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HAI

Hennessy Advisors Inc Portfolio holdings

AUM $3.13B
1-Year Est. Return 77.26%
This Fund
S&P 500
This Quarter Est. Return
+8.82%
1 Year Est. Return
+77.26%
3 Year Est. Return
+205.79%
5 Year Est. Return
+302.11%
10 Year Est. Return
+861.99%
AUM
$2.45B
AUM Growth
+$240M
Cap. Flow
+$61.1M
Cap. Flow %
2.49%
Top 10 Hldgs %
25.44%
Holding
339
New
15
Increased
96
Reduced
183
Closed
16

Top Buys

Rank Stock Value
1
KMI icon
Kinder Morgan
KMI
+$8.48M
2
SE
Spectra Energy Corp Wi
SE
+$6.62M
3
ENB icon
Enbridge
ENB
+$6.58M
4
D icon
Dominion Energy
D
+$6.47M
5
TRP icon
TC Energy
TRP
+$6.36M

Top Sells

Rank Stock Value
1
WMB icon
Williams Companies
WMB
+$48.9M
2
LNG icon
Cheniere Energy
LNG
+$8.62M
3
ET icon
Energy Transfer Partners
ET
+$5.76M
4
FOR icon
Forestar Group
FOR
+$4.63M
5
PMT
PennyMac Mortgage Investment
PMT
+$3.39M

Sector Composition

Rank Sector Weight
1 Utilities 25.82%
2 Energy 23.56%
3 Financials 16.28%
4 Industrials 8.97%
5 Consumer Discretionary 8.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCL icon
176
Stepan Co
SCL
$1.5B
$4.32M 0.18%
65,800
-3,600
-5% -$220K
EVER
177
DELISTED
Everbank Financial Corp
EVER
$4.31M 0.18%
235,000
+5,000
+2% +$80.3K
BECN
178
DELISTED
Beacon Roofing Supply, Inc.
BECN
$4.29M 0.18%
106,600
-6,000
-5% -$218K
PIR
179
DELISTED
Pier 1 Imports, Inc.
PIR
$4.21M 0.17%
9,110
-510
-5% -$217K
TE
180
DELISTED
TECO ENERGY INC
TE
$4.2M 0.17%
243,736
+37,000
+18% +$633K
MS icon
181
Morgan Stanley
MS
$319B
$4.17M 0.17%
133,000
-7,000
-5% -$208K
GS icon
182
Goldman Sachs
GS
$289B
$4.17M 0.17%
23,500
+5,500
+31% +$907K
DFS
183
DELISTED
Discover Financial Services
DFS
$4.08M 0.17%
73,000
-9,000
-11% -$472K
LLY icon
184
Eli Lilly
LLY
$1.08T
$4.04M 0.17%
79,300
-1,700
-2% -$85.1K
NWE icon
185
NorthWestern Energy
NWE
$4.34B
$4.03M 0.16%
92,998
+12,600
+16% +$562K
HLSS
186
DELISTED
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
$4.02M 0.16%
175,000
-55,000
-24% -$1.27M
BKD icon
187
Brookdale Senior Living
BKD
$3.55B
$3.9M 0.16%
143,500
-8,100
-5% -$225K
BKH icon
188
Black Hills Corp
BKH
$5.55B
$3.86M 0.16%
73,459
+11,359
+18% +$577K
TISI icon
189
Team
TISI
$80.6M
$3.86M 0.16%
9,110
-510
-5% -$197K
CGI
190
DELISTED
Celadon Group Inc
CGI
$3.86M 0.16%
198,000
-11,100
-5% -$211K
VMI icon
191
Valmont Industries
VMI
$8.86B
$3.85M 0.16%
25,800
-1,400
-5% -$198K
USG
192
DELISTED
Usg
USG
$3.82M 0.16%
134,700
-7,500
-5% -$203K
TWC
193
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$3.78M 0.15%
27,900
-500
-2% -$62.1K
CPK icon
194
Chesapeake Utilities
CPK
$3.28B
$3.75M 0.15%
93,704
+15,602
+20% +$582K
BMY icon
195
Bristol-Myers Squibb
BMY
$129B
$3.63M 0.15%
68,300
-1,200
-2% -$61.1K
LNT icon
196
Alliant Energy
LNT
$18.6B
$3.63M 0.15%
140,708
+25,400
+22% +$656K
CTRX
197
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
$3.63M 0.15%
76,400
-4,300
-5% -$203K
OCFC icon
198
OceanFirst Financial
OCFC
$1.71B
$3.6M 0.15%
210,400
-20,000
-9% -$354K
TRV icon
199
Travelers Companies
TRV
$81.1B
$3.53M 0.14%
39,000
-1,000
-3% -$87.4K
WDC icon
200
Western Digital
WDC
$159B
$3.52M 0.14%
55,434
-1,455
-3% -$81.3K
6 7
8
9 10

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Hennessy Advisors Inc's Q4 2013 Portfolio in Review

As of Q4 2013, Hennessy Advisors Inc held 339 positions worth $2.45B, up 11% from $2.21B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Hennessy Advisors Inc's Q4 2013 filing shows 15 new, 96 increased, 183 reduced and 16 closed positions. Its largest new stake was Stonegate Mortgage Corporation: 335,000 shares worth $5.54M. The largest sale was Williams Companies, an estimated $48.9M.

By sector, the portfolio is most concentrated in Utilities at 26% of assets, up from 24% a quarter earlier, followed by Energy and Financials.

  • Hennessy Advisors Inc's largest Q4 2013 buy was Stonegate Mortgage Corporation: 335,000 shares worth $5.54M.
  • Hennessy Advisors Inc added most to Kinder Morgan in Q4 2013, an estimated $8.48M increase.
  • Hennessy Advisors Inc's biggest Q4 2013 reduction was Cheniere Energy, cutting an estimated $8.62M.
  • Hennessy Advisors Inc fully exited Williams Companies in Q4 2013, selling an estimated $48.9M.
  • Hennessy Advisors Inc's ten largest holdings make up 25% of its $2.45B portfolio in Q4 2013.
  • Hennessy Advisors Inc opened 15 new positions and closed 16 in Q4 2013.
  • Hennessy Advisors Inc's portfolio value rose 11% quarter-over-quarter to $2.45B.

Based on Hennessy Advisors Inc's 13F filing for Q4 2013, filed 22 Jan 2014.