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HAI

Hennessy Advisors Inc Portfolio holdings

AUM $3.13B
1-Year Est. Return 77.26%
This Fund
S&P 500
This Quarter Est. Return
+7.53%
1 Year Est. Return
+77.26%
3 Year Est. Return
+205.79%
5 Year Est. Return
+302.11%
10 Year Est. Return
+861.99%
AUM
$2.21B
AUM Growth
+$213M
Cap. Flow
+$108M
Cap. Flow %
4.88%
Top 10 Hldgs %
24.18%
Holding
344
New
49
Increased
96
Reduced
134
Closed
20

Top Buys

Rank Stock Value
1
PPL
PPL Corp
PPL
+$11.4M
2
LNG icon
Cheniere Energy
LNG
+$9.7M
3
KMI icon
Kinder Morgan
KMI
+$7.73M
4
GNW icon
Genworth Financial
GNW
+$7.11M
5
CAR icon
Avis
CAR
+$6.81M

Top Sells

Rank Stock Value
1
PRXL
Parexel International Corp
PRXL
+$9.05M
2
MHK icon
Mohawk Industries
MHK
+$8.54M
3
GEO icon
The GEO Group
GEO
+$8.36M
4
JAH
JARDEN CORPORATION
JAH
+$8.31M
5
CTB
Cooper Tire & Rubber Co.
CTB
+$8.27M

Sector Composition

Rank Sector Weight
1 Energy 24.59%
2 Utilities 24.04%
3 Financials 15.78%
4 Consumer Discretionary 8.66%
5 Industrials 8.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBF
176
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
$3.84M 0.17%
175,000
+95,000
+119% +$1.92M
MA icon
177
Mastercard
MA
$498B
$3.83M 0.17%
+57,000
New +$3.58M
TISI icon
178
Team
TISI
$80.6M
$3.82M 0.17%
9,620
-380
-4% -$150K
MET icon
179
MetLife
MET
$62.4B
$3.8M 0.17%
90,882
+34,782
+62% +$1.5M
VMI icon
180
Valmont Industries
VMI
$8.86B
$3.78M 0.17%
27,200
-45,600
-63% -$6.52M
MS icon
181
Morgan Stanley
MS
$319B
$3.77M 0.17%
140,000
+20,000
+17% +$537K
PIR
182
DELISTED
Pier 1 Imports, Inc.
PIR
$3.76M 0.17%
9,620
-15,065
-61% -$6.81M
RF icon
183
Regions Financial
RF
$26.4B
$3.75M 0.17%
405,000
+65,000
+19% +$637K
CTRX
184
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
$3.71M 0.17%
80,700
-7,335
-8% -$387K
NWE icon
185
NorthWestern Energy
NWE
$4.34B
$3.61M 0.16%
80,398
+6,000
+8% +$251K
BX icon
186
Blackstone
BX
$104B
$3.61M 0.16%
147,755
-10,190
-6% -$227K
GDOT icon
187
Green Dot
GDOT
$750M
$3.56M 0.16%
135,000
+35,000
+35% +$809K
FITB
188
Fifth Third Bancorp
FITB
$51.3B
$3.45M 0.16%
191,000
+95,000
+99% +$1.79M
EVER
189
DELISTED
Everbank Financial Corp
EVER
$3.44M 0.16%
230,000
-35,000
-13% -$540K
TE
190
DELISTED
TECO ENERGY INC
TE
$3.42M 0.15%
206,736
+26,846
+15% +$458K
TRV icon
191
Travelers Companies
TRV
$81.1B
$3.39M 0.15%
40,000
+20,000
+100% +$1.65M
F icon
192
Ford
F
$60.9B
$3.32M 0.15%
196,900
– –
PRU icon
193
Prudential Financial
PRU
$42.6B
$3.27M 0.15%
42,000
+14,000
+50% +$1.1M
CLMT icon
194
Calumet Specialty Products
CLMT
$3.7B
$3.27M 0.15%
119,800
-194,200
-62% -$6.1M
BMY icon
195
Bristol-Myers Squibb
BMY
$129B
$3.22M 0.15%
69,500
– –
TWC
196
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$3.17M 0.14%
28,400
– –
PFS icon
197
Provident Financial Services
PFS
$3.14B
$3.16M 0.14%
+195,000
New +$3.29M
UBNK
198
DELISTED
UNITIED FINANCIAL BANCORP INC
UBNK
$3.16M 0.14%
195,294
-5,000
-2% -$80.2K
BKH icon
199
Black Hills Corp
BKH
$5.55B
$3.1M 0.14%
62,100
+7,000
+13% +$354K
INWK
200
DELISTED
InnerWorkings, Inc.
INWK
$3.08M 0.14%
313,265
-12,500
-4% -$137K
6 7
8
9 10

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Hennessy Advisors Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Hennessy Advisors Inc held 344 positions worth $2.21B, up 11% from $2B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Hennessy Advisors Inc deployed $108M of net new capital in Q3 2013, opening 49 new positions and adding to 96 existing holdings. Its largest new stake was Flowers Foods: 300,300 shares worth $6.44M.

By sector, the portfolio is most concentrated in Energy at 25% of assets, down from 25% a quarter earlier, followed by Utilities and Financials.

On the sell side, the largest reduction was Mohawk Industries, an estimated $8.54M trimmed.

  • Hennessy Advisors Inc's largest Q3 2013 buy was Flowers Foods: 300,300 shares worth $6.44M.
  • Hennessy Advisors Inc added most to PPL Corp in Q3 2013, an estimated $11.4M increase.
  • Hennessy Advisors Inc's biggest Q3 2013 reduction was Mohawk Industries, cutting an estimated $8.54M.
  • Hennessy Advisors Inc fully exited Parexel International Corp in Q3 2013, selling an estimated $9.05M.
  • Hennessy Advisors Inc's ten largest holdings make up 24% of its $2.21B portfolio in Q3 2013.
  • Hennessy Advisors Inc opened 49 new positions and closed 20 in Q3 2013.
  • Hennessy Advisors Inc's portfolio value rose 11% quarter-over-quarter to $2.21B.

Based on Hennessy Advisors Inc's 13F filing for Q3 2013, filed 30 Oct 2013.