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HCM

Herndon Capital Management Portfolio holdings

AUM $659M
1-Year Est. Return 22.03%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+22.03%
3 Year Est. Return
+20.32%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$2B
AUM Growth
-$603M
Cap. Flow
-$735M
Cap. Flow %
-36.66%
Top 10 Hldgs %
31.84%
Holding
635
New
2
Increased
33
Reduced
152
Closed
19

Top Buys

Rank Stock Value
1
AMG icon
Affiliated Managers Group
AMG
+$30.9M
2
OMC icon
Omnicom Group
OMC
+$30.4M
3
AMP icon
Ameriprise Financial
AMP
+$29.9M
4
KR icon
Kroger
KR
+$20.8M
5
CE icon
Celanese
CE
+$19.6M

Top Sells

Rank Stock Value
1
BEN icon
Franklin Resources
BEN
+$76.8M
2
CBOE icon
Cboe Global Markets
CBOE
+$49.2M
3
TJX icon
TJX Companies
TJX
+$49.1M
4
MO icon
Altria Group
MO
+$48.6M
5
LMT icon
Lockheed Martin
LMT
+$44.9M

Sector Composition

Rank Sector Weight
1 Financials 27.56%
2 Technology 13.02%
3 Consumer Staples 9.16%
4 Industrials 8.82%
5 Energy 8.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GS icon
226
Goldman Sachs
GS
$303B
$6K ﹤0.01%
36
– –
LOPE icon
227
Grand Canyon Education
LOPE
$3.96B
$6K ﹤0.01%
145
-17
-10% -$707
LOW icon
228
Lowe's Companies
LOW
$125B
$6K ﹤0.01%
82
– –
MDLZ icon
229
Mondelez International
MDLZ
$80.3B
$6K ﹤0.01%
143
– –
KG
230
Kestrel Group
KG
$69.6M
$6K ﹤0.01%
24
– –
NKE icon
231
Nike
NKE
$62.2B
$6K ﹤0.01%
123
– –
RHP icon
232
Ryman Hospitality Properties
RHP
$7.72B
$6K ﹤0.01%
121
– –
SWBI icon
233
Smith & Wesson
SWBI
$640M
$6K ﹤0.01%
277
-109
-28% -$2.38K
TMO icon
234
Thermo Fisher Scientific
TMO
$217B
$6K ﹤0.01%
36
– –
USB icon
235
US Bancorp
USB
$99.6B
$6K ﹤0.01%
149
– –
WAL icon
236
Western Alliance Bancorporation
WAL
$8.92B
$6K ﹤0.01%
152
-31
-17% -$1.1K
WBA
237
DELISTED
Walgreens Boots Alliance
WBA
$6K ﹤0.01%
80
– –
UCB
238
United Community Banks
UCB
$4.29B
$6K ﹤0.01%
276
-63
-19% -$1.25K
AAMI
239
Acadian Asset Management
AAMI
$3.23B
$6K ﹤0.01%
464
– –
BIG
240
DELISTED
Big Lots, Inc.
BIG
$6K ﹤0.01%
136
– –
LCI
241
DELISTED
Lannett Company, Inc.
LCI
$6K ﹤0.01%
56
-22
-28% -$2.69K
SAFM
242
DELISTED
Sanderson Farms Inc
SAFM
$6K ﹤0.01%
64
– –
CTB
243
DELISTED
Cooper Tire & Rubber Co.
CTB
$6K ﹤0.01%
167
– –
TWX
244
DELISTED
Time Warner Inc
TWX
$6K ﹤0.01%
72
– –
CHMT
245
DELISTED
Chemtura Corporation
CHMT
$6K ﹤0.01%
187
-73
-28% -$2.11K
PDLI
246
DELISTED
PDL BioPharma, Inc.
PDLI
$6K ﹤0.01%
1,850
– –
ADBE icon
247
Adobe
ADBE
$106B
$5K ﹤0.01%
46
– –
ALK icon
248
Alaska Air
ALK
$5.64B
$5K ﹤0.01%
73
-25
-26% -$1.64K
BGS icon
249
B&G Foods
BGS
$280M
$5K ﹤0.01%
109
-43
-28% -$2.07K
CAT icon
250
Caterpillar
CAT
$388B
$5K ﹤0.01%
54
– –
8 9
10
11 12

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Herndon Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Herndon Capital Management held 635 positions worth $2B, down 23% from $2.61B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Herndon Capital Management withdrew a net $735M in Q3 2016, closing 19 positions and reducing 152 holdings. Its most notable exit was Telkom Indonesia, an estimated $1.79M position sold in full.

By sector, the portfolio is most concentrated in Financials at 28% of assets, up from 27% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Herndon Capital Management opened a new position in HFF Inc. worth $5K.

  • Herndon Capital Management's largest Q3 2016 buy was HFF Inc.: 191 shares worth $5K.
  • Herndon Capital Management added most to Affiliated Managers Group in Q3 2016, an estimated $30.9M increase.
  • Herndon Capital Management's biggest Q3 2016 reduction was Franklin Resources, cutting an estimated $76.8M.
  • Herndon Capital Management fully exited Telkom Indonesia in Q3 2016, selling an estimated $1.79M.
  • Herndon Capital Management's ten largest holdings make up 32% of its $2B portfolio in Q3 2016.
  • Herndon Capital Management opened 2 new positions and closed 19 in Q3 2016.
  • Herndon Capital Management's portfolio value fell 23% quarter-over-quarter to $2B.

Based on Herndon Capital Management's 13F filing for Q3 2016, filed 7 Nov 2016.