HIM

HGC Investment Management Portfolio holdings

AUM $360M
1-Year Return 15.94%
This Quarter Return
+3.32%
1 Year Return
+15.94%
3 Year Return
+35%
5 Year Return
+40.77%
10 Year Return
–
AUM
$220M
AUM Growth
+$88.4M
Cap. Flow
+$18.9M
Cap. Flow %
8.58%
Top 10 Hldgs %
42.67%
Holding
82
New
13
Increased
14
Reduced
3
Closed
9

Top Buys

1
AVCT
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
$13.3M
2
DMTK
DermTech, Inc. Common Stock
DMTK
$9.42M
3
TWX
Time Warner Inc
TWX
$9.17M
4
BBCP icon
Concrete Pumping Holdings
BBCP
$8.8M
5
VRRM icon
Verra Mobility
VRRM
$6.77M

Top Sells

1
MPACU
Matlin & Partners Acquisition Corporation Units
MPACU
$6.81M
2
KAACU
Kayne Anderson Acquisition Corp. Unit
KAACU
$6.8M
3
MBLY
Mobileye N.V.
MBLY
$6.27M
4
CNACU
Constellation Alpha Capital Corp. Unit
CNACU
$6.09M
5
PCBK
Pacific Continental Corp
PCBK
$5.08M

Sector Composition

1 Technology 20.66%
2 Financials 13.45%
3 Healthcare 10.82%
4 Industrials 10.76%
5 Energy 7.03%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NTL
51
DELISTED
Nortel Invesora 1/20 Ser B Shr
NTL
$464K 0.21%
+11,900
New +$464K
MACQU
52
DELISTED
M I Acquisitions, Inc. Unit
MACQU
– –
0
– -$387K
SRUNW
53
DELISTED
Silver Run Acquisition Corporation II
SRUNW
– –
0
– –
GSHTU
54
DELISTED
Gores Holdings II, Inc. Units
GSHTU
– –
0
– -$2.63M
GTYHW
55
DELISTED
GTY Technology Holdings, Inc. Warrants
GTYHW
– –
0
– -$66K
HCAC.WS
56
DELISTED
Hennessy Capital Acquisition Corp. III
HCAC.WS
– –
0
– –
WRLSW
57
DELISTED
Pensare Acquisition Corp. Warrant
WRLSW
– –
0
– –
INDUW
58
DELISTED
Industrea Acquisition Corp. Warrant
INDUW
– –
0
– –
VEACW
59
DELISTED
Vantage Energy Acquisition Corp.
VEACW
– –
0
– -$9K
TPGE.WS
60
DELISTED
TPG Pace Energy Holdings Corp.
TPGE.WS
– –
0
– –
VEACU
61
DELISTED
Vantage Energy Acquisition Corp. Unit
VEACU
– –
0
– -$3.79M
GSHTW
62
DELISTED
Gores Holdings II, Inc. Warrants
GSHTW
– –
0
– –
WRLSR
63
DELISTED
Pensare Acquisition Corp. Right to purchase 1/10 of common stock
WRLSR
– –
0
– –
FSACW
64
DELISTED
Federal Street Acquisition Corp. Warrant
FSACW
– –
0
– –
MMDMW
65
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
– –
0
– -$2K
MPACW
66
DELISTED
Matlin & Partners Acquisition Corporation
MPACW
– –
0
– -$4K
BCACR
67
DELISTED
Bison Capital Acquistion Corp Rights
BCACR
– –
0
– –
BCACW
68
DELISTED
Bison Capital Acquistion Corp Warrant
BCACW
– –
0
– –
MIIIW
69
DELISTED
M III Acquisition Corp. Warrant
MIIIW
– –
0
– –
NEXT icon
70
NextDecade
NEXT
$2.77B
– –
-225,919
Closed -$2.33M
PRPL icon
71
Purple Innovation
PRPL
$117M
– –
-310,373
Closed -$3.09M
XELA
72
DELISTED
Exela Technologies, Inc. Common Stock
XELA
– –
-16
Closed -$1.89M
KBLMW
73
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
– –
0
– -$34K
CNACU
74
DELISTED
Constellation Alpha Capital Corp. Unit
CNACU
– –
0
– -$6.09M
BCACU
75
DELISTED
Bison Capital Acquisition Corp. Unit
BCACU
– –
0
– -$2.93M
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