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HAI

Hennessy Advisors Inc Portfolio holdings

AUM $3.13B
1-Year Est. Return 77.26%
This Fund
S&P 500
This Quarter Est. Return
+5.73%
1 Year Est. Return
+77.26%
3 Year Est. Return
+205.79%
5 Year Est. Return
+302.11%
10 Year Est. Return
+862.04%
AUM
$2.7B
AUM Growth
+$248M
Cap. Flow
+$127M
Cap. Flow %
4.71%
Top 10 Hldgs %
27.46%
Holding
387
New
64
Increased
138
Reduced
100
Closed
80

Top Buys

Rank Stock Value
1
KMI icon
Kinder Morgan
KMI
+$21M
2
OGS icon
ONE Gas
OGS
+$17.5M
3
TRP icon
TC Energy
TRP
+$12.4M
4
PAGP icon
Plains GP Holdings
PAGP
+$11M
5
NGG icon
National Grid
NGG
+$9.01M

Top Sells

Rank Stock Value
1
OKE icon
Oneok
OKE
+$13.9M
2
DXPE icon
DXP Enterprises
DXPE
+$7.83M
3
CAR icon
Avis
CAR
+$7.74M
4
KATE
Kate Spade & Company
KATE
+$7.7M
5
DAL icon
Delta Air Lines
DAL
+$6.6M

Sector Composition

Rank Sector Weight
1 Utilities 29.5%
2 Energy 28.03%
3 Financials 15.59%
4 Industrials 7.85%
5 Consumer Discretionary 6.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSE
201
DELISTED
CAPITALSOURCE INC
CSE
$3.79M 0.14%
260,000
-90,000
-26% -$1.29M
SUSQ
202
DELISTED
SUSQUEHANNA BANCSHARES INC
SUSQ
$3.76M 0.14%
+330,000
New +$3.75M
HBAN icon
203
Huntington Bancshares
HBAN
$32B
$3.74M 0.14%
375,000
+35,000
+10% +$332K
PRU icon
204
Prudential Financial
PRU
$40.4B
$3.73M 0.14%
44,000
+6,000
+16% +$516K
DFS
205
DELISTED
Discover Financial Services
DFS
$3.72M 0.14%
64,000
-9,000
-12% -$504K
SMCI icon
206
Super Micro Computer
SMCI
$24.2B
$3.69M 0.14%
+2,122,000
New +$4.15M
KO icon
207
Coca-Cola
KO
$378B
$3.65M 0.14%
+94,400
New +$3.65M
WFC icon
208
Wells Fargo
WFC
$263B
$3.48M 0.13%
70,000
-69,700
-50% -$3.25M
JNJ icon
209
Johnson & Johnson
JNJ
$644B
$3.44M 0.13%
35,000
-20,600
-37% -$1.91M
AVA icon
210
Avista
AVA
$3.08B
$3.31M 0.12%
107,972
+10,500
+11% +$305K
EVER
211
DELISTED
Everbank Financial Corp
EVER
$3.06M 0.11%
155,000
-80,000
-34% -$1.45M
LUMN icon
212
Lumen
LUMN
$6.88B
$3.01M 0.11%
91,600
+30,400
+50% +$930K
CMA
213
DELISTED
Comerica
CMA
$3M 0.11%
58,000
-2,000
-3% -$96.2K
TTE icon
214
TotalEnergies
TTE
$201B
$3M 0.11%
45,800
-100
-0.2% -$6.14K
SAN icon
215
Banco Santander
SAN
$209B
$2.95M 0.11%
339,322
+3,853
+1% +$31.5K
TXN icon
216
Texas Instruments
TXN
$238B
$2.93M 0.11%
+62,100
New +$2.74M
UL icon
217
Unilever
UL
$134B
$2.9M 0.11%
60,267
+5,600
+10% +$253K
K
218
DELISTED
Kellanova
K
$2.84M 0.11%
48,245
+2,450
+5% +$139K
MMM icon
219
3M
MMM
$83.9B
$2.82M 0.1%
24,877
+4,425
+22% +$492K
RDS.B
220
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$2.82M 0.1%
36,100
+1,500
+4% +$114K
TGT icon
221
Target
TGT
$70.3B
$2.81M 0.1%
+46,500
New +$2.76M
OXY icon
222
Occidental Petroleum
OXY
$59.3B
$2.81M 0.1%
+30,791
New +$2.75M
DD icon
223
DuPont de Nemours
DD
$17.2B
$2.8M 0.1%
22,785
-7,739
-25% -$912K
ABBV icon
224
AbbVie
ABBV
$464B
$2.8M 0.1%
+54,400
New +$2.75M
NUE icon
225
Nucor
NUE
$59.1B
$2.79M 0.1%
55,300
+1,700
+3% +$85.3K
7 8
9
10 11

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LOAMS
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Hennessy Advisors Inc's Q1 2014 Portfolio in Review

As of Q1 2014, Hennessy Advisors Inc held 387 positions worth $2.7B, up 10% from $2.45B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Hennessy Advisors Inc deployed $127M of net new capital in Q1 2014, opening 64 new positions and adding to 138 existing holdings. Its largest new stake was ONE Gas: 507,078 shares worth $18.2M.

By sector, the portfolio is most concentrated in Utilities at 30% of assets, up from 26% a quarter earlier, followed by Energy and Financials.

On the sell side, the largest reduction was Oneok, an estimated $13.9M trimmed.

  • Hennessy Advisors Inc's largest Q1 2014 buy was ONE Gas: 507,078 shares worth $18.2M.
  • Hennessy Advisors Inc added most to Kinder Morgan in Q1 2014, an estimated $21M increase.
  • Hennessy Advisors Inc's biggest Q1 2014 reduction was Oneok, cutting an estimated $13.9M.
  • Hennessy Advisors Inc fully exited DXP Enterprises in Q1 2014, selling an estimated $7.83M.
  • Hennessy Advisors Inc's ten largest holdings make up 27% of its $2.7B portfolio in Q1 2014.
  • Hennessy Advisors Inc opened 64 new positions and closed 80 in Q1 2014.
  • Hennessy Advisors Inc's portfolio value rose 10% quarter-over-quarter to $2.7B.

Based on Hennessy Advisors Inc's 13F filing for Q1 2014, filed 24 Apr 2014.