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HAI

Hennessy Advisors Inc Portfolio holdings

AUM $3.13B
1-Year Est. Return 77.26%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+77.26%
3 Year Est. Return
+205.79%
5 Year Est. Return
+302.11%
10 Year Est. Return
+862.04%
AUM
$3.52B
AUM Growth
+$220M
Cap. Flow
+$145M
Cap. Flow %
4.13%
Top 10 Hldgs %
22.18%
Holding
302
New
34
Increased
63
Reduced
191
Closed
14

Top Buys

Rank Stock Value
1
SO icon
Southern Company
SO
+$64.5M
2
SNPS icon
Synopsys
SNPS
+$41.8M
3
PTC icon
PTC
PTC
+$32.7M
4
UHS icon
Universal Health Services
UHS
+$28.2M
5
EOG icon
EOG Resources
EOG
+$26.7M

Top Sells

Rank Stock Value
1
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$74.2M
2
GAS
AGL Resources Inc
GAS
+$55.4M
3
STR
QUESTAR CORP
STR
+$26M
4
KMI icon
Kinder Morgan
KMI
+$15.3M
5
SE
Spectra Energy Corp Wi
SE
+$13.8M

Sector Composition

Rank Sector Weight
1 Utilities 28.43%
2 Energy 16.95%
3 Consumer Discretionary 13.85%
4 Technology 10.49%
5 Industrials 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TD icon
201
Toronto Dominion Bank
TD
$199B
$2.58M 0.07%
58,100
-1,800
-3% -$78.9K
CMI icon
202
Cummins
CMI
$77.8B
$2.58M 0.07%
20,100
-600
-3% -$72.8K
ABBV icon
203
AbbVie
ABBV
$451B
$2.55M 0.07%
40,500
-1,300
-3% -$84.2K
EBAY icon
204
eBay
EBAY
$47B
$2.53M 0.07%
76,865
-1,135
-1% -$34.3K
TRI icon
205
Thomson Reuters
TRI
$46B
$2.52M 0.07%
52,477
-1,724
-3% -$83.5K
MET icon
206
MetLife
MET
$61.3B
$2.52M 0.07%
63,617
-2,020
-3% -$75.9K
BBY icon
207
Best Buy
BBY
$17.4B
$2.48M 0.07%
65,000
-1,900
-3% -$66.7K
UPS icon
208
United Parcel Service
UPS
$89.6B
$2.48M 0.07%
22,700
-600
-3% -$65.5K
T icon
209
AT&T
T
$178B
$2.47M 0.07%
80,499
-2,516
-3% -$79.5K
XRX icon
210
Xerox
XRX
$402M
$2.46M 0.07%
91,991
-2,732
-3% -$70.6K
UNP icon
211
Union Pacific
UNP
$183B
$2.44M 0.07%
25,000
-700
-3% -$65.5K
BCE icon
212
BCE
BCE
$21.9B
$2.43M 0.07%
52,600
-1,600
-3% -$75.8K
GM icon
213
General Motors
GM
$75.7B
$2.42M 0.07%
76,100
-2,400
-3% -$75K
MFC icon
214
Manulife Financial
MFC
$70.9B
$2.41M 0.07%
170,700
-5,400
-3% -$73.4K
DD icon
215
DuPont de Nemours
DD
$18.5B
$2.4M 0.07%
18,322
-593
-3% -$79.1K
PM icon
216
Philip Morris
PM
$299B
$2.37M 0.07%
24,400
-800
-3% -$80.1K
HOG icon
217
Harley-Davidson
HOG
$2.92B
$2.37M 0.07%
45,000
-1,300
-3% -$67.2K
BAX icon
218
Baxter International
BAX
$13.5B
$2.34M 0.07%
49,100
-1,400
-3% -$66K
PH icon
219
Parker-Hannifin
PH
$125B
$2.33M 0.07%
18,600
-600
-3% -$71.5K
MO icon
220
Altria Group
MO
$115B
$2.33M 0.07%
36,900
-1,100
-3% -$73.1K
OXY icon
221
Occidental Petroleum
OXY
$59.1B
$2.3M 0.07%
31,500
-1,000
-3% -$74.9K
DOV icon
222
Dover
DOV
$26.8B
$2.27M 0.06%
38,254
-1,238
-3% -$71.6K
LYB icon
223
LyondellBasell Industries
LYB
$20.6B
$2.27M 0.06%
28,200
-900
-3% -$69.6K
AAPL icon
224
Apple
AAPL
$4.67T
$2.27M 0.06%
80,424
-3,320
-4% -$87.9K
CSTR
225
DELISTED
CapStar Financial Holdings, Inc
CSTR
$2.2M 0.06%
+130,000
New +$2.15M
7 8
9
10 11

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Hennessy Advisors Inc's Q3 2016 Portfolio in Review

As of Q3 2016, Hennessy Advisors Inc held 302 positions worth $3.52B, up 6.7% from $3.3B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Hennessy Advisors Inc deployed $145M of net new capital in Q3 2016, opening 34 new positions and adding to 63 existing holdings. Its largest new stake was Southern Company: 1,225,600 shares worth $62.9M.

By sector, the portfolio is most concentrated in Utilities at 28% of assets, down from 29% a quarter earlier, followed by Energy and Consumer Discretionary.

On the sell side, the largest reduction was Kinder Morgan, an estimated $15.3M trimmed.

  • Hennessy Advisors Inc's largest Q3 2016 buy was Southern Company: 1,225,600 shares worth $62.9M.
  • Hennessy Advisors Inc added most to FedEx in Q3 2016, an estimated $16.7M increase.
  • Hennessy Advisors Inc's biggest Q3 2016 reduction was Kinder Morgan, cutting an estimated $15.3M.
  • Hennessy Advisors Inc fully exited COLUMBIA PIPELINE GROUP IN COM STK (DE) in Q3 2016, selling an estimated $74.2M.
  • Hennessy Advisors Inc's ten largest holdings make up 22% of its $3.52B portfolio in Q3 2016.
  • Hennessy Advisors Inc opened 34 new positions and closed 14 in Q3 2016.
  • Hennessy Advisors Inc's portfolio value rose 6.7% quarter-over-quarter to $3.52B.

Based on Hennessy Advisors Inc's 13F filing for Q3 2016, filed 13 Oct 2016.