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HCM

Herndon Capital Management Portfolio holdings

AUM $659M
1-Year Est. Return 22.02%
This Fund
S&P 500
This Quarter Est. Return
+1.3%
1 Year Est. Return
+22.02%
3 Year Est. Return
+20.31%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$7.59B
AUM Growth
-$378M
Cap. Flow
-$366M
Cap. Flow %
-4.82%
Top 10 Hldgs %
28.4%
Holding
181
New
16
Increased
18
Reduced
97
Closed
20

Top Buys

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$136M
2
K
Kellanova
K
+$114M
3
ATW
Atwood Oceanics
ATW
+$98.2M
4
VLO icon
Valero Energy
VLO
+$92.9M
5
OIS icon
Oil States International
OIS
+$90.9M

Top Sells

Rank Stock Value
1
CVX icon
Chevron
CVX
+$211M
2
JOY
Joy Global Inc
JOY
+$196M
3
BAX icon
Baxter International
BAX
+$142M
4
AGNC icon
AGNC Investment
AGNC
+$87M
5
ENDP
Endo International plc
ENDP
+$84.3M

Sector Composition

Rank Sector Weight
1 Financials 18.37%
2 Energy 16.38%
3 Technology 11.76%
4 Consumer Staples 10.44%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROST icon
26
Ross Stores
ROST
$81.1B
$149M 1.96%
3,892,352
-151,590
-4% -$5.28M
APA icon
27
APA Corp
APA
$13B
$148M 1.95%
1,626,275
-59,552
-4% -$5.9M
CAT icon
28
Caterpillar
CAT
$382B
$148M 1.94%
1,484,075
+1,279,132
+624% +$136M
COL
29
DELISTED
Rockwell Collins
COL
$147M 1.94%
1,853,643
-22,893
-1% -$1.76M
XOM icon
30
ExxonMobil
XOM
$643B
$147M 1.93%
1,553,940
-56,384
-4% -$5.62M
UPS icon
31
United Parcel Service
UPS
$90.8B
$145M 1.91%
1,462,276
-14,768
-1% -$1.47M
UTHR icon
32
United Therapeutics
UTHR
$25.7B
$145M 1.91%
1,123,676
-39,146
-3% -$4.04M
AIV
33
Aimco
AIV
$387M
$143M 1.88%
33,334,880
-1,151,093
-3% -$5.13M
K
34
DELISTED
Kellanova
K
$143M 1.88%
2,464,056
+1,884,102
+325% +$114M
EV
35
DELISTED
Eaton Vance Corp.
EV
$139M 1.83%
3,693,946
-180,990
-5% -$6.79M
CHRD icon
36
Chord Energy
CHRD
$7.84B
$135M 1.78%
3,503,239
+278,468
+9% +$13.9M
YUM icon
37
Yum! Brands
YUM
$40.6B
$131M 1.72%
2,525,338
-81,261
-3% -$4.32M
CPB icon
38
Campbell Soup
CPB
$6.67B
$131M 1.72%
3,039,915
-102,406
-3% -$4.48M
PM icon
39
Philip Morris
PM
$292B
$128M 1.68%
1,512,405
-53,556
-3% -$4.53M
NSM
40
DELISTED
Nationstar Mortgage Holdings
NSM
$102M 1.34%
2,947,320
+235,169
+9% +$7.8M
ATW
41
DELISTED
Atwood Oceanics
ATW
$91.7M 1.21%
2,141,567
+2,047,192
+2,169% +$98.2M
OIS icon
42
Oil States International
OIS
$497M
$88.7M 1.17%
+1,448,910
New +$90.9M
VLO icon
43
Valero Energy
VLO
$88.5B
$87.3M 1.15%
+1,841,011
New +$92.9M
VZ icon
44
Verizon
VZ
$198B
$82M 1.08%
1,638,939
-49,705
-3% -$2.47M
VRSK icon
45
Verisk Analytics
VRSK
$25.1B
$79M 1.04%
+1,293,167
New +$80.7M
TPR icon
46
Tapestry
TPR
$31.4B
$73.1M 0.96%
2,051,936
-492,320
-19% -$17.6M
AES icon
47
AES
AES
$10.5B
$72.3M 0.95%
5,101,873
-209,514
-4% -$3.12M
CPA icon
48
Copa Holdings
CPA
$5.96B
$59.8M 0.79%
551,313
-74,087
-12% -$9.87M
BIDU icon
49
Baidu
BIDU
$38.3B
$8.69M 0.11%
39,836
-4,232
-10% -$895K
NTES icon
50
NetEase
NTES
$84.2B
$6.93M 0.09%
404,710
-178,820
-31% -$3.03M
1
2
3 4 5

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Herndon Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Herndon Capital Management held 181 positions worth $7.59B, down 4.7% from $7.97B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Herndon Capital Management withdrew a net $366M in Q3 2014, closing 20 positions and reducing 97 holdings. Its most notable exit was Joy Global Inc, an estimated $196M position sold in full.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 17% a quarter earlier, followed by Energy and Technology.

Against the trend, Herndon Capital Management opened a new position in Valero Energy worth $87.3M.

  • Herndon Capital Management's largest Q3 2014 buy was Valero Energy: 1,841,011 shares worth $87.3M.
  • Herndon Capital Management added most to Caterpillar in Q3 2014, an estimated $136M increase.
  • Herndon Capital Management's biggest Q3 2014 reduction was Chevron, cutting an estimated $211M.
  • Herndon Capital Management fully exited Joy Global Inc in Q3 2014, selling an estimated $196M.
  • Herndon Capital Management's ten largest holdings make up 28% of its $7.59B portfolio in Q3 2014.
  • Herndon Capital Management opened 16 new positions and closed 20 in Q3 2014.
  • Herndon Capital Management's portfolio value fell 4.7% quarter-over-quarter to $7.59B.

Based on Herndon Capital Management's 13F filing for Q3 2014, filed 13 Nov 2014.