Herndon Capital Management’s Baxter International BAX Stock Holding History

Herndon Capital Management’s Portfolio BAX Stock Details BAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-51	Closed	-$2K	–	251
2016 Q3	$2K	Hold	51	–	–	﹤0.01%	348
2016 Q2	$2K	Buy	+51	New	+$2.24K	﹤0.01%	358
2015 Q3	–	Sell	-3,195,505	Closed	-$121M	–	211
2015 Q2	$121M	Buy	3,195,505 +1,468,078	+85%	+$54.9M	2.02%	31
2015 Q1	$64.2M	Buy	1,727,427 +1,707,493	+8,566%	+$64.7M	0.96%	39
2014 Q4	$794K	Sell	19,934 -30,456	-60%	-$1.19M	0.01%	132
2014 Q3	$1.96M	Sell	50,390 -3,488,421	-99%	-$142M	0.03%	90
2014 Q2	$139M	Sell	3,538,811 -126,307	-3%	-$5.05M	1.74%	34
2014 Q1	$146M	Buy	3,665,118 +1,932,481	+112%	+$72.2M	1.87%	33
2013 Q4	$65.5M	Sell	1,732,637 -142,412	-8%	-$5.17M	0.83%	48
2013 Q3	$66.9M	Buy	1,875,049 +122,148	+7%	+$4.74M	0.88%	47
2013 Q2	$66M	Buy	+1,752,901	New	+$67.1M	0.98%	48

Other funds holding BAX

Third Point New York $4.68B AUM 37.3% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Harris Associates Chicago, Illinois $75.4B AUM 14.46% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

VAM

Veritas Asset Management London, United Kingdom $5.56B AUM 3.46% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Norges Bank Oslo, Norway $1T AUM

Herndon Capital Management's BAX Position: Q4 2016 in Review

Herndon Capital Management sold out of Baxter International (BAX) in Q4 2016, closing a stake of 51 shares — an estimated $2K sold.

Herndon Capital Management first reported a position in BAX in Q2 2013 and held it in 11 quarters. The position peaked at $146M in Q1 2014. 921 funds tracked by Wall St. Rank hold BAX as of Q4 2016.

Herndon Capital Management reported no remaining Baxter International position as of Q4 2016 after selling out during the quarter.
Herndon Capital Management sold 51 Baxter International shares in Q4 2016, an estimated $2K.
Herndon Capital Management first reported a position in Baxter International in Q2 2013 and held it in 11 quarters.
Herndon Capital Management's Baxter International position peaked at $146M in Q1 2014.
921 funds tracked by Wall St. Rank held Baxter International as of Q4 2016.

Based on Herndon Capital Management's 13F filing for Q4 2016, filed 2 Feb 2017.