HIM

HGC Investment Management Portfolio holdings

AUM $472M
1-Year Est. Return 12.1%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+12.1%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$274M
AUM Growth
+$6.06M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
98
New
Increased
Reduced
Closed

Top Buys

1
+$10.6M
2
+$8.7M
3
+$8.54M
4
OPESU
Opes Acquisition Corp. Unit
OPESU
+$8.09M
5
KXIN icon
Kaixin Holdings
KXIN
+$7.86M

Top Sells

1
+$9.93M
2
+$7.9M
3
+$7.62M
4
GIG.U
GigCapital, Inc.
GIG.U
+$7.58M
5
RWGE.U
Regalwood Global Energy Ltd. Units, each consisting of one Class A ordinary share and one-third of o
RWGE.U
+$7.4M

Sector Composition

1 Technology 17.7%
2 Financials 13.5%
3 Industrials 13.3%
4 Energy 13.08%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
51
$420K 0.15%
50,000
52
$413K 0.15%
37,500
53
$396K 0.14%
36,600
-25,000
54
$313K 0.11%
30,000
55
$243K 0.09%
+23,500
56
$208K 0.08%
20,000
-743,600
57
$205K 0.07%
20,651
-774,050
58
– –
-9,962
59
– –
-106,728
60
– –
-50,000
61
– –
-1,001,469
62
– –
-11,248
63
– –
-17,640
64
– –
-10,000
65
– –
-20,000
66
– –
-6,050
67
– –
-84,621
68
– –
-4,490
69
– –
-3,645
70
– –
-227,350
71
– –
-1,500
72
– –
-27,200
73
– –
-581,982
74
– –
-4,800
75
– –
-60,080
1 2
3
4