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HAI

Hennessy Advisors Inc Portfolio holdings

AUM $3.13B
1-Year Est. Return 77.26%
This Fund
S&P 500
This Quarter Est. Return
+8.82%
1 Year Est. Return
+77.26%
3 Year Est. Return
+205.79%
5 Year Est. Return
+302.11%
10 Year Est. Return
+861.99%
AUM
$2.45B
AUM Growth
+$240M
Cap. Flow
+$61.1M
Cap. Flow %
2.49%
Top 10 Hldgs %
25.44%
Holding
339
New
15
Increased
96
Reduced
183
Closed
16

Top Buys

Rank Stock Value
1
KMI icon
Kinder Morgan
KMI
+$8.48M
2
SE
Spectra Energy Corp Wi
SE
+$6.62M
3
ENB icon
Enbridge
ENB
+$6.58M
4
D icon
Dominion Energy
D
+$6.47M
5
TRP icon
TC Energy
TRP
+$6.36M

Top Sells

Rank Stock Value
1
WMB icon
Williams Companies
WMB
+$48.9M
2
LNG icon
Cheniere Energy
LNG
+$8.62M
3
ET icon
Energy Transfer Partners
ET
+$5.76M
4
FOR icon
Forestar Group
FOR
+$4.63M
5
PMT
PennyMac Mortgage Investment
PMT
+$3.39M

Sector Composition

Rank Sector Weight
1 Utilities 25.82%
2 Energy 23.56%
3 Financials 16.28%
4 Industrials 8.97%
5 Consumer Discretionary 8.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRU icon
201
Prudential Financial
PRU
$42.6B
$3.5M 0.14%
38,000
-4,000
-10% -$341K
DD icon
202
DuPont de Nemours
DD
$18.6B
$3.43M 0.14%
30,524
-553
-2% -$56.7K
NSC icon
203
Norfolk Southern
NSC
$75.4B
$3.36M 0.14%
36,200
-600
-2% -$51.5K
ADP icon
204
Automatic Data Processing
ADP
$109B
$3.35M 0.14%
47,269
-911
-2% -$61.3K
CBF
205
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
$3.33M 0.14%
146,308
-28,692
-16% -$645K
UPS icon
206
United Parcel Service
UPS
$88.9B
$3.31M 0.14%
31,500
-600
-2% -$59.1K
IBCP icon
207
Independent Bank Corp
IBCP
$796M
$3.3M 0.13%
274,815
+138,815
+102% +$1.49M
HBAN icon
208
Huntington Bancshares
HBAN
$34B
$3.28M 0.13%
340,000
-10,000
-3% -$89.8K
AXLL
209
DELISTED
AXIALL CORP COM STK (DE)
AXLL
$3.27M 0.13%
68,900
-3,900
-5% -$168K
WM icon
210
Waste Management
WM
$95B
$3.11M 0.13%
69,400
-1,200
-2% -$52.4K
KRFT
211
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$3M 0.12%
55,634
-900
-2% -$48.1K
F icon
212
Ford
F
$60.9B
$2.99M 0.12%
193,500
-3,400
-2% -$57K
GIS icon
213
General Mills
GIS
$20.2B
$2.98M 0.12%
59,800
-1,000
-2% -$49.8K
CLMT icon
214
Calumet Specialty Products
CLMT
$3.7B
$2.95M 0.12%
113,400
-6,400
-5% -$179K
GSK icon
215
GSK
GSK
$107B
$2.95M 0.12%
44,160
-720
-2% -$46.7K
WSFS icon
216
WSFS Financial
WSFS
$4.14B
$2.95M 0.12%
114,000
-36,000
-24% -$841K
KMB icon
217
Kimberly-Clark
KMB
$37.6B
$2.92M 0.12%
29,204
-522
-2% -$52.1K
IP icon
218
International Paper
IP
$22.6B
$2.92M 0.12%
63,712
-1,070
-2% -$45.8K
BA icon
219
Boeing
BA
$169B
$2.91M 0.12%
21,300
-600
-3% -$78K
PEP icon
220
PepsiCo
PEP
$196B
$2.88M 0.12%
34,700
-600
-2% -$49.8K
NUE icon
221
Nucor
NUE
$58.3B
$2.86M 0.12%
53,600
-1,000
-2% -$51.6K
CMA
222
DELISTED
Comerica
CMA
$2.85M 0.12%
60,000
-5,000
-8% -$220K
SYY icon
223
Sysco
SYY
$40.8B
$2.83M 0.12%
78,500
-1,400
-2% -$47.3K
MO icon
224
Altria Group
MO
$125B
$2.83M 0.12%
73,700
-1,300
-2% -$48K
TTE icon
225
TotalEnergies
TTE
$193B
$2.81M 0.11%
45,900
-800
-2% -$47.6K
7 8
9
10 11

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Hennessy Advisors Inc's Q4 2013 Portfolio in Review

As of Q4 2013, Hennessy Advisors Inc held 339 positions worth $2.45B, up 11% from $2.21B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Hennessy Advisors Inc's Q4 2013 filing shows 15 new, 96 increased, 183 reduced and 16 closed positions. Its largest new stake was Stonegate Mortgage Corporation: 335,000 shares worth $5.54M. The largest sale was Williams Companies, an estimated $48.9M.

By sector, the portfolio is most concentrated in Utilities at 26% of assets, up from 24% a quarter earlier, followed by Energy and Financials.

  • Hennessy Advisors Inc's largest Q4 2013 buy was Stonegate Mortgage Corporation: 335,000 shares worth $5.54M.
  • Hennessy Advisors Inc added most to Kinder Morgan in Q4 2013, an estimated $8.48M increase.
  • Hennessy Advisors Inc's biggest Q4 2013 reduction was Cheniere Energy, cutting an estimated $8.62M.
  • Hennessy Advisors Inc fully exited Williams Companies in Q4 2013, selling an estimated $48.9M.
  • Hennessy Advisors Inc's ten largest holdings make up 25% of its $2.45B portfolio in Q4 2013.
  • Hennessy Advisors Inc opened 15 new positions and closed 16 in Q4 2013.
  • Hennessy Advisors Inc's portfolio value rose 11% quarter-over-quarter to $2.45B.

Based on Hennessy Advisors Inc's 13F filing for Q4 2013, filed 22 Jan 2014.