HIM

HGC Investment Management Portfolio holdings

AUM $360M
1-Year Return 15.94%
This Quarter Return
+0.53%
1 Year Return
+15.94%
3 Year Return
+35%
5 Year Return
+40.77%
10 Year Return
–
AUM
$274M
AUM Growth
+$6.06M
Cap. Flow
+$3.88M
Cap. Flow %
1.42%
Top 10 Hldgs %
44.61%
Holding
98
New
17
Increased
15
Reduced
17
Closed
41

Top Buys

1
LHC.U
Leo Holdings Corp. II Units, each consisting of one Class A ordinary share and one-quarter of one redeemable warrant
LHC.U
$10.7M
2
KLR
Kaleyra, Inc.
KLR
$8.69M
3
TIBRU
Tiberius Acquisition Corporation Units
TIBRU
$8.52M
4
OPESU
Opes Acquisition Corp. Unit
OPESU
$8.09M
5
KXIN icon
Kaixin Holdings
KXIN
$7.75M

Top Sells

1
IEA
Infrastructure and Energy Alternatives, Inc. Common Stock
IEA
$9.93M
2
HYACU
Haymaker Acquisition Corp. Unit
HYACU
$7.9M
3
GIG.U
GigCapital, Inc.
GIG.U
$7.73M
4
MMDM
Modern Media Acquisition Corp. Common Stock
MMDM
$7.68M
5
RWGE.U
Regalwood Global Energy Ltd. Units, each consisting of one Class A ordinary share and one-third of o
RWGE.U
$7.47M

Sector Composition

1 Technology 17.7%
2 Financials 13.5%
3 Industrials 13.3%
4 Energy 13.08%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FSACW
76
DELISTED
Federal Street Acquisition Corp. Warrant
FSACW
– –
-4,800
Closed -$6K
FSACU
77
DELISTED
Federal Street Acquisition Corp. Unit
FSACU
– –
-60,080
Closed -$615K
MOSC.U
78
DELISTED
Mosaic Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third o
MOSC.U
– –
-692,323
Closed -$6.99M
DOTAW
79
DELISTED
Draper Oakwood Technology Acquisition, Inc. Warrant
DOTAW
– –
-1,300
Closed -$1K
DOTAR
80
DELISTED
Draper Oakwood Technology Acquisition, Inc. Rights
DOTAR
– –
-600
Closed -$1K
INDUW
81
DELISTED
Industrea Acquisition Corp. Warrant
INDUW
– –
-135,869
Closed -$57K
IAMXW
82
DELISTED
I-AM Capital Acquisition Company Warrant
IAMXW
– –
-146,100
Closed -$48K
MPACW
83
DELISTED
Matlin & Partners Acquisition Corporation
MPACW
– –
-5,810
Closed -$2K
KAACU
84
DELISTED
Kayne Anderson Acquisition Corp. Unit
KAACU
– –
-280,941
Closed -$2.8M
HCAC.WS
85
DELISTED
Hennessy Capital Acquisition Corp. III
HCAC.WS
– –
-108,800
Closed -$92K
GSHTW
86
DELISTED
Gores Holdings II, Inc. Warrants
GSHTW
– –
-8,000
Closed -$11K
GSHTU
87
DELISTED
Gores Holdings II, Inc. Units
GSHTU
– –
-12,400
Closed -$128K
TPGE.U
88
DELISTED
TPG Pace Energy Holdings Corp.
TPGE.U
– –
-1,085
Closed -$11K
TPGE.WS
89
DELISTED
TPG Pace Energy Holdings Corp.
TPGE.WS
– –
-74,899
Closed -$97K
FNTEW
90
DELISTED
FinTech Acquisition Corp. II Warrant
FNTEW
– –
-10,685
Closed -$15K
ELEC
91
DELISTED
Electrum Special Acquisition Corporation
ELEC
– –
-299,851
Closed -$3.09M
MIIIW
92
DELISTED
M III Acquisition Corp. Warrant
MIIIW
– –
-2,509
Closed -$2K
FMCIR
93
DELISTED
Forum Merger Corporation Right
FMCIR
– –
-30,000
Closed -$20K
FMCIU
94
DELISTED
Forum Merger Corporation Unit
FMCIU
– –
-48,500
Closed -$526K
SRUN
95
DELISTED
Silver Run Acquisition Corporation II Class A
SRUN
– –
-158,938
Closed -$1.58M
BRPAU
96
DELISTED
Big Rock Partners Acquisition Corp. Unit
BRPAU
– –
-11,006
Closed -$113K
MPACU
97
DELISTED
Matlin & Partners Acquisition Corporation Units
MPACU
– –
-154,433
Closed -$1.55M
VEACU
98
DELISTED
Vantage Energy Acquisition Corp. Unit
VEACU
– –
-1,500
Closed -$15K
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