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HCM

Herndon Capital Management Portfolio holdings

AUM $659M
1-Year Est. Return 22.03%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+22.03%
3 Year Est. Return
+20.32%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$2B
AUM Growth
-$603M
Cap. Flow
-$735M
Cap. Flow %
-36.66%
Top 10 Hldgs %
31.84%
Holding
635
New
2
Increased
33
Reduced
152
Closed
19

Top Buys

Rank Stock Value
1
AMG icon
Affiliated Managers Group
AMG
+$30.9M
2
OMC icon
Omnicom Group
OMC
+$30.4M
3
AMP icon
Ameriprise Financial
AMP
+$29.9M
4
KR icon
Kroger
KR
+$20.8M
5
CE icon
Celanese
CE
+$19.6M

Top Sells

Rank Stock Value
1
BEN icon
Franklin Resources
BEN
+$76.8M
2
CBOE icon
Cboe Global Markets
CBOE
+$49.2M
3
TJX icon
TJX Companies
TJX
+$49.1M
4
MO icon
Altria Group
MO
+$48.6M
5
LMT icon
Lockheed Martin
LMT
+$44.9M

Sector Composition

Rank Sector Weight
1 Financials 27.56%
2 Technology 13.02%
3 Consumer Staples 9.16%
4 Industrials 8.82%
5 Energy 8.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAL icon
276
Halliburton
HAL
$26.6B
$4K ﹤0.01%
79
– –
ITW icon
277
Illinois Tool Works
ITW
$85.3B
$4K ﹤0.01%
30
– –
JCI icon
278
Johnson Controls International
JCI
$92.2B
$4K ﹤0.01%
87
+30
+53% +$1.39K
KMI icon
279
Kinder Morgan
KMI
$68.7B
$4K ﹤0.01%
169
– –
MET icon
280
MetLife
MET
$62.4B
$4K ﹤0.01%
113
– –
MS icon
281
Morgan Stanley
MS
$340B
$4K ﹤0.01%
139
– –
NFLX icon
282
Netflix
NFLX
$309B
$4K ﹤0.01%
390
– –
NOC icon
283
Northrop Grumman
NOC
$81.2B
$4K ﹤0.01%
17
– –
PFSI icon
284
PennyMac Financial
PFSI
$4.02B
$4K ﹤0.01%
237
– –
PIPR icon
285
Piper Sandler
PIPR
$5.29B
$4K ﹤0.01%
304
– –
PNC icon
286
PNC Financial Services
PNC
$101B
$4K ﹤0.01%
46
– –
PYPL icon
287
PayPal
PYPL
$50.5B
$4K ﹤0.01%
102
– –
SCHW
288
Charles Schwab
SCHW
$187B
$4K ﹤0.01%
111
– –
SO icon
289
Southern Company
SO
$107B
$4K ﹤0.01%
86
– –
TBI
290
Trueblue
TBI
$311M
$4K ﹤0.01%
169
– –
TGT icon
291
Target
TGT
$68B
$4K ﹤0.01%
54
– –
VC icon
292
Visteon
VC
$2.78B
$4K ﹤0.01%
60
-24
-29% -$1.68K
VOO icon
293
Vanguard S&P 500 ETF
VOO
$1.01T
$4K ﹤0.01%
19
– –
RTN
294
DELISTED
Raytheon Company
RTN
$4K ﹤0.01%
27
– –
ESRX
295
DELISTED
Express Scripts Holding Company
ESRX
$4K ﹤0.01%
58
– –
AET
296
DELISTED
Aetna Inc
AET
$4K ﹤0.01%
32
– –
KS
297
DELISTED
KapStone Paper and Pack Corp.
KS
$4K ﹤0.01%
214
– –
MON
298
DELISTED
Monsanto Co
MON
$4K ﹤0.01%
40
– –
HW
299
DELISTED
Headwaters Inc
HW
$4K ﹤0.01%
255
-100
-28% -$1.84K
AEP icon
300
American Electric Power
AEP
$68.4B
$3K ﹤0.01%
45
– –
10 11
12
13 14

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IPC
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ECPI
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Herndon Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Herndon Capital Management held 635 positions worth $2B, down 23% from $2.61B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Herndon Capital Management withdrew a net $735M in Q3 2016, closing 19 positions and reducing 152 holdings. Its most notable exit was Telkom Indonesia, an estimated $1.79M position sold in full.

By sector, the portfolio is most concentrated in Financials at 28% of assets, up from 27% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Herndon Capital Management opened a new position in HFF Inc. worth $5K.

  • Herndon Capital Management's largest Q3 2016 buy was HFF Inc.: 191 shares worth $5K.
  • Herndon Capital Management added most to Affiliated Managers Group in Q3 2016, an estimated $30.9M increase.
  • Herndon Capital Management's biggest Q3 2016 reduction was Franklin Resources, cutting an estimated $76.8M.
  • Herndon Capital Management fully exited Telkom Indonesia in Q3 2016, selling an estimated $1.79M.
  • Herndon Capital Management's ten largest holdings make up 32% of its $2B portfolio in Q3 2016.
  • Herndon Capital Management opened 2 new positions and closed 19 in Q3 2016.
  • Herndon Capital Management's portfolio value fell 23% quarter-over-quarter to $2B.

Based on Herndon Capital Management's 13F filing for Q3 2016, filed 7 Nov 2016.