
2
+$17M
3
+$14.8M
4
SPAQ.U
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
+$10.4M
5
BBCP icon
Concrete Pumping Holdings
BBCP
+$8.86M

Sector Composition

1 Technology 18.79%
2 Financials 14.82%
3 Industrials 12.51%
4 Consumer Discretionary 9.35%
5 Real Estate 6.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
126
$0 ﹤0.01%
21,500
127
– –
-728
128
– –
-253,728
129
– –
-80,716
130
– –
-370,572
131
– –
-62,400
132
– –
-25,000
133
– –
-1,025,600
134
$0 ﹤0.01%
1,183
135
$0 ﹤0.01%
+8
136
– –
-250,000
137
$0 ﹤0.01%
+3,233
138
– –
-2
139
– –
-2,085
140
$0 ﹤0.01%
4,866
141
– –
-175,000
142
$0 ﹤0.01%
+1,300
143
– –
-231,881
144
$0 ﹤0.01%
+233,900
145
– –
-51,600
146
– –
-378,509
147
– –
-1,300
148
– –
-600
149
– –
-225,000
150
– –
-10,243
3 4 5
6
7