HIM

HGC Investment Management Portfolio holdings

AUM $360M
This Quarter Return
+0.53%
1 Year Return
+15.94%
3 Year Return
+35%
5 Year Return
+40.77%
10 Year Return
–
AUM
$274M
AUM Growth
+$6.06M
Cap. Flow
+$3.88M
Cap. Flow %
1.42%
Top 10 Hldgs %
44.61%
Holding
98
New
17
Increased
15
Reduced
17
Closed
41

Top Buys

1
LHC.U
Leo Holdings Corp. II Units, each consisting of one Class A ordinary share and one-quarter of one redeemable warrant
LHC.U
$10.7M
2
KLR
Kaleyra, Inc.
KLR
$8.69M
3
TIBRU
Tiberius Acquisition Corporation Units
TIBRU
$8.52M
4
OPESU
Opes Acquisition Corp. Unit
OPESU
$8.09M
5
KXIN icon
Kaixin Holdings
KXIN
$7.75M

Top Sells

1
IEA
Infrastructure and Energy Alternatives, Inc. Common Stock
IEA
$9.93M
2
HYACU
Haymaker Acquisition Corp. Unit
HYACU
$7.9M
3
GIG.U
GigCapital, Inc.
GIG.U
$7.73M
4
MMDM
Modern Media Acquisition Corp. Common Stock
MMDM
$7.68M
5
RWGE.U
Regalwood Global Energy Ltd. Units, each consisting of one Class A ordinary share and one-third of o
RWGE.U
$7.47M

Sector Composition

1 Technology 17.7%
2 Financials 13.5%
3 Industrials 13.3%
4 Energy 13.08%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CALL
51
DELISTED
magicJack VocalTec Ltd
CALL
$420K 0.15%
50,000
– –
MACQU
52
DELISTED
M I Acquisitions, Inc. Unit
MACQU
$413K 0.15%
37,500
– –
STLRU
53
DELISTED
Stellar Acquisition III Inc. Units
STLRU
$396K 0.14%
36,600
-25,000
-41% -$270K
BRACU
54
DELISTED
Black Ridge Acquisition Corp. Unit
BRACU
$313K 0.11%
30,000
– –
GPAQU
55
DELISTED
Gordon Pointe Acquisition Corp. Unit
GPAQU
$243K 0.09%
+23,500
New +$243K
GIG.U
56
DELISTED
GigCapital, Inc.
GIG.U
$208K 0.08%
20,000
-743,600
-97% -$7.73M
MMDM
57
DELISTED
Modern Media Acquisition Corp. Common Stock
MMDM
$205K 0.07%
20,651
-774,050
-97% -$7.68M
VEACU
58
DELISTED
Vantage Energy Acquisition Corp. Unit
VEACU
– –
-1,500
Closed -$15K
NRXPW icon
59
NRX Pharmaceuticals, Inc. Warrant
NRXPW
$1.46M
– –
-9,962
Closed -$4K
ORGO icon
60
Organogenesis Holdings
ORGO
$629M
– –
-106,728
Closed -$1.06M
STR
61
DELISTED
Sitio Royalties
STR
– –
-50,000
Closed -$1.92M
IEA
62
DELISTED
Infrastructure and Energy Alternatives, Inc. Common Stock
IEA
– –
-1,001,469
Closed -$9.93M
BRPAR
63
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
– –
-11,248
Closed -$4K
WRLSR
64
DELISTED
Pensare Acquisition Corp. Right to purchase 1/10 of common stock
WRLSR
– –
-17,640
Closed -$9K
MOSC.WS
65
DELISTED
Mosaic Acquisition Corp. Warrants, each exercisable for one Class A Common Stock at an exercise pric
MOSC.WS
– –
-10,000
Closed -$13K
TPGH.WS
66
DELISTED
TPG Pace Holdings Corp. Warrants, each exercisable for one Class A Ordinary Share at an exercise pri
TPGH.WS
– –
-858
Closed -$1K
IPOA.U
67
DELISTED
Social Capital Hedosophia Holdings Corp.
IPOA.U
– –
-84,500
Closed -$896K
IPOA.WS
68
DELISTED
Social Capital Hedosophia Holdings Corp. Warrants, each whole warrant exercisable for one Class A Or
IPOA.WS
– –
-20,000
Closed -$35K
MMDMW
69
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
– –
-6,050
Closed -$3K
BRACW
70
DELISTED
Black Ridge Acquisition Corp. Warrant
BRACW
– –
-84,621
Closed -$28K
BCACR
71
DELISTED
Bison Capital Acquistion Corp Rights
BCACR
– –
-4,490
Closed -$1K
BCACW
72
DELISTED
Bison Capital Acquistion Corp Warrant
BCACW
– –
-3,645
Closed -$1K
CMSSR
73
DELISTED
CM Seven Star Acquisition Corporation Right
CMSSR
– –
-249,700
Closed -$80K
CMSSU
74
DELISTED
CM Seven Star Acquisition Corporation Unit
CMSSU
– –
-227,350
Closed -$2.26M
VEACW
75
DELISTED
Vantage Energy Acquisition Corp.
VEACW
– –
-27,200
Closed -$30K
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