HIM

HGC Investment Management Portfolio holdings

AUM $360M
1-Year Return 15.94%
This Quarter Return
+3.32%
1 Year Return
+15.94%
3 Year Return
+35%
5 Year Return
+40.77%
10 Year Return
–
AUM
$220M
AUM Growth
+$88.4M
Cap. Flow
+$18.9M
Cap. Flow %
8.58%
Top 10 Hldgs %
42.67%
Holding
82
New
13
Increased
14
Reduced
3
Closed
9

Top Buys

1
AVCT
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
$13.3M
2
DMTK
DermTech, Inc. Common Stock
DMTK
$9.42M
3
TWX
Time Warner Inc
TWX
$9.17M
4
BBCP icon
Concrete Pumping Holdings
BBCP
$8.8M
5
VRRM icon
Verra Mobility
VRRM
$6.77M

Top Sells

1
MPACU
Matlin & Partners Acquisition Corporation Units
MPACU
$6.81M
2
KAACU
Kayne Anderson Acquisition Corp. Unit
KAACU
$6.8M
3
MBLY
Mobileye N.V.
MBLY
$6.27M
4
CNACU
Constellation Alpha Capital Corp. Unit
CNACU
$6.09M
5
PCBK
Pacific Continental Corp
PCBK
$5.08M

Sector Composition

1 Technology 20.66%
2 Financials 13.45%
3 Healthcare 10.82%
4 Industrials 10.76%
5 Energy 7.03%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
INDUU
26
DELISTED
Industrea Acquisition Corp. Unit
INDUU
– –
0
– –
ORGO icon
27
Organogenesis Holdings
ORGO
$638M
$3.45M 1.57%
345,000
-25,000
-7% -$250K
CVON
28
DELISTED
ConvergeOne Holdings, Inc. Class A Common Stock
CVON
$3.16M 1.44%
324,788
+99,788
+44% +$972K
ELEC
29
DELISTED
Electrum Special Acquisition Corporation
ELEC
$3.07M 1.4%
299,951
+200,000
+200% +$2.05M
GTYH
30
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$3M 1.37%
299,073
+100,000
+50% +$1M
FSAC
31
DELISTED
Federal Street Acquisition Corp. Common Stock
FSAC
$2.93M 1.33%
+300,000
New +$2.93M
IPOA.U
32
DELISTED
Social Capital Hedosophia Holdings Corp.
IPOA.U
– –
0
– –
ASAP
33
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
$2.28M 1.04%
11,380
+140
+1% +$28.1K
TPGH.U
34
DELISTED
TPG Pace Holdings Corp. Units, each consisting of one Class A ordinary share, $.0001 par value, and
TPGH.U
– –
0
– -$2.99M
STR
35
DELISTED
Sitio Royalties
STR
$1.92M 0.87%
+50,000
New +$1.92M
DMTX
36
DELISTED
Dimension Therapeutics, Inc
DMTX
$1.84M 0.84%
+306,030
New +$1.84M
SRUN
37
DELISTED
Silver Run Acquisition Corporation II Class A
SRUN
$1.77M 0.81%
174,220
-342,632
-66% -$3.49M
OSPRU
38
DELISTED
Osprey Energy Acquisition Corp. Unit
OSPRU
– –
0
– –
NESR
39
National Energy Services Reunited Corp. Ordinary Shares
NESR
$970M
$1.61M 0.73%
167,700
+150,000
+847% +$1.44M
PCBK
40
DELISTED
Pacific Continental Corp
PCBK
$1.52M 0.69%
56,244
-188,438
-77% -$5.08M
ATACU
41
DELISTED
Atlantic Acquisition Corp. Unit
ATACU
– –
0
– –
FNTEU
42
DELISTED
FinTech Acquisition Corp. II Unit
FNTEU
– –
0
– -$3.14M
WBKC
43
DELISTED
Wolverine Bancorp, Inc.
WBKC
$1.14M 0.52%
26,500
+21,300
+410% +$916K
ACEL icon
44
Accel Entertainment
ACEL
$969M
$1.07M 0.49%
+108,300
New +$1.07M
PHUN icon
45
Phunware
PHUN
$49.9M
$763K 0.35%
1,500
– –
HCAC.U
46
DELISTED
Hennessy Capital Acquisition Corp. III Units, each consisting of one share of Common Stock and one-h
HCAC.U
– –
0
– -$3.02M
STLRU
47
DELISTED
Stellar Acquisition III Inc. Units
STLRU
– –
0
– -$643K
SNC
48
DELISTED
State National Companies, Inc.
SNC
$532K 0.24%
+25,352
New +$532K
KBLMU
49
DELISTED
KBL Merger Corp. IV Unit
KBLMU
– –
0
– -$510K
FMCIU
50
DELISTED
Forum Merger Corporation Unit
FMCIU
– –
0
– -$494K
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